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ORDINANCE NO. 15,369
AN ORDINANCE AUTHORIZING THE ISSUANCE OF
INDUSTRIAL DEVELOPMENT REFUNDING REVENUE
BONDS FOR THE PURPOSE OF PROVIDING PERMANENT
FINANCING FOR INDUSTRIAL FACILITIES;
AUTHORIZING A TRUST INDENTURE SECURING THE
BONDS; AUTHORIZING A LEASE AND AGREEMENT
BETWEEN THE CITY OF LITTLE ROCK, ARKANSAS,
AS LESSOR, AND YELLOW FREIGHT SYSTEM, INC.,
AS LESSEE; AUTHORIZING THE SALE OF THE BONDS
AND THE EXECUTION OF A BOND PURCHASE
AGREEMENT IN CONNECTION THEREWITH;
AUTHORIZING AND PRESCRIBING OTHER MATTERS
PERTAINING THERETO; AND DECLARING AN
EMERGENCY.
WHEREAS, the City of Little Rock, Arkansas (the
"City "), is authorized and empowered under the provisions of Act
No. 9 of the First Extraordinary Session of the Sixty- Second
General Assembly of the State of Arkansas, approved January 21,
1960, as amended (the "Act "), to issue revenue bonds and to
expend the proceeds thereof to finance the acquisition,
construction and equipment of land, buildings or facilities
which can be used in securing or developing industry; and
WHEREAS, the City has heretofore authorized and issued
its Industrial Development Revenue Bonds - Yellow Freight
System, Inc. Project, Series 1982 (the "Prior Bonds ") , in the
principal amount of $1,540,000, for the purpose of financing the
costs of acquiring a motor freight terminal located within the
boundaries of the City (the "Project "), which is being leased by
the City to Yellow Freight System, Inc., an Indiana corporation
(the "Company "); and
WHEREAS, it is proposed that the City issue its
refunding bonds under the Act for the purpose of refinancing the
Project; and
WHEREAS, after due consideration, the City is now
prepared to proceed with such refinancing and, at the request of
the Company, to issue and sell $1,495,000 in principal amount of
its Industrial Development Refunding Revenue Bonds - Yellow
Freight System, Inc. Project, Series 1987 (the "Bonds "), to
provide such financing; and
WHEREAS, copies of the hereinafter described Bond
Purchase Agreement, Trust Indenture and Lease and Agreement have
been presented to and are before this meeting;
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NOW, THEREFORE, BE IT ORDAINED by the Board of
Directors of the City of Little Rock, Arkansas:
Section 1. That the issuance of the Bonds is hereby
authorized. The Bonds shall be issued in the forms and de-
nominations, shall be dated, shall be numbered, shall mature,
shall bear interest (at fluctuating rates subject to conversion
to a fixed rate at the option of the Company, in either case not
to exceed the maximum permitted by law), and shall be subject to
redemption prior to maturity all upon the terms and conditions
recommended by the Company and set forth in the Trust Indenture
(hereinafter authorized) securing the Bonds.
Section 2. That the Bonds be sold to Thornton,
Farish & Gauntt, Montgomery, Alabama (the "Purchaser "), for the
purchase price of 100% of par, plus accrued interest, if any,
from the date of the Bonds to the date of delivery, which price
is recommended by the Company, and upon the terms and conditions
set forth in a Bond Purchase Agreement to be entered into among
the City, the Company and the Purchaser (the "Bond Purchase
Agreement"). The Bond Purchase Agreement is hereby approved in
substantially the form submitted to this meeting, and the Mayor
is hereby authorized to confer with the Company, the Purchaser
and others in order to complete the Bond Purchase Agreement and
to execute and deliver the same on behalf_ of the City in
substantially the form presented to this meeting with such
changes as shall be approved by him, his execution to constitute
conclusive evidence of such approval.
Section 3. That to prescribe the terms and conditions
upon which the Bonds are to be executed, authenticated, issued,
accepted, held and secured, the Mayor is hereby authorized and
directed to execute and acknowledge a Trust Indenture by and
between the City and a bank or trust company selected by the
Company which will act as Trustee thereunder (the "Indenture "),
and the City Clerk is hereby authorized and directed to execute
and acknowledge the Indenture and to affix the seal of the City
thereto, and the Mayor and City Clerk are hereby authorized and
directed to cause the Indenture to be accepted, executed and
acknowledged by the Trustee. The Indenture is hereby approved
in substantially the form submitted to this meeting, and the
Mayor is hereby authorized to confer with the Trustee and others
in order to complete the Indenture in substantially the form
submitted to this meeting with such changes as shall be approved
by such persons executing the document, their execution to
constitute conclusive evidence of such approval.
Section 4. That there be, and there is hereby, au-
thorized the execution and delivery of a Lease and Agreement by
and between the City as Lessor, and the Company as Lessee (the
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"Lease Agreement "), and the Mayor and City Clerk be, and they
are hereby, authorized to execute, acknowledge and deliver the
Lease Agreement for and on behalf of the City. The Lease
Agreement is hereby approved in substantially the form submitted
to this meeting, and the Mayor is hereby authorized to confer
with the Company and others in order to complete the Lease
Agreement in substantially the form submitted to this meeting
with such changes as shall be approved by such persons executing
the document, their execution to constitute conclusive evidence
of such approval.
Section S. That there be, and there is hereby,
authorized the preparation and distribution to various prospec-
tive and actual purchasers of the Bonds of a Limited Offering
Memorandum, in the name of the City, describing the City, the
Bonds, the Indenture, the Lease Agreement, and setting forth
such other information as may be determined to be necessary or
desirable by the Purchaser, the Company and the City. The Mayor
is authorized to execute such a Limited Offering Memorandum on
behalf of the City.
Section 6. That the City hereby makes the election
provided by Section 1O3(b)(6)(D) of the Internal Revenue Code of
1954, as amended and by Section 144(a)(4)(A) of the Internal
Revenue Code of 1986, as applicable.
Section 7. The redemption of the Prior Bonds and the
use of the proceeds of the Bonds for such purpose are hereby
authorized.
Section 8. That the Mayor and City Clerk, for and on
behalf of the City, be, and they are hereby, authorized and
directed to do any and all things necessary to effect the
execution and delivery of the Bond Purchase Agreement and the
performance of all obligations of the City thereunder, the
execution and delivery of the Lease Agreement and the
performance of all obligations of the City thereunder, the
execution and delivery of the Indenture and the performance of
all obligations of the City thereunder, the issuance, execution,
sale and delivery of the Bonds, the execution, delivery and
distribution of a Limited Offering Memorandum, and the
performance of all acts of whatever nature necessary to effect
and carry out the authority conferred by this Ordinance. That
the Mayor and City Clerk be, and they are hereby, further
authorized and directed, for and on behalf of the City, to
execute all papers, documents, certificates and other instru-
ments that may be required for the carrying out of such authori-
ty or to evidence the exercise thereof.
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Section 9. That the City Clerk is hereby authorized
and directed to file in the office of the City Clerk, as a part
of the minutes of the meeting at which this Ordinance is adopt-
ed, for inspection by any interested person a copy of the Bond
Purchase Agreement, the Indenture and the Lease Agreement, and
such documents shall be on file for inspection by any interested
person.
Section 10. That the law firm of Friday, Eldredge &
Clark be appointed to act as Bond Counsel on behalf of the City
in connection with the issuance and sale of the Bonds, and that
Thornton, Farish & Gauntt be appointed as Remarketing Agent
under the Indenture, which appointments are recommended by the
Company.
Section 11. That the issuance, sale and remarketing
from time to time of the Bonds are an exceptional situation in
which the City has no responsibility for payment of the costs
and expenses thereof, all of which are payable by the Company,
and the Company's recommendations with respect thereto are
acceptable to the City. In particular the Board of Directors
finds that the Company's recommendation for selection as Bond
Counsel is a nationally recognized firm in the field of
municipal bonds, familiar with the issuance of the Prior Bonds,
the Company, the Act, and the policies of the City with respect
to the issuance of industrial development revenue bonds.
Therefore, pursuant to applicable laws of the State of Arkansas,
including the Act and Act No. 99 of the Acts of Arkansas of
1921, as amended, competitive bidding is hereby waived.
Section 12. That the provisions of this Ordinance are
hereby declared to be separable, and if any section, phrase or
provision shall for any reason be declared to be invalid, such
declaration shall not affect the validity of the remainder of
the sections, phrases and provisions.
Section 13. That all ordinances, resolutions and
parts thereof in conflict herewith are hereby repealed to the
extent of such conflict.
Section 14. That there is hereby found and declared
to be an immediate need for the securing and developing of
industry in order to provide the continuance of employment and
payrolls, thereby alleviating unemployment and otherwise
benefiting the public health, safety and welfare of the City and
the inhabitants thereof, and the issuance of the Bonds
authorized hereby and the taking of the other action authorized
hereby are immediately necessary for the accomplishing of these
public benefits and purposes. It is, therefore, declared that
an emergency exists and this Ordinance being necessary for the
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immediate preservation of the public peace, health and safety
shall be in force and effect immediately upon and after its
passage.
PASSED: November 3, 1987.
APPROVED:
ATTEST:
Magbrt Lbttie i
rra
C' y Clerk - ne Czech
(SEAL)