HomeMy WebLinkAbout190080 •
ORDINANCE NO. 19,008
AN ORDINANCE AUTHORIZING NEW CONSTRUCTION
PROJECTS FOR THE SEWER SYSTEM OF THE CITY OF
LITTLE ROCK, ARKANSAS; AUTHORIZING THE
ISSUANCE OF A SEWER REVENUE NOTE, SERIES 2004
FOR THE PURPOSE OF PROVIDING INTERIM FINANCING
OF A PORTION OF THE COST THEREOF; PROVIDING
FOR THE PAYMENT OF THE PRINCIPAL AND INTEREST
ON THE NOTE; PRESCRIBING OTHER MATTERS
RELATING THERETO; AND DECLARING AN EMERGENCY.
WHEREAS, the City of Little Rock, Arkansas (the "City ")
owns a sewer system (the "System ") , which is operated by the Sewer
Committee of the City (the "Committee "); and
WHEREAS, the Committee has caused to be prepared by
professional engineers on the staff of the Little Rock Wastewater
Utility, a report with general plans and estimates of cost for
extensions, betterments and improvements to the System that need to
be constructed in order to make the services of the System adequate
for the needs of the City (such extensions, betterments and
improvements, along with any necessary land and easement
acquisition therefor are hereinafter referred to collectively as
the "Improvements ") that have been examined and approved by the
Committee and a copy of which report is on file in the office of
the City Clerk and the Manager of the System where they may be
inspected by any interested person; and
WHEREAS, the Committee has determined that it needs to
commence with the acquisition and construction of a portion of the
Improvements having an estimated cost in excess of $4,000,000; and
WHEREAS, the Committee has determined that the City needs
to borrow $4,000,000 to provide interim financing of such costs,
including note issuance costs, in anticipation of the issuance of
permanent financing through the issuance of sewer revenue bonds;
and
WHEREAS, the City is authorized under Amendment No. 65 to
the Arkansas Constitution and Title 14, Chapter 235, Subchapter 2
of the Arkansas Code of 1987 Annotated (the "Authorizing
Legislation "), to incur interim financing of the Improvements
through the issuance of notes or temporary bonds and although the
instrument authorized hereby is in the form of, and referred to
hereinafter, as a "note," the instrument constitutes a temporary
bond within the meaning of the Authorizing Legislation; and
WHEREAS, the City is making arrangements for the sale of
a $4,000,000 principal amount note to Bank of America, N.A. (the
0 0
"Noteholder "), at a price of par for a note bearing interest at the
rate of 3.51% per annum; and
WHEREAS, the City has outstanding (a) a Sewer Revenue
Bond, Series 1990 (the 111990 Bond ") authorized by Ordinance No.
15,966, adopted November 20, 1990 (the "1990 Ordinance ") , (b) a
Sewer Revenue Bond, Series 1991 (the 111991 Bond "), authorized by
Ordinance No. 16,030, adopted April 2, 1991 (the "1991 Ordinance ") ,
(c) a Sewer Revenue Bond, Series 1996 (the 111996 Bond ") authorized
by Ordinance No. 17,097, adopted January 16, 1996 (the 111996
Ordinance "), (d) a Sewer Revenue Bond, Series 1999 (the 111999
Bond "), authorized by Ordinance No. 18,067, adopted July 20, 1999
(the 111999 Ordinance ") and (e) an issue of Sewer Refunding and
Construction Revenue Bonds, Series 2001 (the 112001 Bonds "),
authorized by Ordinance No. 18,557, adopted September 4, 2001 (the
"2001 Ordinance "); and
WHEREAS, the City authorized, but not yet issued, (a) a
Sewer Revenue Bond, Series 2004A (the 112004A Bond ") pursuant to
Ordinance No. 19,006, adopted December 16, 2003 (the 112004A
Ordinance ") and (b) a Sewer Revenue Bond, Series 2004B (the 112004B
Bond ") pursuant to Ordinance No. 19,007, adopted December 16, 2003
(the 112004B Ordinance ");
NOW, THEREFORE, BE IT ORDAINED by the Board of Directors
of the City of Little Rock, Arkansas:
Section 1. The Improvements shall be accomplished. The
accomplishment of the Improvements shall be under the control and
supervision of, and all details in connection therewith shall be
handled by, the Committee, and the Committee shall make all
contracts and agreements necessary or incidental to the performance
of its duties and the execution of its powers. The Committee shall
let all construction contracts pursuant to and in accordance with
existing laws and shall require such performance bonds and
insurance from the contractors as, in the judgment of the
Committee, will fully insure the completion of the Improvements in
accordance with the plans and specifications therefor.
Section 2. The sale to the Noteholder of a note in the
principal amount of $4,000,000 from the City at a price of par for
a note bearing interest at the rate of 3.51°% per annum and
otherwise subject to the terms and provisions hereafter in this
Ordinance set forth in detail be, and is hereby approved, and the
note is hereby sold to the Noteholder.
Section 3. The Board of Directors hereby finds and
declares that the period of usefulness of the Improvements will be
more than 25 years, which is longer than the term of the note.
2
0 0
Section 4. Under the authority of the Constitution and
laws of the State of Arkansas (the "State ") , including particularly
the Authorizing Legislation, City of Little Rock, Arkansas Sewer
Revenue Note, Series 2004 (the "note ") is hereby authorized and
ordered issued in the principal amount of $4,000,000, the proceeds
of the sale of which are necessary to provide interim financing of
a portion of the costs of accomplishing the Improvements and paying
expenses incidental thereto and expenses of issuing the note.
The note shall bear interest at the rate of 3.51% per
annum based upon a 365 or 366 day year, as the case may be, and
actual number of days elapsed. The note shall be dated the date of
delivery to the Noteholder. Principal and interest shall be
payable one month from the date of the note and on the same day of
each month thereafter with the final installment due five years
from the date of the note. Even though it is anticipated that
permanent bonds will be issued to retire the note, the monthly
installments of principal and interest shall be in approximately
equal amounts that will be sufficient to amortize the note over a
five year period.
The note will be registered as to both principal and
interest, payable to the Noteholder, or registered assigns, as set
forth hereinafter in the note form, and shall be numbered R -1.
Payment of principal and interest shall be by check or
draft mailed to the Noteholder at its address shown on the note
registration books of the City which shall be maintained by the
City Clerk as Note Registrar, without presentation or surrender of
the note (except upon final payment) and such payments shall
discharge the obligation of the City to the extent thereof. The
City Clerk shall keep a payment record and make proper notations
thereon of all payments of principal and interest.
Payment of principal and interest shall be in any coin or
currency of the United States of America which, as at the time of
payment, shall be legal tender for the payment of debts due the
United States of America. When the principal of and interest on
the note have been fully paid, it shall be canceled and delivered
to the City Clerk.
Section 5. The note shall be executed on behalf of the
City by the Mayor and City Clerk and shall have impressed thereon
the seal of the City. The note is not a general obligation of the
City but is a special obligation, the principal of and interest on
which are secured by a pledge of and are payable from revenues
derived from the System ( "Revenues "). The pledge of Revenues is
subordinate to the pledge in favor of the 1990 Bond, the 1991 Bond,
the 1996 Bond, the 1999 Bond, the 2001 Bonds, the 2004A Bond and
the 2004B Bond (collectively, the "Prior Bonds ") . The note and
3
0 0
interest thereon shall not constitute an indebtedness of the City
within any constitutional or statutory limitation.
Section 6. The note shall be in substantially the
following form and the Mayor and City Clerk are hereby authorized
and directed to make all the recitals contained therein:
(form of note)
UNITED STATES OF AMERICA
STATE OF ARKANSAS
COUNTY OF PULASKI
CITY OF LITTLE ROCK
3.51% SEWER REVENUE NOTE, SERIES 2004
No. R -1
KNOW ALL MEN BY THESE PRESENTS:
$4,000,000
That the City of Little Rock, Pulaski County, Arkansas
(the "City ") , for value received, hereby acknowledges itself to owe
and promises to pay to Bank of America, N.A., or registered assigns
(the "Owner ") , solely from the special fund as hereinafter set
forth, the principal sum of
FOUR MILLION DOLLARS
and to pay interest on the unpaid balance of said principal amount
at the rate of 3.51% per annum. Principal and interest on this
Note shall be due and payable on the day of each month,
commencing , 2004, in amortized installments of
$ with the final installment due , 2009 in
an amount equal to the outstanding principal amount of this Note
plus accrued interest. Payments shall be applied first to interest
and the balance to principal. Interest shall accrue on the basis
of a 365 or 366 day year, as the case may be, and actual number of
days elapsed. The principal of and interest on this Note are
payable in lawful money of the United States of America at the
address of the Owner.
This Note is issued for the purpose of providing interim
financing of the costs of constructing extensions, betterments and
improvements to the sewer system of the City (the "System "), and
any necessary land and easement acquisition therefor (the
"Projects ") , and costs of authorizing and issuing this Note, and is
issued pursuant to and in full compliance with the Constitution and
laws of the State of Arkansas (the "State ") , including particularly
Amendment No. 65 to the Arkansas Constitution and Title 14,' Chapter
235, Subchapter 2 of the Arkansas Code of 1987 Annotated, and
4
pursuant to Ordinance No. 19,008 of the City, duly adopted and
approved on the 16th day of December, 2003 (the "Authorizing
Ordinance ") . Reference is hereby made to the Authorizing Ordinance
for the details of the nature and extent of the security and of the
rights and obligations of the City and the Owner of this Note.
This Note may be assigned but only as a whole and after
notice in writing from the then current Owner hereof to the City
Clerk. Such notice shall not be effective until it is received by
the City. Such notice shall contain the name and address of the
assignee and the place at which payment of the principal of and
interest on this Note is to be made. Every assignee shall take
this Note subject to all payments and prepayments of principal and
interest prior to such assignment. Subject to the provisions
hereof respecting assignment of this Note, nothing contained in
this Note shall affect or impair the negotiability of this Note
and, this Note shall have all the qualities of a negotiable
instrument under the law merchant and the Uniform Commercial Code
of the State of Arkansas.
This Note may be prepaid at any time and from time to
time, at the option of the City, in whole or in part, at a
prepayment price equal to the principal amount being prepaid plus
accrued interest to the prepayment date. Partial prepayments shall
be applied in inverse chronological order of maturity. Such
prepayments shall not affect the obligation of the City to pay the
remaining installments as scheduled herein.
This Note does not constitute an indebtedness of the City
within any constitutional or statutory limitation or provision, and
the taxing power of the City is not pledged to the payment of the
principal of or interest on this Note. This Note is a special
obligation payable solely from the net revenues derived from the
operation of the System and from the proceeds of bonds issued to
provide permanent financing of the costs of the Projects. In this
regard, the pledge of net System revenues is subordinate to the
pledge of System revenues to the City's Sewer Revenue Bonds, Series
1990, 1991, 1996, 1999, 2004A and 2004B and the City's issue of
Sewer Refunding and Construction Revenue Bonds, Series 2001, so
long as any of such bonds are outstanding. A sufficient amount of
System revenues to pay principal and interest has been duly set
aside and pledged as a special fund for that purpose, identified as
the "2004 Note Fund," in the Authorizing Ordinance. The City has
reserved the right in the Authorizing Ordinance to issue additional
bonds having a pledge of System revenues that is senior to or on a
parity with the pledge in favor of this Note. The City has fixed
and has covenanted and agreed to maintain rates for use of the
System which shall be sufficient at all times to at least provide
for the payment of the reasonable expenses of operation and
maintenance of the System, provide for the payment of the principal
of and interest on all the outstanding bonds and notes to which
5
0 0
System revenues are pledged as the same become due, to establish
and maintain debt service reserves and to provide a depreciation
fund, all as set forth in the Authorizing Ordinance. This Note is
issued with the intent that the laws of the State shall govern its
construction.
IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all
acts, conditions and things required by the Constitution and
statutes of the State to exist, happen and be performed precedent
to and in the issuance of this Note do exist, have happened and
have been performed in regular and due time, form and manner as
required by law; that this Note does not exceed any constitutional
or statutory limitation of indebtedness; and that provision has
been made for the payment of the principal of and interest on this
Note, as provided in the Authorizing Ordinance.
IN WITNESS WHEREOF, the City of Little Rock, Arkansas has
caused this Note to be executed in its name by its Mayor and City
Clerk, thereunto duly authorized, and its corporate seal to be
affixed, all as of the day of , 2004.
CITY OF LITTLEE�RROCK,` ARKANSAS
ATTEST: By �`y
Mayor
City C erk
(SEAL) anumnrn..
. The City has heretofore fixed sewer rates by
i 732, adopted on September 17, 2002. Reference is
to 'nch Ordinance for the details thereof and other
W Ailing thereto, which sewer rates are hereby
nt3nued as provided therein.
y covenants and agrees that the rates established
will, ��eog -Voss Revenues at least sufficient to pay monthly
operation, maintenance and funded depreciation expenses of the
System, pay the principal of and interest on all outstanding bonds
and notes to which Revenues are pledged ( "System Bonds "), as the
same become due, pay any financing fees as the same become due, and
create and maintain any required debt service reserves. The City
covenants always to maintain rates (including increases as
necessary) which will provide in each fiscal year Net Revenues at
least equal to 110% of the principal of, interest on and financing
fees in connection with System Bonds due during that fiscal year.
G
0 0
"Net Revenues" are defined as gross Revenues less operation and
maintenance expenses, excluding depreciation expense.
None of the facilities or services afforded by the System
shall be furnished without a charge being made therefor. In the
event that the City or any department, agency or instrumentality
thereof shall avail itself of the facilities and services afforded
by the System, the reasonable value of the service or facilities so
afforded shall be charged against the City or such department,
agency or instrumentality and shall be paid for as the charges
accrue. The revenues so received shall be deemed to be revenues
derived from the operation of the System and shall be used and
accounted for in the same manner as the other revenues derived from
the operation of the System.
Section 8. All of the provisions of the 1990 Ordinance,
the 1991 Ordinance, the 1996 Ordinance, the 1999 Ordinance, the
2001 Ordinance, the 2004A Ordinance and the 2004B Ordinance (the
"Prior Bond Ordinances ") (including those incorporated therein by
reference), as now in effect, and except those provisions clearly
inapplicable hereto, including, without limitation, the provisions
pertaining to the collection, the investment and the handling of
Revenues and funds, to the operation, maintenance and care of the
System, and to the depreciation of the System, are hereby made
applicable hereto and are incorporated herein by reference as
though fully set forth at this point.
Section 9. The City covenants that it will continuously
operate the System as a revenue - producing undertaking and will not
sell or lease the same, or any substantial portion thereof, without
the prior written approval of the Noteholder; provided, however,
that nothing herein shall be construed to prohibit the City from
making such dispositions of properties of the System and such
replacements and substitutions for properties of the System as
shall be necessary or incidental to the efficient operation of the
System as a revenue - producing undertaking.
Section 10. (a) After making the required payments into
the Sewer Operation and Maintenance Fund being maintained in
accordance with the 2001 Ordinance and into the bond funds for the
Prior Bonds and any additional bonds having a priority on the
pledge of Revenues over the pledge in favor of the note and after
paying the financing and administrative fees in connection with the
Prior Bonds, there shall be paid from the Sewer Fund being
maintained in accordance with the 2001 Ordinance into a special
account of the City designated the 112004 Note Fund" (the "Note
Fund ") hereby created in a bank selected by the Committee that is
a member of the Federal Deposit Insurance Corporation for the
purpose of paying the principal of and interest on the note the
amounts specified in (b) below.
7
0 0
(b) Commencing on the first business day of the month
after the month in which the note is delivered, and on the first
business day of each month thereafter, there shall be deposited
from moneys in the Sewer Fund into the Note Fund an amount equal to
the monthly installment of principal and interest on the note next
due.
(c) If Revenues are insufficient to make the required
payment on or before the first business day of the following month
into the Note Fund, then the amount of any such deficiency in the
payment made shall be added to the amount otherwise required to be
paid into the Note Fund on the first business day of the next
month.
(d) When the moneys held in the Note Fund shall be and
remain sufficient to pay in full the principal of and interest on
the note, the City shall not be obligated to make any further
payments into the Note Fund.
(e) All moneys in the Note Fund shall be used solely for
the purpose of paying the principal of and interest on the note and
the City shall receive a credit monthly for all earnings and income
derived from the investment of the moneys in the Note Fund against
the next monthly payment.
(f) It shall be the duty of the City to cause to be
withdrawn from the Note Fund and paid to the Noteholder on each day
principal and interest on the note is due an amount equal to the
principal and interest then due. No withdrawal of funds from the
Note Fund shall be made for any other purpose except as otherwise
authorized in this Ordinance.
(g) The note shall be specifically secured by a pledge
of all Revenues required to be placed into the Note Fund. This
pledge in favor of the note is hereby irrevocably made according to
the terms of this Ordinance, and the City and its officers and
employees shall execute, perform and carry out the terms thereof in
strict conformity with the provisions of this Ordinance.
Section 11. (a) The City covenants that it shall not
take any action or suffer or permit any action to be taken or
condition to exist which causes or may cause the interest payable
on the note to be included in gross income for federal income tax
purposes. Without limiting the generality of the foregoing, the
City covenants that the proceeds of the note and moneys that are
deposited in the funds identified herein will not be used directly
or indirectly in such manner as to cause the note to be treated as
an "arbitrage bond" within the meaning of Section 148 of the
Internal Revenue Code of 1986, as amended (the "Code "). The City
agrees to make any required rebate to the United States Treasury in
accordance with Section 148 of the Code with respect to the note.
L
0 0
(b) The City shall assure that (1) not in excess of 10%
of the proceeds of the note is used for Private Business Use if, in
addition, the payment of more than 10% of the principal or 10% of
the interest due on the note during the term thereof is, under the
terms of the note or any underlying arrangement, directly or
indirectly secured by any interest in property used or to be used
for a Private Business Use or in payments in respect of property
used or to be used for a Private Business Use or is to be derived
from payments, whether or not to the City, in respect of property
or borrowed moneys used or to be used for a Private Business Use;
and (2) that, in the event that both (A) in excess of 5% of the
proceeds of the note are used for a Private Business Use, and (B)
an amount in excess of 5% of the principal or 5% of the interest
due on the note during the term thereof is, under the terms of the
note or any underlying arrangement, directly or indirectly, secured
by any interest in property used or to be used for said Private
Business Use or in payments in respect of property used or to be
used for said Private Business Use or is to be derived from
payments, whether or not to the City, in respect of property or
borrowed money used or to be used for said Private Business Use,
then said excess over said 5% of proceeds of the note used for a
Private Business Use shall be used for a Private Business Use
related to the governmental use of the Improvements.
The City shall assure that not in excess of 5% of the
proceeds of the note are used, directly or indirectly, to make or
finance a loan to persons other than state or local governmental
units.
As used in this Section, "Private Business Use" means use
directly or indirectly in a trade or business carried on by a
natural person or in any activity carried on by a person other than
a natural person, excluding, however, use by a state or local
governmental unit and use as a member of the general public.
(c) That the City covenants that it will take no action
which would cause the note to be "federally guaranteed" within the
meaning of Section 149(b) of the Code.
(d) The City covenants that it will submit to the
Secretary of the Treasury of the United States a statement
concerning the note which contains the information required by
Section 149(e) of the Code within the time required by such
Section.
(e) The City covenants that it will not reimburse itself
from proceeds of the note for costs paid by the City prior to the
date the note is issued except in compliance with U.S. Treasury
Regulation 1.150 -2 (the "Regulation ") . This Ordinance shall
constitute an "official intent" for purposes of the Regulation.
0 0
Section 12. The principal of the note shall be
prepayable prior to maturity as provided in the note form in
Section 6 hereof.
Section 13. As long as the note is outstanding, the City
shall not issue or attempt to issue any bonds having or claimed to
be entitled to a priority of lien on Revenues over the lien
securing the note, including any and all future extensions,
betterments and improvements to the System except as provided in
this Section.
The City may issue additional bonds having a priority on
or on a parity with the lien on Revenues in favor of the note to
finance or pay the cost of constructing extensions, betterments and
improvements to the System or to refund outstanding System Bonds,
if there shall have been procured and filed with the City Clerk and
the Noteholder a statement by a certified public accountant not in
the regular employ of the City (the "Accountant ") reciting the
opinion that (i) the Net Revenues (Net Revenues being gross
Revenues less operation and maintenance expenses, but not including
depreciation) for the fiscal year preceding the year in which such
additional notes or notes are to be issued were not less than 110%
of the average annual debt service requirements (including
principal, interest and financing fees) on all outstanding System
Bonds and the bonds then proposed to be issued or (ii) the Net
Revenues for the fiscal year succeeding the year in which such
additional bonds are to be issued are projected to be sufficient in
amount, taking in consideration any enacted increase in Revenues,
to be not less than 110% of the average annual debt service
requirements (including principal, interest and financing fees) on
all outstanding System Bonds and the bonds then proposed to be
issued.
The additional bonds, the issuance of which is restricted
and conditioned by this Section, shall not be deemed to mean bonds
the security and source of payment of which are subordinate and
subject to the priority of the note and such additional bonds may
be issued without complying with the terms and conditions of this
Section.
Section 14. It is covenanted and agreed by the City with
the Noteholder that it will faithfully and punctually perform all
duties with reference to the System required by the Constitution
and laws of the State and by this Ordinance, including, without
limitation, the making and collecting of reasonable and sufficient
rates lawfully established for services rendered by the System,
segregating Revenues and applying them to the respective funds
maintained pursuant to the Prior Bond Ordinances and this
Ordinance.
10
0 0
The City covenants and agrees that the Noteholder shall
have the protection of all the provisions of the Authorizing
Legislation, and that the City will diligently proceed to enforce
those provisions to the end of the Noteholder realizing fully upon
its security. And, if the City shall fail to proceed within 30
days after written request shall have been filed by the Noteholder,
the Noteholder may proceed to enforce all such provisions.
If there be any default in the payment of the principal
of or interest on the note, or if the City defaults in any Note
Fund requirement or in the performance of any of the other
covenants contained in this Ordinance, the Noteholder may, by
proper suit, compel the performance of the duties of the officials
of the City under the laws of the State. In the case of a default
in the payment of the principal of and interest on the note, the
Noteholder may apply in a proper action to a court of competent
jurisdiction for the appointment of a receiver to administer the
System on behalf of the City and the Noteholder with power to
charge and collect (or by mandatory injunction or otherwise to
cause to be charged and collected) rates sufficient to provide for
the payment of the expenses of operation, repair and maintenance
and to pay the note and interest outstanding and to apply Revenues
in conformity with this Ordinance. When all defaults in principal
and interest payments have been cured, the custody and operation of
the System shall revert to the City. No remedy herein conferred
upon or reserved to the Noteholder is intended to be exclusive of
any other remedy or remedies herein provided or provided by law,
and every such remedy shall be cumulative and shall be in addition
to every other remedy given hereunder or given by law. No delay or
omission of the Noteholder to exercise any right or power accrued
upon any default shall impair any such right or power or shall be
construed to be a waiver of any default or an acquiescence therein;
and every power and remedy given by this Ordinance to the
Noteholder may be exercised from time to time and as often as may
be deemed expedient.
No waiver of any default shall extend to or affect any
other existing or any subsequent default or defaults or impair any
rights or remedies consequent thereon. Any costs of enforcement of
the note or of any provision of this Ordinance, including
reasonable attorney's fees, shall be paid by the City.
Section 15. When the note has been executed and sealed
as herein provided, it shall be delivered to the Noteholder upon
payment of the purchase price. The sale proceeds shall be
deposited in an account of the City hereby created and designated
the 112004 Note Construction Fund" (the "Construction Fund ") .
Moneys in the Construction Fund and investment earnings thereon
shall be used for directly paying, or reimbursing the City for, the
costs paid in accomplishing the Improvements, expenses incidental
thereto and the expenses of issuing the note. Payments from the
11
0 0
Construction Fund shall be by check or voucher signed by either the
Manager or Finance Director of the System, and drawn on the
depository. Each such check or voucher shall briefly specify the
purpose of the expenditure.
Section 16. The terms of this Ordinance shall constitute
a contract between the City and the Noteholder and no variation or
change in the undertaking herein set forth shall be made while the
note is outstanding unless consented to in writing by the
Noteholder.
Section 17. The City agrees that the Committee will keep
proper records, books and accounts relating to the operation of the
System, which shall be kept separate from all other records and
accounts of the City, in which complete and correct entries shall
be made of all transactions relating to the operation of the System
in accordance with generally accepted government accounting
standards. Such books shall be available for inspection by the
Noteholder at reasonable times and under reasonable circumstances.
The City agrees to have these records audited by an Accountant
selected by the Committee at least once each year and to furnish a
copy of the audit report to the Noteholder not later than March 31
of each year while the note is outstanding.
In the event the Committee fails or refuses to furnish or
cause such reports to be furnished, the Noteholder may have the
reports made, and the cost thereof shall be charged against the
Sewer Operation and Maintenance Fund.
Section 18. The City covenants and agrees that it will
maintain the System in good condition and operate it in an
efficient manner and at reasonable cost. While the note is
outstanding, the City agrees that it will insure, and at all times
keep insured, in the amount of the actual value thereof, in a
responsible insurance company or companies selected by the
Committee and authorized and qualified under the laws of the State
to assume the risk thereof, all above - ground structures of the
System against loss or damage thereto from fire, lightning,
tornado, winds, riot, strike, civil commotion, malicious damage,
explosion, and against loss or damage from any other causes
customarily insured against in connection with similar facilities
and undertakings as the System. -
Section 19. In the event the offices of Mayor, City
Clerk, Manager of the System, Finance Director of the System, Board
of Directors, or Committee shall be abolished, or any two or more
of such offices shall be merged or consolidated, or in the event
the duties of a particular office shall be transferred to another
office or officer, or in the event of a vacancy in any such office
by reason of death, resignation, removal from office, or otherwise,
or in the event any such officer shall become incapable of
0 0
performing the duties of his office by reason of sickness, absence
from the City, or otherwise, all powers conferred and all
obligations and duties imposed upon such office or officer shall be
performed by the office or officer succeeding to the principal
function thereof, or by the office or officer upon whom such
powers, obligations, and duties shall be imposed by law.
Section 20. It is understood and agreed that the
Committee, acting for and on behalf of the City, has custody of and
control over the System, operates, maintains and repairs the System
and collects and handles Revenues. Therefore, it is understood and
agreed that even though there are some express references to the
Committee, all references herein to the City shall, when
appropriate in view of the authority and responsibility of the
Committee, be construed to mean and include the Committee. So long
as the Committee operates the System for the City, performance by
the Committee of any right or obligation of the City hereunder
shall be deemed performance by the City. The Committee presently
consists of Dale J. Wintroath, Jr., Chairman, Stuart S. Mackey,
Secretary, Charles G. Goss, James R. Pender, and Patrick D. Miller.
Section 21. The provisions of this Ordinance are hereby
declared to be separable, and if any provision shall for any reason
be held illegal or invalid, it shall not affect the validity of the
remainder of this Ordinance.
Section 22. Reference in this Ordinance to "Noteholder"
shall include the original Noteholder or any registered assign
thereof.
Section 23. All ordinances and resolutions and parts
thereof in conflict herewith are hereby repealed to the extent of
such conflict.
Section 24. It is hereby ascertained and declared that
the Improvements must be accomplished as soon as possible in order
to make the System adequate for the needs of the City and its
inhabitants, without which the life, health, safety and welfare
thereof are jeopardized, and that the issuance of the note and the
taking of the other action authorized by this Ordinance is
necessary for the accomplishment thereof. It is, therefore,
declared that an emergency exists and this Ordinance being
necessary for the immediate preservation of the public peace,
health and safety shall take effect and be in force from and after
its passage.
13
ADOPTED: December 16, 2003.
ATTEST:
Mayor Jim Dail ty
��
City erc Nancy Wood
CI
(SEAL)
r a c� • i. s, sr •. s •r: r U
It
yLe-�
City Attorney v
14
0 0
CERTIFICATE
The undersigned, City Clerk of the City of Little Rock,
Arkansas (the "City "), hereby certifies that the foregoing pages
are a true and perfect copy of Ordinance No. 19,008, adopted at a
regular session of the Board of Directors of the City, held at the
regular meeting place in the City at 6:00 o'clock p.m., on the 16th
day of December, 2003, and that the Ordinance is of record in
Ordinance Record Book No. , Page , now in my possession.
GIVEN under my hand and seal on this day of
December, 2003.
ty Clerk
(SEAL)
-OF- 1:
a0
'''•,gRKA N S P'�' �`O ```
15