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ORDINANCE NO. 15,139
AN ORDINANCE AUTHORIZING THE ISSUANCE OF
CITY OF LITTLE ROCK, ARKANSAS HOTEL AND
RESTAURANT GROSS RECEIPTS TAX BONDS (LITTLE
ROCK CONVENTION CENTER REFUNDING), SERIES
1986, FOR THE PURPOSE OF ADVANCE REFUNDING
THE CITY OF LITTLE ROCK, ARKANSAS HOTEL AND
RESTAURANT GROSS RECEIPTS TAX BONDS (LITTLE
ROCK CONVENTION CENTER PROJECT), SERIES
1980; AUTHORIZING A TRUST INDENTURE SECURING
THE SERIES 1986 BONDS; AUTHORIZING THE SALE
OF THE SERIES 1986 BONDS; AUTHORIZING AN
OFFICIAL STATEMENT; AND AUTHORIZING AND
PRESCRIBING OTHER MATTERS PERTAINING
THERETO.
WHEREAS, the City of Little Rock, Arkansas (the
"City ") has issued its Hotel and Restaurant Gross Receipts Tax
Bonds (Little Rock Convention Center Project), Series 1980 (the
"Series 1980 Bonds "), for the purpose of financing a portion of
the cost of acquiring, constructing and equipping a convention
facility known as "Statehouse Convention Center" (the
"Project "); and
WHEREAS, the City and Little Rock Center Associates,
Ltd., an Arkansas limited partnership (the "Developer "), entered
into a Construct and Lease Agreement dated April 17, 1979, as
amended and supplemented by a Supplemental Agreement dated
August 5, 1980 (the "Development Agreement "), providing for the
acquiring, constructing and equipping of the Project and a
convention hotel as a joint undertaking of the City and the
Developer; and
WHEREAS,
as the "Excelsior
operation; and
WHEREAS,
principal amount
principal amount re
the Project and the convention hotel (known
Hotel ") have been completed and are now in
the Series 1980 Bonds were issued in the
of $27,375,000, of which $26,970,000 in
mains outstanding and unpaid; and
WHEREAS, the City has determined that debt service
savings can be realized by issuing /refunding bonds (the
"Refunding Bonds ") for the purpose of advance refunding the
Series 1980 Bonds and the issuance of the Refunding Bonds has
been authorized by the electors of the City at a special
election on July 15, 1986;
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NOW, THEREFORE, BE IT ORDAINED by the Board of
Directors of the City of Little Rock, Arkansas:
Section 1. The Refunding Bonds are hereby authorized
and shall be issued in the principal amount of $30,775,000. The
Refunding Bonds initially issued shall be dated August 15, 1986.
Bonds issued in exchange therefor shall be dated as of the date
to which interest on the Refunding Bonds has been paid. The
proceeds of the Refunding Bonds shall be used to advance refund
the Series 1980 Bonds and to pay costs of issuing the Refunding
Bonds. Any excess proceeds shall be applied to redeem the
Refunding Bonds in multiples of $5,000 on the date of delivery
of the Refunding Bonds to the underwriters named herein (which
date with be hereinafter called the "Closing Date ". The
Refunding Bonds shall be designated "City of Little Rock,
Arkansas Hotel and Restaurant Gross Receipts Tax Bonds (Little
Rock Convention Center Refunding), Series 1986," and shall
mature on January 1 in the years and in the principal amounts
set forth below:
Year
Principal Amount
Year
Principal Amount
1988
$385,000
2002
$ 950,000
1989
405,000
2003
1,025,000
1990
430,000
2004
1,100,000
1991
450,000
2005
1,185,000
1992
480,000
2006
1,275,000
1993
510,000
2007
1,375,000
1994
545,000
2008
1,480,000
1995
580,000
2009
1,,595,000
1996
625,000
2010
1,720,000
1997
665,000
2011
1,850,000
1998
715,000
2012
1,995,000
1999
765,000
2013
2,150,000
2000
825,000
2014
2,315,000
2001
885,000
2015
2,495,000
Section 2. To prescribe the terms and conditions upon
which the Refunding Bonds are to be executed, authenticated,
issued, accepted, held and secured, the Mayor is hereby
authorized and directed to execute, acknowledge and deliver a
Trust Indenture (the "Indenture ") by and between the City and
First Commercial Bank, National Association, Little Rock,
Arkansas, as trustee (the "Trustee "), and the City Clerk is
hereby authorized and directed to attest the signature of the
Mayor and to affix the seal of the City thereto. The Indenture
is hereby approved in substantially the form submitted to this
meeting, and the Mayor is hereby authorized to confer with the
Trustee, the City Advertising and Promotion Commission of the
City (the "Commission ") and the underwriters named below in
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order to complete the Indenture, with such insubstantial changes
as shall be approved by those persons executing the Indenture.
Execution shall constitute conclusive evidence of approval.
Section 3. The Refunding Bonds shall be sold to E.E.
Hutton & Company Inc. and T.J. Raney & Sons, Inc. (the
"Underwriters ") for a purchase price equal to 97.7% of the
principal amount of the Refunding Bonds plus accrued interest on
all Refunding Bonds from August 15, 1986, to the Closing Date.
The Refunding Bonds shall bear interest at the rates specified
by the Underwriters. No bond shall bear interest at a rate
exceeding 8% per annum. The true interest cost to the City of
the Refunding Bonds shall be equal to or less than 7.9% per
annum. "True interest cost" means the discount rate which when
used in computing the present worth as of the Closing Date of
all payments of principal (at maturity or in accordance with
mandatory sinking fund redemption requirements) and interest to
be paid on the Refunding Bonds produces an amount equal to the
purchase price paid by the Underwriters for the Refunding Bonds
(inclusive of accrued interest). The sale of the Refunding
Bonds shall be upon the terms and conditions set forth in a Bond
Purchase Agreement (the "Bond Purchase Agreement ") to be entered
into between the City and the Underwriters. The Bond Purchase
Agreement is hereby approved in the form submitted to this
meeting and the Mayor is authorized to execute and deliver the
Bond Purchase Agreement on behalf of the City.
Section 4. There shall be pledged to the payment of
the principal of and interest on the Refunding Bonds, (1)
revenues derived from the two percent (2%) gross receipts tax
levied by the City upon the gross receipts or gross proceeds
derived from furnishing, within the boundaries of the City,
hotel or motel accommodations and upon the gross receipts or
gross proceeds of restaurants and similar establishments located
within the boundaries of the City, which tax has been levied by
Ordinance No. 12,353 of the City, as amended by Ordinance No.
13,527, pursuant to the authority of Act No. 185 of the Acts of
Arkansas of 1965, as amended; (2) revenues, including rent paid
under the Development Agreement, derived by the City from
convention facilities commonly known as "Robinson Auditorium"
and "Statehouse Convention Center" and from the underground
parking garage located adjacent to Robinson Auditorium; (3)
except as otherwise specified in the Indenture, all other
revenues received by the Commission which the City or the
Commission may lawfully use in connection with Robinson
Auditorium or the Statehouse Convention Center, or for payment
of debt service on the Refunding Bonds; and (4) "state turnback
revenues" received by or on behalf of the City in accordance
with the provisions of Act No. 763 of the Acts of Arkansas of
1977, as amended, for use in paying principal of and interest on
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the Refunding Bonds. The
referred to as the "Pledged
above revenues will be hereinafter
It
Revenues.
Section 5. In order to provide for the retirement of
the Series 1980 Bonds and to defease the lien on the Pledged
Revenues in favor of the Series 1980 Bonds, a sufficient amount
of the proceeds of the Refunding Bonds or "Permitted
Investments" purchased from such proceeds will be deposited in
an escrow account to be held by the Trustee pursuant to an
escrow deposit agreement (the "Escrow Agreement ") with the City.
The uninvested cash and Permitted Investments deposited under
the Escrow Agreement, and the interest earned thereon, must be
sufficient, without reinvestment, to pay when due at maturity
and upon redemption of all then outstanding bonds on January 1,
1990, the principal of, redemption premium and interest on the
Series 1980 Bonds. The term "Permitted Investments" shall mean
either (1) direct or fully guaranteed obligations of the United
States of America which are not subject to redemption prior to
maturity, or (2) other obligations secured by a perfected pledge
to the Trustee of collateral consisting of obligations described
in (1) which collateral and the interest to be earned thereon is
sufficient, without regard to the obligation secured, to retire
the Series 1980 Bonds. The Escrow Agreement shall contain such
other terms and conditions as are acceptable to the Mayor. In
order to accomplish the purposes of this Section, the Mayor is
hereby authorized to execute and deliver the Escrow Agreement
and to take all other action and execute all instruments
necessary.
Section 6. The Preliminary Official Statement dated
July 25, 1986, relating to the Refunding Bonds, is hereby
approved in the form submitted to this meeting. The
distribution of the Preliminary Official Statement by the
Underwriters to various prospective and actual purchasers of the
Refunding Bonds is hereby ratified. There is hereby authorized
the preparation and distribution to various prospective and
actual purchasers of the Refunding Bonds of a final Official
Statement in substantially the form of the Preliminary Official
Statement. The Mayor is authorized to approve and execute the
Official Statement on behalf of the City.
Section 7. The Mayor, City Clerk and other appropriate
officers and employees of the City are authorized and directed,
for and on behalf of the City, to take whatever action is
necessary to carry out the authority conferred by this
Ordinance, and execute all instruments that may be required for
the carrying out of such authority or to evidence the exercise
thereof.
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Section 8. The Commitment For Municipal Bond
Insurance (the "Commitment ") issued by Financial Guaranty
Insurance Company ( "FGIC "), whereby FGIC commits to issue its
policy insuring the payment of the principal of and interest on
the Refunding Bonds is hereby approved in the form submitted to
this meeting. The Director of Finance is authorized and
directed to accept the Commitment on behalf of the City.
Section 9. There shall be filed in the office of the
City Clerk, as a part of the minutes of the meeting at which
this ordinance is adopted, copies of the Indenture, Bond
Purchase Agreement, Preliminary Official Statement and
Commitment presented to this meeting. Such documents shall be
available for inspection by any interested person.
Section 10. All ordinances and resolutions and parts
thereof in conflict herewith are hereby repealed to the extent
of the conflict.
PASSED: July 29 , 1986.
APPROVED:
ATTEST:
- S�� ozz� Vice Mayor
ity Cler
(SEAL)
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