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RESOLUTION NO. 5,725
A RESOLUTION AUTHORIZING NOTICE OF SALE
OF $15 .000 .000 .00 OF GENERAL OBLIGATION
BONDS OF THE CITY OF LITTLE ROCK, ARKANSAS
BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE CITY OF
LITTLE ROCK, ARKANSAS :
Section 1. That the Director-of Finance of the City of
Little Rock, Arkansas publish in some newspaper published in
the City of Little Rock, Arkansas , and having a bona fide cir-
culation therein and, at his election, in such other financial
journal or journals as he may select, a Notice in substantially
the following form, which shall be published once a week until
the day fixed for the sale, the first publication to be at least
twenty (20) days before said date:
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NOTICE OF SALE
$15, 000, 000
CITY OF LITTLE ROCK, ARKANSAS
GENERAL OBLIGATION IMPROVEMENT BONDS
DATED FEBRUARY 1, 1977
The City of Little Rock, Arkansas (the "City") hereby gives
notice that there will be sold on sealed bids at the time and
place specified below $15 , 000, 000 in principal amount of General
Obligation Improvement Bonds, dated February 1, 1977 , being issued
under the provisions of Amendment No. 13 to the Constitution of the
State of Arkansas (the "Bonds") . The Bonds were approved by the
electors of the City at a duly called and held election on the 21st
day of September, 1976.
The Bonds will bear interest at the rate or rates accepted
by the City, which interest will be payable semiannually on February 1
and August 1 of each year, commencing August 1, 1977 (the first
coupon printed will be Coupon No. 2 due February 1, 1978) , and
the Bonds will mature annually on February 1 of each year as fol-
lows, but shall be subject to redemption prior to maturity as here-
inafter set forth:
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YEAR AMOUNT
1980 $ 750 , 000
1981 390 , 000
1982 415,000
1983 440 , 000
1984 465, 000
1985 495, 000
1986 525, 000
1987 555, 000
1988 585,000
1989 620, 000
1990 660, 000
1991 695 , 000
1992 740, 000
1993 780 , 000
1994 830, 000
1995 880,000 '
1996 930, 000
1997 985 , 000
1998 1, 045, 000
1999 1, 105, 000
2000 1,110, 000
The Bonds will be general obligations of the City, to the
payment of which the City will pledge its full faith, credit and
taxing power, including a continuing annual tax of 3. 75 mills on
the dollar of the assessed valuation of the taxable property in
the City (the "Special Tax" ) . The Special Tax has been levied and
will be collected annually until the principal of, interest on and
Trustee ' s and Paying Agent' s fees in connection with the Bonds are
paid or provision made therefor.
The assessed valuation of the taxable real and personal
property in the City for the year 1976 , the latest assessment of
record, is $374 ,657 ,844 .
The Bonds will not be subject to redemption prior to maturity
prior to February 1, 1988, but will be subject to redemption prior
to maturity on any interest payment date on and after February 1,
1988, in inverse numerical order, as follows :
1. The Bonds shall be subject to mandatory redemption from
surplus collections of the Special Tax (being collections over and
above the amount necessary to insure the prompt payment of principal
of, interest on and Trustee 's and Paying Agent' s fees in connection
with the Bonds, and to establish and maintain a debt service reserve
equal to the maximum annual principal and interest requirements on
the Bonds) , at a redemption price equal to the principal amount of
the Bonds being redeemed plus accrued interest to date of redemption.
The City covenants to apply all surplus collections of the Special
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Tax, as and to the extent available, to such mandatory redemption
on each interest payment date on and after February 1, 1988.
2. The Bonds may be redeemed from funds from any other source,
at the option of the City, at a redemption price equal to the principal -
amount of the Bonds being redeemed plus accrued interest to date of
redemption plus a premium of the principal amount being redeemed, as
follows:
2% if redeemed February 1, 1988 , or August 1, 1988;
1-1/2% if redeemed February 1, 1989 , or August 1 , 1989 ;
1% if redeemed February 1, 1990 , or August 1, 1990 ;
1/2% if redeemed February 1,. 1991, or August 1, 1991; _
No premium if redeemed thereafter.
The purchaser may name the Trustee and the Paying Agent
for the Bonds. If the Paying Agent is not a bank with its principal
office in Little Rock, Arkansas, the purchaser will be required to
name a bank with its principal office in Little Rock, Arkansas, as
Alternate Paying Agent.
The expenses of the authorization and issuance of the Bonds,
except as provided in the next paragraph, including the cost of
printing the Bonds, the Trustee ' s fee for authenticating the Bonds,
and the fee of Friday, Eldredge & Clark; Rose, Nash, Williamson,
Carroll, Clay & Giroir; and Wright, Lindsey & Jennings; Bond Counsel,
Little Rock, Arkansas, upon whose approving opinion the Bonds will
be issued, will be paid by the City. The approving opinion will be
printed on the Bonds.
It is anticipated that CUSIP identification numbers will be
printed on the Bonds, but neither the failure to print such number
on any bond nor any error with respect thereto shall constitute
cause for a failure or refusal by the purchaser thereof to accept
delivery and pay for the Bonds in accordance with the terms of the
Purchase Contract. All expenses in relation to the printing of CUSIP
numbers on the Bonds shall be paid for by the City; provided, however,
that the CUSIP Service Bureau charge for the assignment of such
numbers shall be the responsibility of and shall be paid for by
the purchaser.
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The Bonds will not be subject to conversion and neither sup-
plemental nor dual coupons will be permitted. All Bonds will be
issued in the denomination of $5,000 . Bidders shall specify the
interest rate or rates. Bidders may specify an unlimited number
of interest rates; however, the Bonds of each maturity must bear
interest from date to maturity and at the same rate. The difference
between the highest and lowest rate must not exceed 1-1/2% . The
award, if made, will be to the bidder whose bid results in the
lowest net interest cost, with the net interest cost to be determined
by computing the total amount of interest, at the rates bid, from
August 1, 1977 to maturity and deducting therefrom the amount of
any premium bid. No bid of less than par and accrued interest will
be entertained. All bids must be submitted on the Official Bid
Form.
Sealed bids will be received until 2: 00 p.m. , local time, on
July 27, 1977
and each bid shall be enclosed in a sealed envelope marked on the
outside "Proposal for $15, 000, 000 City of Little Rock, Arkansas ,
General Obligation Refunding and Improvement Bonds, dated February 1,
1977" and addressed to Mr. E. Jack Murphy, Director of Finance,
City Hall, Little Rock, Arkansas. The bids will be opened at that
time and on that date in the chambers of the Board of Directors,
City Hall, Little Rock, Arkansas . Each bid must be accompanied by
a certified or cashier' s check in the amount of $300, 000 , payable
to the order of the City, to be applied as a partial payment for
the Bonds or kept as liquidated damages in the event a bidder
is awarded the sale of the Bonds and fails to complete the pur-
chase. Checks of unsuccessful bidders will be promptly returned
and the City will not pay interest on good faith checks . The
City reserves the right to reject any and all bids . Delivery
will be made to the successful bidder within a period of not to ex-
ceed 60 days after the date of acceptance of the bid. Delivery will
be at Little Rock, Arkansas, or at any other place requested by the
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purchaser, but if at any place other than Little Rock, Arkansas,
expenses incurred by the City in delivering the Bonds must be
paid by the purchaser.
The City will furnish to the successful bidder an appropriate
certificate of the officials of the City that no litigation is then
pending, or, to the knowledge of such officials threatened, to re-
strain or enjoin the issuance or delivery of the Bonds or the levy
or collection of taxes to pay the Bonds or the interest thereon, or
questioning the validity or legality -of the statutes or proceedings
under which the Bonds are issued.
Additional information, including copies of the Official
Statement and Official Bid Form, may be obtained from Mr. E. Jack
Murphy, Director of Finance, City Hall, Little Rock, Arkansas 72201.
Dated , 1977 .
CITY OF LITTLE ROCK, ARKANSAS
By
Section 2 . That the Director of Finance prepare, publish
and disseminate a prospectus descriptive of the said bonds and
the City of Little Rock to accompany the said Notice of Sale
for distribution among financial institutions and take such
other action as he may deem desirable or advisable to assure the
most favorable market for the sale of the said bonds .
Section 3. That it is hereby ascertained and declared
that there is an immediate and urgent need for the construction
or acquisition of the various municipal projects to be financed
through the issuance of the General Obligation Bonds of the City in
order to promote and protect the health, safety and welfare of the
City and its inhabitants; that in order to do so it is necessary to
refund the outstanding general obligation bonds of the City; that only
by the adoption of this Resolution and giving it immediate effect can
these purposes be accomplished expeditiously and effectively. IT IS,
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THEREFORE, declared that an emergency exists and this Resolution, being
necessary for the immediate preservation of the public health, safety,
and welfare, shall take effect and be in force immediately upon and
after its passage.
ADOPTED: June 7 , 1977 .
APPROVED: Qoz‘tc14
Mayor
ATTEST:
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