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ORDINANCE NO. 19,837
2
3 AN ORDINANCE AUTHORIZING THE ISSUANCE OF INDUSTRIAL
4 DEVELOPMENT REVENUE BONDS UNDER THE MUNICIPALITIES
5 AND COUNTIES INDUSTRIAL DEVELOPMENT REVENUE BOND
6 LAW FOR THE PURPOSE OF SECURING AND DEVELOPING
7 INDUSTRY (WELSPUN TUBULAR LLC); AUTHORIZING THE SALE
8 OF THE BONDS AND THE APPROVAL OF A BOND PURCHASE
9 AGREEMENT; AUTHORIZING THE EXECUTION AND DELIVERY
10 OF A SECOND SUPPLEMENTAL TRUST INDENTURE SECURING
11 THE BONDS; AUTHORIZING AND PRESCRIBING CERTAIN
12 MATTERS PERTAINING TO THE INDUSTRIAL PROJECT, THE
13 ACQUISITION, CONSTRUCTION, AND EQUIPPING THEREOF,
14 AND THE FINANCING THEREOF; AUTHORIZING THE
15 EXECUTION AND DELIVERY OF A SECOND AMENDMENT TO
16 LEASE AGREEMENT RELATING TO THE PROJECT; PRESCRIBING
17 OTHER MATTERS RELATING THERETO; AND DECLARING AN
18 EMERGENCY.
Irej
20 WHEREAS, the City of Little Rock, Arkansas is authorized by the Municipalities
21 and Counties Industrial Development Revenue Bond Law, Ark. Code Ann. §§ 14 -164-
22 201 to —224 (the "Act "), to acquire lands, construct and equip industrial buildings,
23 improvements, and facilities, and incur other costs and expenses and make other
24 expenditures incidental to and for the implementing and accomplishing of the conduct
25 of industrial operations; and
Ordinance Authorizing $39,000,000
Taxable Act 9 Bonds for Welspun
Tubular LLC
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I WHEREAS, the City is authorized by the Act to issue industrial development
2 revenue bonds payable from revenues derived from the industrial project so acquired,
3 constructed, and equipped; and
4 WHEREAS, the City, pursuant to Resolution No. 12,544, adopted July 10, 2007,
s has entered into an Agreement to Issue Bonds, dated July 10, 2007, with Welspun Pipes,
6 Inc. ( "Welspun "), to issue such bonds under the Act to the extent of not to exceed
7 $100,000,000 for the purposes hereinafter described for the benefit of Welspun or its
8 assignee, such bonds to be issued in one or more series as Welspun may request; and
9 WHEREAS, Welspun assigned its interest in the Agreement to Issue Bonds to its
10 affiliate, Welspun Tubular LLC (the "Company "), with the consent of the City; and
11 WHEREAS, the necessary arrangements have been made with the Company for
12 a substantial industrial project consisting of the acquisition of approximately 800 acres
13 of land, construction of buildings, and acquisition of equipment, all located at 9301
14 Frazier Pike, Little Rock, Arkansas 72206 (the "Project "), to be utilized in the Company's
15 business of manufacturing steel pipes; and
16 WHEREAS, the Project has been leased to the Company pursuant to the terms of
17 a Lease Agreement, dated as of August 1, 2007 (the "Lease Agreement "), for a term of
18 30 years; and
19 WHEREAS, to provide permanent financing of a portion of the Project costs,
20 necessary costs and expenditures incidental thereto, and the cost of the issuance of
21 bonds, the City issued an initial series of its taxable industrial development revenue
22 bonds under the provisions of the Act designated "City of Little Rock, Arkansas
23 Taxable Industrial Development Revenue Bonds (Welspun Tubular, L.L.C. Project),
24 Series 2007 -A," in the principal amount of $11,000,000 (the "Series A Bonds "), and
25 authorized a second series of its taxable industrial development revenue bonds under
26 the provisions of the Act designated "City of Little Rock, Arkansas Taxable Industrial
[Page 2 of 7]
i Development Revenue Bonds (Welspun Tubular LLC Project), Series 2007 -B," in the
2 principal amount of $50,000,000 (the "Series B Bonds "); and
3 WHEREAS, to provide permanent financing of an additional portion of the
4 Project costs, necessary costs and expenditures incidental thereto, and the cost of the
s issuance of bonds, the City will issue additional series of its taxable industrial
6 development revenue bonds under the provisions of the Act designated "City of Little
7 Rock, Arkansas Taxable Industrial Development Revenue Bonds (Welspun Tubular
s LLC Project), Series 2007 -C," in the principal amount of $39,000,000 (the "Series C
9 Bonds "); and
10 WHEREAS, the Series A Bonds were issued pursuant to the provisions of a Trust
11 Indenture, dated as of August 1, 2007 (the "Trust Indenture "), between the City and
12 Regions Bank, as Trustee (the "Trustee ") and the Series C Bonds will be issued pursuant
13 to the provisions of a First Supplemental Trust Indenture, dated as of November 1, 2007
14 (the "First Supplemental Trust Indenture "), between the City and the Trustee; and
15 WHEREAS, the Series C Bonds will be issued pursuant to the provisions of a
16 Second Supplemental Trust Indenture, dated as of November 1, 2007 (the "Second
17 Supplemental Trust Indenture "), to be entered into between the City and the Trustee;
18 and
19 WHEREAS, an open public hearing on the question of the issuance of the Bonds
20 was held before the Board of Directors of the City on July 10, 2007, following
21 publication of notice in the Arkansas Democrat - Gazette on June 30, 2007; and
22 WHEREAS, the City proposes to sell the Series C Bonds to Welspun Pipes, Inc.
23 (the "Series C Purchaser ") pursuant to a Series C Bond Purchase Agreement by and
24 between the City and the Series C Purchaser;
25 WHEREAS, the completion of the Project will furnish additional employment
26 and other benefits to and be in the best interest of the City and its residents;
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I NOW, THEREFORE, BE IT ORDAINED BY THE BOARD OF DIRECTORS
2 OF THE CITY OF LITTLE ROCK, ARKANSAS that:
3 Section 1. There be, and there is hereby authorized and directed the following:
4 (a) The issuance of the Series C Bonds in the principal amount of $39,000,000 and
5 the sale of the Series C Bonds to the Series C Purchaser for a price of $39,000,000 upon
6 the terms and conditions set forth in the Series C Bond Purchase Agreement.
7 (b) The execution and delivery of the Series C Bond Purchase Agreement by the
8 Mayor on behalf of the City, in substantially the form submitted to this meeting, with
9 such changes as shall be approved by such persons executing the document, their
10 execution to constitute conclusive evidence of such approval. An executed copy of the
11 Series C Bond Purchase Agreement shall be filed in the office of the City Clerk.
12 Section 2. The Series C Bonds shall be dated the date of their initial
13 authentication and delivery, shall bear interest from such date, shall mature (subject to
14 prior redemption) or be subject to mandatory sinking fund redemption in 20 equal
15 quarterly installments commencing one year from the date of commencement of
16 commercial production of the Project provided that the final maturity date shall be not
17 later than seven years following their dated date, and shall bear interest at a floating
18 rate of interest as described in the Second Supplemental Trust Indenture. The Series C
19 Bonds shall be subordinate in security to the Series A Bonds and the Series B Bonds.
20 To provide the terms and conditions upon which the Series C Bonds are to be
21 secured, executed, authenticated, issued, accepted, and held, the Mayor is hereby
22 authorized and directed to execute and acknowledge the Second Supplemental Trust
23 Indenture, and the City Clerk is hereby authorized and directed to execute and
24 acknowledge the Second Supplemental Trust Indenture and to affix the seal of the City
25 thereto, and the Mayor and City Clerk are hereby authorized and directed to cause the
26 Second Supplemental Trust Indenture to be accepted, executed, and acknowledged by
27 the Trustee. The Second Supplemental Trust Indenture is hereby approved in
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I substantially the form submitted to this meeting, and the Mayor is hereby authorized to
2 confer with the Trustee, the Company, and the Series C Purchaser in order to complete
3 the Second Supplemental Trust Indenture in substantially the form submitted to this
4 meeting with such changes as shall be approved by such persons executing the
5 documents, their execution to constitute conclusive evidence of such approval.
6 (Notice is given that, pursuant to the Act, a copy of the Second
7 Supplemental Trust Indenture, in substantially the form authorized to be
s executed, is on file with the City Clerk of the City of Little Rock and are
9 available for inspection by any interested person.)
10 Section 3. There be, and there is hereby, authorized and directed the execution
11 and delivery of the Second Amendment to Lease Agreement, and the Mayor and City
12 Clerk are hereby authorized to execute, acknowledge, and deliver the Second
13 Amendment to Lease Agreement for and on behalf of the City. The Second Amendment
14 to Lease Agreement is hereby approved in substantially the form submitted to this
15 meeting, and the Mayor is hereby authorized to confer with the Company, the Trustee,
16 and the Series C Purchaser in order to complete the Second Amendment to Lease
17 Agreement in substantially the form submitted to this meeting, with such changes as
18 shall be approved by such persons executing the document, their execution to constitute
19 conclusive evidence of such approval.
20 (Notice is given that, pursuant to the Act, a copy of the Second
21 Amendment to Lease Agreement, in substantially the form authorized to
22 be executed, is on file with the City Clerk of the City of Little Rock and is
23 available for inspection by any interested person.)
24 Section 4. The Mayor and City Clerk, for and on behalf of the City, be, and they
25 are hereby authorized and directed to do any and all things necessary to effect the
26 execution of the Second Amendment to Lease Agreement, the performance of the City's
27 obligations under the Lease Agreement, as supplemented by the First Amendment to
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I Lease Agreement and the Second Amendment to Lease Agreement, the execution and
2 delivery of the Second Supplemental Trust Indenture, its execution and acceptance by
3 the Trustee, the performance of all obligations of the City under and pursuant to the
4 Trust Indenture, as supplemented by the First Supplemental Trust Indenture and the
s Second Supplemental Trust Indenture, the execution and delivery of the Series C Bonds,
6 the execution and delivery of the Series C Bond Purchase Agreement, and the
7 performance of all other acts of whatever nature necessary to effect and carry out the
8 authority conferred by this Ordinance. The Mayor and the City Clerk are further
9 authorized and directed, for and on behalf of the City, to execute all papers, documents,
10 certificates, and other instruments that may be required for the carrying out of such
11 authority or to evidence the exercise thereof.
12 Section 5. Since the City is here involved with the acquisition, constructing, and
13 equipping of a complex industrial project, requiring highly specialized work and
14 specialized types of machinery and equipment, it has been and is hereby determined by
15 the Board of Directors that competitive bidding be, and the same is hereby, waived as to
16 this particular industrial project. This action is taken by the Board of Directors pursuant
17 to applicable laws of the State of Arkansas, including particularly the Act.
18 Section 7. All actions heretofore taken by the City, the Company, and the Series
19 C Purchaser in connection with the offer and sale of the Series C Bonds are hereby in all
20 respects ratified and approved.
21 Section 8. Severability. In the event any title, section, paragraph, item, sentence,
22 clause, phrase, or word of this ordinance is declared or adjudged to be invalid or
23 unconstitutional, such declaration or adjudication shall not affect the remaining
24 portions of this ordinance, which shall remain in full force and effect as if the portion so
25 declared or adjudged invalid or unconstitutional was not originally a part of this
26 ordinance.
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I Section 9. Repealer. All ordinances or resolutions of the City in conflict herewith
2 are hereby repealed to the extent of such conflict.
3 Section 10. There is hereby found and declared to be an immediate need for the
4 securing and developing of substantial industrial operations in order to provide
5 additional employment, alleviate unemployment, and otherwise benefit the public
6 health, safety, and welfare of the City and the inhabitants thereof, and the issuance of
7 the Bonds authorized hereby and the taking of the other action authorized herein are
8 immediately necessary in connection with the securing and developing of substantial
9 industrial operations and deriving the public benefits referred to above. It is therefore,
10 declared that an emergency exists and this Ordinance, being necessary for the
11 immediate preservation of the public health, safety, and welfare, shall be in force and
12 take effect immediately upon and after its passage.
13 PASSED: October 16, 2007
14 ATTEST:
15
16
17 Nan y Woo , City Clerk
18 APPROVED AS TO LEGAL FORM:
19
20
21 Thomas M. Carpenter, Cit Attorney
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APPROVED:
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'K0, ,
Mark Stodola, Mayor
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