HomeMy WebLinkAboutZ-4923-A Application 5(x) Such Sale is not construed so as to relieve any current Indemnitor of
its obligations under any guaranty or indemnity agreement executed in connection with the loan
secured hereby for any acts or events occurring or obligations arising or accruing prior to or
simultaneously with the closing of such Sale, and each such current indemnitor executes, without
any cost or expense to Mortgagee, such documents and agreements as Mortgagee shall reasonably
require to evidence and effectuate the ratification of each such guaranty and indemnity agreement to
the date of Sale as aforesaid. Each such current Indemnitor shall be released from and relieved of
any of its obligations under any guaranty or indemnity agreement executed in connection with the
loan secured hereby for any acts or events occurring or obligations arising after the closing of such
Sale which are not caused by or arising out of any acts or events occurring or obligations arising or
accruing prior to or simultaneously with the closing of such Sale;
(xi) The Buyer shall furnish, if the Buyer is a corporation, partnership
or other entity, all appropriate papers evidencing the Buyer's capacity and good standing, and the
due authority of the signers to execute the assumption of the Debt, which papers shall include
certified copies of all documents relating to the organization and formation of the Buyer and of
the entities, if any, which are partners of the Buyer. The Buyer and such constituent partners,
members or shareholders of Buyer (as the case may be), as Mortgagee shall require, shall be
single purpose, "bankruptcy remote" entities, whose formation documents shall be reasonably
approved by counsel to Mortgagee. The individual recommended by the Mortgagor and
approved by Mortgagee shall serve as the independent director of the Buyer (if the Buyer is a
corporation) or the Buyer's corporate, general partner or as independent member or, in
Mortgaged's discretion, as manager, of Buyer if the Buyer is a limited liability company. The
consent of such independent party shall be required for, among other things, any merger,
consolidation, dissolution, bankruptcy or insolvency of such independent party or of the Buyer;
and
(xii) Mortgagor delivers to Mortgagee a written statement from the
applicable rating agency (the "Rating Agency") to the effect that the Sale will not result in a
downgrading, withdrawal or qualification of the respective ratings (an "Adverse Rating Im act")
in effect immediately prior to such Sale for any securities issued in connection with a Secondary
Market Transaction (as hereinafter defined). In the event the Secondary Market Transaction has
not yet occurred, Mortgagee shall, in its sole'discretion, have determined that the Sale would not
have resulted in an Adverse Rating Impact had the Secondary Market Transaction theretofore
' occurred.
(c) Mortgagor, by its acceptance of this Mortgage and reliance hereof, agrees
that notwithstanding the provisions of this Section 1.13 or any similar provision in any other
Loan Document:
(1) There shall be no restriction on the transfer, pledge, encumbrance or
hypothecation of any stock or shares of FURI which on the date hereof owns, indirectly, a
majority interest in the Mortgagor, except that FURI shall not merge or consolidate into another
entity (i.e. where FURI is not the surviving entity); provided, however, that such merger or
consolidation of FURI into another entity shall not be prohibited, constitute a default or result in
the payment of any fee to Mortgagee under the Loan Documents so long as: (a) Mortgagee
receives 20 days prior written notice of such proposed merger or consolidation, (b) the surviving
DOCS NY1:6i3'35.13
8233-775 S32 27
entity executes any and all documents as are reasonably necessary to evidence the assumption of
FURI's obligations relative to the loan evidenced by the Note (the "Loan") and delivers such
other certificates and opinions (covering such subjects, including nonconsolidation) as may be
reasonably required by Mortgagee, (c) the "net worth" of the surviving entity shall be S40
million or more as of the date of the completion of such merger or consolidation, and (d) if, as a
result of such merger or consolidation, the manager of the Mortgaged Property changes, the
replacement manager is a "Qualified Manager" or such replacement manager is approved by
Mortgagee, and (e) the business experience and reputation of the surviving entity shall be at least
equal to that of FURI on the date hereof. As used herein, the term "Qualified Manager" means
any person or entity that (i) has not less than 5 years experience in managing enclosed regional
shopping malls, and (ii) at the time in question manages not less than 5 enclosed regional
shopping malls that are similar in type and size to the Mortgaged Property. A Qualified Manager
shall be acceptable as manager of the Improvements on the Mortgaged Property for all purposes
under the Loan Documents including Section 1.30 of the Mortgage.
(2) Park Plaza 1, LLC, a Delaware limited liability company which owns, indirectly,
a majority interest in the Mortgagor ("Park Plaza 1, LLC"), shall not incur any indebtedness,
Provided, however, that Park Plaza 1, LLC shall not be prohibited from incurring indebtedness (a
"Mezzanine Loan"), and its incurrence of a Mezzanine Loan shall not constitute a default or
result in payment of any fee to Mortgagee under the Loan Documents so long as: (a) the security
granted in connection with such indebtedness consists of a pledge of the membership interests of
Park Plaza 2, LLC, a Delaware limited liability company ("Park Plaza 2, LLC"), which owns a
majority interest in Mortgagor by Park Plaza 1, LLC and distributions and dividends payable to
Park Plaza 1, LLC, and in no event may Park Plaza 3, LLC pledge any of its interest in
Mortgagor, (b) the Mortgaged Property has both (i) a debt service coverage ratio on the date the
Mezzanine Loan is incurred of a minimum of 1.10:1, calculated as the ratio of (x) net operating
income as determined in accordance with the Cash Management Agreement (as defined in
Section 1.35 hereof) from the Mortgaged Property for the preceding 12 calendar months,
determined in accordance withgenerally accepted accounting principles applied on a consistent
basis, by subtracting expenses of the Mortgaged Property for such period (including reasonable
reserves for (A) repairs and replacements, and (B) tenant improvement costs associated with
lease rollovers, both as reasonably determined by the appraiser selected pursuant to the
provisions of subpart (ii) hereinbelow, from revenue from the Mortgaged Property for such
period, and otherwise determined in a manner consistent with the manner that net operating
income was determined by Mortgagee in connection with its original underwriting of the Loan,
and (y) the principal and interest actually paid under the Loan to Mortgagee with respect to such
period plus the annual principal and interest payable under the proposed Mezzanine Loan, and
(ii) a loan -to -value ratio of 90% of the appraised value of the Mortgaged Property pursuant to a
current appraisal that complies with FIRREA and the Uniform Standards of Professional
Appraisal Practice, including the Competency Provision, of the Appraisal Institute (in effect at
the time), prepared by the same appraiser used by Mortgagee in connection with its original
underwriting of the Loan, or if such appraiser is not available, by an independent MAUSREA
appraiser selected by Mortgagor from Mortgagee's list of approved appraisers, such appraisal to
be reasonably acceptable to Mortgagee, (c) the lender of the Mezzanine Loan executes and
delivers an Intercreditor agreement to Mortgagee in substantially the same form as is attached
hereto and made a part hereof as Exhibit E (the "Intercreditor Agreement"), (d) such lender
qualifies as a "Permitted Institutional Transferee" under such Intercreditor Agreement, (e) the
DOCS Nvl :(,7.735.13
8-213-77-5 S3' 28
'Mezzanine Loan is, subordinate in time and in right to the Debt pursuant to the Intercreditor
.Agreement, (f) the Lender under the Mezzanine Loan retains no more than 75% of excess cash
bow (after payment of operating expenses and debt service on the Debt and the Mezzanine
Loan), (g) the Mezzanine Loan is not cross defaulted or cross collateralized with any other
properties or loans, and (h) the structure of and documentation for the Mezzanine Loan are
reasonably approved by Mortgagee, which approval shall not be unreasonably withheld if (i) said
;documents and structure comply with the provisions of this paragraph 2, and (ii) Mortgagee has
received written confirmation from each Rating Agency that the implementation of the structure
of and execution and delivery of the documentation (including the terms and conditions thc:-eirl)
for the Mezzanine Loan will not result in a qualification, downgrade, or withdrawal of the then -
current ratings assigned by the Rating Agency to the securities issued in connection with a
Secondary Market Transaction. Mortgagee by its acceptance of this Mortgage and reliance
hereon, agrees, upon request of Mortgagor, that Mortgagee shall use reasonable efforts to obtain
Agency that the implementation of the structure and
written confirmation from each Rahn;
execution and delivery of the documentation will not result in a qualification, downgrade, or
withdrawal of the then -current ratings assigned by the Rating Agency to the Certificates.
Furthermore, the Mezzanine Lender shall, notwithstanding anything to the contrary, have the
right to enforce its rights and remedies under its loan documents, including the right to realize
upon the collateral for the Mezzanine Loan that is described herein, succeed to the interest of
Dark Plaza 1, LLC in and to Park Plaza 2, LLC, and thereafter use, enjoy and exercise all rights
and benefits of Park Plaza 1, LLC as sole manager and member of Park Plaza 2, LLC.
(3) FURI shall not transfer more than a 49% interest in the regular membership
interests of Park Plaza I, LLC, provided, however, that F[J-RI shall not be prohibited from
.transferring any amount of the regular membership interests of Park Plaza 1, LLC, if the
following conditions are satisfied: (a) Mortgagee receives 20 days prior written notice: of such
proposed transfer, and (b) the transferee has a net worth on the date immediately following such
transfer of not less than $40 Million; (c) the transferee executes any and all documents as are
reasonably necessary to evidence such transferee's assumption of FTJW's obligations under its
Indemnity and Guaranty of the Loan and delivers such other certificates and opinions (covering
such subjects, including nonconsolidation) as may be reasonably required by Mortgagee, (d) the
business experience and reputation of the transferee shall be at least equal to that of FURI on the
date hereof, (e) the assumption fee otherwise payable under this Section 1.13 shall apply, (f) if as
a result of such transfer, the manager of the Mortgaged Property changes, the replacement
manager is a Qualified Manager or is approved by Mortgagee, and (g) Mortgagee shall r.ceive
written confirmation from each Rating Agcncy that such transfer will not result in a
qualification, downgrade or withdrawal of the then -current ratings assigned by the Rating
Agency to the Certificates. FURI shall be released and relieved of and from all obligations and
liabilities under the Indemnity and Guaranty that arise from and after the date of transfer, but not
prior thereto, if another person or entity that has a "net worth" of S40 Million or more as of the
date immediately following such transfer executes any and all documents as are reasonably
necessary to evidence the assumption of FUIRI's obligations raider said Indemnity and Guaranty
and delivers such other certificates and opinions as may be reasonably required by Mortgagee.
.. . (4) Southwest Shopping Co. II, L.L.C., a Delaware limited liability company, may
distribute all or any part of its assets to FURI and/or any of FURI's successors and assigns
nermitted or contemplated hereunder on or before April 30, 2001.
DOCSNY1:03735.13
5233-775 S32 29
Doc# 2000027337
1.14. Pavment of Utilities. Assessments. Charges. Etc. Mortgagor shall pay when
due all utility charges which are incurred by Mortgagor or which may become a charge or lien
against any portion of the Mortgaged Property for gas, electricity, water and sewer services
furnished to the Premises and/or the Improvements and all other assessments or charges of a
similar nature, or assessments payable pursuant to any restrictive covenants, whether public or
private, affecting the Premises and/or the Improvements or any portion thereof, whether or not
such assessments or charges are or may become liens thereon.
1.15. access Privileges and Inspections. Mortgagee and the agents, representatives
and employees of Mortgagee shall, subject to the rights of Tenants, have full and free access to
the Premises and the Improvements and any other location where books and records concerning
the Mortgaged Property are kept at all reasonable times and, except in the event of an
emergency, upon not less than 2 days prior notice (which notice may be telephonic) for the
purposes of inspecting the Mortgaged Property and of examining, copying and making extracts
from the books and records of Mortgagor relating to the Mortgaged Property. Mortgagor shall
lend reasonable and customary assistance to all such agents, representatives and employees of
Mortgagee.
1.16. Waste. Alteration of Improvements. Mortgagor shall not commit, suffer or
permit any waste on the Mortgaged Property nor take any actions that may reasonably invalidate
any insurance carried on the Mortgaged Property. Mortgagor shall maintain the Mortgaged
Property in good condition and repair. No part of the Improvements may be removed,
demolished or materially altered, without the prior written consent of Mortgagee unless promptly
replaced with construction of equal or greater utility or value or required in connection with
Mortgagor's ongoing leasing activities conducted in accordance with the provisions of Section
1.12 hereof, or unless otherwise required to comply with the Loan Documents. Without the prior
written consent of Mortgagee, Mortgagor shall not commence construction of any
improvements on the Premises other than improvements required for the maintenance or repair
of the Mortgaged Property, or required in connection with Mortgagor's ongoing leasing activities
conducted in accordance with the provisions of Section 1.12 hereof, or required to comply with
the Loan Documents.
1.17. Zoning. Without the prior written consent of Mortgagee, Mortgagor shall not
seek, make, suffer, consent to or acquiesce in any material adverse change in the zoning or
conditions of use of the Premises or the Improvements. Mortgagor shall comply with and make
all payments required under the provisions of any covenants, conditions or restrictions affecting
the Premises or the Improvements. Mortgagor shall comply with all existing and future
requirements of all governmental authorities having jurisdiction over the Mortgaged Property.
Mortgagor shall keep all licenses, permits, franchises and other approvals necessary for the
operation of the Mortgaged Property in full force and effect. Mortgagor shall operate the
Mortgaged Property as a retail shopping center for so long as the Debt is outstanding. If, under
applicable zoning provisions, the use of all or any part of the Premises or the Improvements is or
becomes a nonconforming use, Mortgagor shall not cause or permit such use to be discontinued
or abandoned without the prior written consent of Mortgagee. Further, without Mortgagee's
prior written consent, Mortgagor shall not file or subject any part of the Premises or the
Improvements to any declaration of condominium or co-operative or convert any part of the
DOCS\ Y 1:67' '715.13
.., 82_33-775 S32 30
Premises or the Improvements to a condominium, co-operative or other form of multiple
ownership and governance.
1.18. Financial Statements and Books and Records. Mortgagor shall keep accurate
books and records of account of the Mortgaged Property and its own financial affairs sufficient
to permit the preparation of financial statements therefrom in accordance with generally accepted
accounting principles. Mortgagee and its duly authorized representatives shall have the right to
examine, copy and audit Mortgagor's records and books of account at all reasonable times. So
long as this Mortgage continues in effect, Mortgagor shall provide to Mortgagee, in addition to
any other financial statements required hereunder or under any of the other Loan Documents, the
following financial statements and information, all of which must be certified to Morteagee as
being true and correct by Mortgagor or the person or entity to which they pertain, as applicable,
and, with respect to the financial statements and information set forth in subsection (d) hereof,
audited by an independent certified public accountant, be prepared in accordance with generally
accepted accounting principles consistently applied, and be in form and substance acceptable to
Mortgagee:
(a) copies of all federal tax returns, if any, filed by Mortgagor, within thirty
(30) days after the date of filing;
(b) monthly operating statements for the Mortgaged Property, within thirty
(30) days after the end of each of the first (1st) twelve (12) calendar months following the date
hereof,
(c) quarterly operating statements for the Mortgaged Property, within thirty
(30) days after the end of each March, June, September and December commencing with the first
(1st) of such months to occur following the first (1st) anniversary of the date hereof;
(d) annual balance sheets for the Mortgaged Property and annual financial
statements for Mortgagor, each principal or general partner in Mortgagor, and each Indemnitor,
within ninety (90) days after the end of each calendar year; and
(e) such other information with respect to the Mortgaged Property,
Mortgagor, the principals or general partners in Mortgagor, and each Indemnitor, which may be
reasonably requested from time to time by Mortgagee, within a reasonable time after the
applicable request.
If any of the aforementioned materials are not furnished to Mortgagee within the applicable time
periods or Mortgagee is reasonably dissatisfied with the contents of any of the foregoing and has
notified Mort-agor of its dissatisfaction, in addition to any other rights and remedies of Mortgagee
contained herein, Mortgagee shall have the right, but not the obligation, to obtain the same by
means of an audit by an independent certified public accountant selected by Mortgagee, in which
event Mortgagor agrees to pay, or to reimburse Mortgagee for, all reasonable and customary costs
and expenses of such audit and further agrees to provide all necessary information to said
accountant and to otherwise cooperate in the making of such audit.
1.19. Further Documentation.
DOCS IN" Y' l :073'3 x.13
8231-775 S32 31
(a) Mortgagor shall, on the request of Mortgagee and at the expense of
Mortgagor: (a) promptly correct any defect, error or omission which may be discovered in the
contents of this Mortgage or in the contents of any of the other Loan Documents; (b) promptly
execute, acknowledge, deliver and record or file such further instruments (including, without
limitation, further mortgages, deeds of trust, security deeds, security agreements, financing
statements, continuation statements and assignments of rents or leases) and promptly do such
further acts as may be reasonably necessary, desirable or proper to carry out more effectively the
purposes of this Mortgage and the other Loan Documents and to subject to the liens and security
interests hereof and thereof any property intended by the terms hereof and thereof to be covered
hereby and thereby, including specifically, but without limitation, any renewals, additions,
substitutions, replacements or appurtenances to the Mortgaged Property; (c) promptly execute,
acknowledge, deliver, procure and record or file any document or instrument (including
specifically, without limitation, any financing statement) deemed advisable by Mortgagee to
protect, continue or perfect the liens or the security interests hereunder against the rights or
interests of third persons; and (d) promptly furnish to Mortgagee, upon Mortgagee's request, a
duly acknowledged written estoppel certificate addressed to such party or parties as directed by
Mortgagee and in form and substance supplied by Mortgagee, setting forth to the best of its
knowledge the principal balance of and date to which interest due under the Note has been paid,
stating whether any Default or Event of Default has occurred hereunder, stating whether any
offsets or defenses exist against the Debt and containing such other matters as Mortgagee may
reasonably require.
(b) Mortgagor acknowledges that Mortgagee and its successors and assigns
may effectuate a Secondary Market Transaction. Mortgagor shall cooperate in good faith with
Mortgagee in effecting any such Secondary Market Transaction provided that same shall impose
only immaterial costs upon Mortgagor and shall cooperate in good faith to implement all
requirements imposed by any rating agency involved in any Secondary Market Transaction
including, without limitation, all structural or other changes to the Debt, and modifications to any
documents evidencing or securing the loan; provided, however, that the Mortgagor shall not be
required to modify any documents evidencing or securing the Debt which would modify (A) the
interest rate payable under the Note, (B) the stated maturity of the Note, (C) the amortization of
principal of the Note, (D) any other material economic term of the Debt, or (E) increase any
obligations or decrease any rights of Mortgagor under the Loan Documents in a material manner.
Mortgagor shall provide such information within Mortgagor's possession or control, and
documents relating to Mortgagor, any guarantor or indemnitor, the Mortgaged Property and any
tenants of the Improvements as Mortgagee may reasonably request in connection with such
Secondary Market Transaction. Mortgagor shall make available to Mortgagee all information
concerning its business and operations that Mortgagee may reasonably request. Mortgagee shall
be permitted to share all such information with the investment banking firms, rating agencies,
accounting firms, law firms and other third -party advisory firms involved with the Loan
Documents or the applicable Secondary Market Transaction. It is understood that the
information provided by Mortgagor to Mortgagee may ultimately be incorporated into the
offering documents for the Secondary Market Transaction and thus various investors may also
see some or all of the information. Mortgagee and all of the aforesaid third -party advisors and
professional firms shall be entitled to rely on the information supplied by, or on behalf of,
Mortgagor and Mortgagor indemnifies Mortgagee as to any losses, claims, damages or liabilities
that arise out of or are based upon any untrue statement or alleged untrue statement of any
DOC'SN Y 1:b?_ '• 35.13
8233-771 5 S32 32
material fact contained in such information or arise out of or are based upon the omission or
alleged omission to state therein a material fact required to be stated in such information or
necessary in order to make the statements in such information, or in light of the circumstances
under which they were made, not misleading. Mortgagee may publicize the existence of the
Debt in connection with its marketing for a Secondary Market Transaction or otherwise as part
of its business development. For purposes hereof, a "Secondary Market Transaction" shall be (a)
any sale of the Mortgage, Note and other Loan Documents to one or more investors as a whole
loan; (b) a participation of the Debt to one or more investors, (c) any deposit of the Mortgage,
Note and other Loan Documents with a trust or other entity which may sell certificates or other
instruments to investors evidencing an ownership interest -in the assets of such trust or other
entity, or (d) any other sale or transfer of the Debt or any interest therein to one or more
investors.
1.20. Payment of Costs. Reimbursement to ;Mortgagee. Mortgagor shall pay all
costs and expenses reasonably incurred in connection with the closing of the loan evidenced by
the Note and secured hereby or otherwise attributable or chargeable to Mortgagor as the owner
of the Mortgaged Property, including, without limitation, appraisal fees, recording fees,
documentary, stamp, mortgage or intangible taxes, brokerage fees and commissions, title policy
premiums and title search fees, uniform commercial code/tax lien/litigation search fees, escrow
fees and reasonable attorneys' fees. If Mortgagor defaults in any such payment, which default is
not cured within any applicable grace or cure period, Mortgagee may pay the same and
Mortgagor shall reimburse Mortgagee on demand for all such costs and expenses incurred or
} paid by Mortgagee, together with such interest thereon at the Default Interest Rate from and after
the date of Mortgagee's making such payment until reimbursement thereof by Mortgagor. Any
such sums disbursed by Mortgagee, together with such interest thereon, shall be additional
indebtedness of Mortgagor secured by this Mortgage and by all of the other Loan Documents
securing all or any part of the Debt. Further, Mortgagor shall promptly notify Mortgagee in
writing of any litigation or threatened litigation affecting the Mortgaged Property, or any other
demand or claim, which, if enforced, could impair or threaten to impair Mortgagee's security
hereunder. Without limiting or waiving any other rights and remedies of Mortgagee hereunder,
if Mortgagor fails to perform any of its covenants or agreements contained in this Mortgage or in
any of the other Loan Documents and such failure is not cured within any applicable grace or
cure period, or if any action or proceeding of any kind (including, but not limited to, any
bankruptcy, insolvency, arrangement, reorganization or other debtor relief proceeding) is
commenced which affects Mortgagee's interest in the Mortgaged Property or Mortgagee's right
to enforce its security, then Mortgagee may, at it option, with or without notice to Mortgagor,
make any appearances, disburse any sums and take any actions as may be necessary or desirable
to protect or enforce the security of this Mortgage or to remedy the failure of Mortgagor to
perform its covenants and agreements (without, however, waiving any default of Mortgagor).
Mortgagor agrees to pay on demand all expenses of Mortgagee incurred with respect to the
foregoing (including, but not limited to, reasonable fees and disbursements of counsel), together
with interest thereon at the Default Interest Rate from and after the date on which Mortgagee
incurs such expenses until reimbursement thereof by Mortgagor. Any such expenses so incurred
by Mortgagee, together with interest thereon as provided above, shall be additional indebtedness
of Mortgagor secured by this Mortgage and by all of the other Loan Documents securing all or
any part of the Debt. The necessity for any such actions shall be reasonably determined by
Mortgagee and the amounts to be paid shall be determined by Mortgagee in its reasonable
DOCSnYI bT-35.13
8333 -775 S32 33
discretion. Mortgagee is hereby empowered to enter and to authorize others to enter upon the
Mortgaged Property or any part thereof for the purpose of performing or observing any such
defaulted term, covenant or condition without thereby becoming liable to Mortgagor. Mortgagor
hereby acknowledges and agrees that the remedies set forth in this Section 1.20 shall be
exercisable by Mortgagee, and any and all payments made or costs or expenses incurred by
Mortgagee pursuant to and in accordance with the provisions hereof shall be secured hereby and
shall be, without demand, immediately repaid by Mortgagor with interest thereon at the Default
} Interest Rate, notwithstanding the fact that such remedies were exercised and such payments
made and costs incurred by Mortgagee after the filing by Mortgagor of a voluntary case or the
filing against Mortgagor of an involuntary case pursuant to or within the meaning of the
Bankruptcy Reform Act of 1978, as amended, Title 11 U.S.C., or after any similar action
pursuant to any other debtor relief law (whether statutory, common law, case law or otherwise)
of any jurisdiction whatsoever, now or hereafter in effect, which may be or become applicable to
Mortgagor, Mortgagee, any Indemnitor, the Debt or any of the Loan Documents. Mortgagor
hereby indemnifies and holds Mortgagee harmless from and against all loss, cost and expenses
with respect to any Event of Default hereof, any liens (i.e., judgments, mechanics' and
materialmen's liens, or otherwise), charges and encumbrances filed against the Mortgaged
'I Property, and from any claims and demands for damages or injury, including claims for property
damage, personal injury or wrongful death, arising out of or in connection with any accident or
fire or other casualty on the Premises or the Improvements or any nuisance made or suffered
thereon, except those that are due to Mortgagee's gross negligence or willful misconduct as
finally determined by a court of competent jurisdiction, including, without limitation, in any
case, reasonable attorneys' fees, costs and expenses as aforesaid, whether at pretrial, trial or
appellate level, and such indemnity shall survive payment in full of the Debt. This Section shall
not be construed to require Mortgagee to incur any expenses, make any appearances or take any
actions.
1.21. Security Interest. This Mortgage is also intended to encumber and create a
security interest in, and Mortgagor hereby grants to Mortgagee a security interest in, all sums on
deposit with Mortgagee pursuant to the provisions of Section 1.6, Section 1.8, Section 1.34 and
Section 1.36 hereof or any other Section hereof or of any other Loan Document and all fixtures,
chattels, accounts, equipment, inventory, contract rights, general intangibles and other personal
property included within the Mortgaged Property, all renewals, replacements of any of the
aforementioned items, or articles in substitution therefor or in addition thereto or the proceeds
thereof (said property is hereinafter referred to collectively as the "Collateral"), whether or not
the same shall be attached to the Premises or the Improvements in any manner. It is hereby
agreed that to the extent permitted by law, all of the foregoing property is to be deemed and held
to be a part of and affixed to the Premises and the Improvements. The foregoing security interest
shall also cover Mortgagor's leasehold interest in any of the foregoing property which is leased
by Mortgagor. Notwithstanding the foregoing, all of the foregoing property shall be owned by
Mortgagor and no leasing or installment sales or other financing or title retention agreement in
connection therewith shall be permitted without the prior written approval of Mortgagee, except
for maintenance equipment for the Improvements and the collateral is the equipment itself.
Mortgagor shall, from time to time upon the request of Mortgagee, supply Mortgagee with a
current inventory of all of the property in which Mortgagee is granted a security interest
hereunder, in such detail as Mortgagee may reasonably require. Mortgagor shall promptly
replace all of the Collateral subject to the lien or security interest of this Mortgage when worn or
DOC'S \ Y 1:x,73-3;.13
.�
81_3:-775 S32 34
obsolete with Collateral comparable to the worn out or obsolete Collateral when new and will
not, without the prior written consent of Mortgagee, remove from the Premises or the
Improvements any of the Collateral subject to the lien or security interest of this Mortgage
except such as is replaced by an article of equal suitability and value as above provided, owned
by Mortgagor free and clear of any lien or security interest except that created by this Mortgage
and the other Loan Documents. All of the Collateral shall be kept at the location of the Premises
except for financial and accounting records which are kept at principal place of business of
Mortgagor or as otherwise required or permitted by the terms of the Loan Documents.
Mortgagor shall not use any of the Collateral in violation of any applicable statute, ordinance or
insurance policy.
1.22. Security Agreement. This Mortgage constitutes a security agreement between
Mortgagor and Mortgagee with respect to the Collateral in which Mortgagee is granted a security
interest hereunder, and, cumulative of all other rights and remedies of Mortgagee hereunder,
Mortgagee shall have all of the rights and remedies of a secured party under any applicable
Uniform Commercial Code. Mortgagor hereby agrees to execute and deliver on demand and
hereby irrevocably constitutes and appoints Mortgagee the attorney-in-fact of Mortgagor to
execute and deliver and, if appropriate, to file with the appropriate filing officer or office, such
security agreements, financing statements, continuation statements or other instruments as
Mortgagee may request or require in order to impose, perfect or continue the perfection of the
lien or security interest created hereby. To the extent specifically provided herein, Mortgagee
shall have the right of possession of all cash, securities, instruments, negotiable instruments,
documents, certificates and any other evidences of cash or other property or evidences of rights
to cash rather than property, which are now or hereafter a part of the Mortgaged Property, and
Mortgagor shall promptly deliver the same to Mortgagee, endorsed to Mortgagee, without further
notice from Mortgagee. Mortgagor agrees to furnish Mortgagee with notice of any change in the
name, identity, organizational structure, residence, or principal place of business or mailing
address of Mortgagor within ten (10) days of the effective date of any such change. Upon the
occurrence of any Event of Default, Mortgagee shall have the rights and remedies as prescribed
in this Mortgage, or as prescribed by general law, or as prescribed by any applicable Uniform
Commercial Code, all at Mortgagee's election. Any disposition of the Collateral may be
conducted by an employee or agent of Mortgagee. Any person, including both Mortgagor and
Mortgagee, shall be eligible to purchase any part or all of the Collateral at any such disposition.
Expenses of retaking, holding, preparing for sale, selling or the like (including, without
limitation, Mortgagee's reasonable attorneys' fees and legal expenses), together with interest
thereon at the Default Interest Rate from the date incurred by Mortgagee until actually paid by
Mortgagor, shall be paid by Mortgagor on demand and shall be secured by this Mortgage and by
all of the other Loan Documents securing all or any part of the Debt. Mortgagee shall have the
right to enter upon the Premises and the Improvements or any real property where any of the
Collateral is located to take possession of, assemble and collect the same or Mortgagor, upon
demand of Mortgagee, shall assemble such property and make it available to Mortgagee at the
Premises, or at a place which is mutually agreed upon or, if no such place is agreed upon, at a
place reasonably designated by Mortgagee to be reasonably convenient to Mortgagee and
Mortgagor. If notice is required by law, Mortgagee shall give Mortgagor at least ten (10) days'
prior written notice of the time and place of any public sale of such property, or adjournments
thereof, or of the time of or after which any private sale or any other intended disposition thereof
is to be made, and if such notice is sent to Mortgagor, as the same is provided for the mailing of
DOCSn'Y1:67=735.13
.,, 823? -7? -5 s32 35
notices herein, it is hereby deemed that such notice shall be and is reasonable notice to
Mortgagor. No such notice is necessary for any such property which is perishable, threatens to
decline speedily in value or is of a type customarily sold on a recognized market. Any sale made
pursuant to the provisions of this Section shall be deemed to have been a public sale conducted
in a commercially reasonable manner if held contemporaneously with a foreclosure sale as
provided in Section 3.1(e) hereof upon giving the same notice with respect to the sale of the
Mortgaged Property hereunder as is required under said Section 3.1(e). Furthermore, to the
extent permitted by law, in conjunction with, in addition to or in substitution for the rights and
remedies available to Mortgagee pursuant to any applicable Uniform Commercial Code:
(a) In the event of a foreclosure sale, the Mortgaged Property may, at the
option of Mortgagee, be sold as a whole; and
(b) It shall not be necessary that Mortgagee take possession of the
aforementioned Collateral, or any part thereof, prior to the time that any sale pursuant to the
provisions of this Section is conducted and it shall not be necessary that said Collateral, or any
part thereof, be present at the location of such sale; and
(c) Mortgagee may appoint or delegate any one or more persons as agent to
perform any act or acts necessary or incident to any sale held by Mortgagee, including the
sending of notices and the conduct of the sale, but in the name and on behalf of Mortgagee.
The name and address of Mortgagor (as Debtor under any applicable Uniform Commercial Code)
- are:
c/o First Union Real Estate Equity
and Mortgage Investments
551 Fifth Avenue
Suite 1416
New York, New York 10176
The name and address of Mortgagee (as Secured Party under any applicable Uniform Commercial
Code) are:
First Union National Bank
One First Union Center DC6
Charlotte, North Carolina 28288-0166
1.23. Easements and Rights -of -Way. Mortgagor shall not grant any easement or
right-of-way with respect to all or any portion of the Premises or the Improvements without the
prior written consent of Mortgagee, which consent shall not be unreasonably withheld, provided
that the granting of same does not have a material adverse effect on the utility or value of the
Mortgaged Property. The purchaser at any foreclosure sale hereunder may, at its discretion,
disaffirm any easement or right-of-way granted in violation of any of the provisions of this
Mortgage and may take immediate possession of the Mortgaged Property free from, and despite
the terms of, such grant of easement or right-of-way. If Mortgagee consents to the grant of an
easement or right-of-way, Mortgagee agrees to grant such consent without charge to Mortgagor
L)OC'SNYI:67', 35.13
8233-77= S32 36
other than expenses, including, without limitation, reasonable attorneys' fees, incurred by
Mortgagee in the review of Mortgagor's request and in the preparation of documents effecting
the subordination.
1.24. _Compliance with Laws. Mortgagor shall at all times comply with all statutes,
ordinances, regulations and other governmental or quasi -governmental requirements and private
covenants now or hereafter relating to the ownership, construction, use or operation of the
Mortgaged Property, including, but not limited to, those concerning employment and
compensation of persons engaged in operation and maintenance of the Mortgaged Property and
any environmental or ecological requirements, even if such compliance shall require structural
changes to the Mortgaged Property; provided, however, that, Mortgagor may, upon providing
Mortgagee with security reasonably satisfactory to Mortgagee, proceed diligently and in good
faith to contest the validity or applicability of any such statute, ordinance, regulation or
requirement so long as during such contest the Mortgaged Property shall not be subject to any
lien, charge, fine or other liability and shall not be in danger of being forfeited, lost or closed.
Mortgagor shall not use or occupy, or allow the use or occupancy of, the Mortgaged Property in
any manner which violates any Lease of or any other agreement (other than service contracts)
applicable to the Mortgaged Property or any applicable law, rule, regulation or order or which
constitutes a public or private nuisance or which makes void, voidable or cancelable, or increases
the premium of, any insurance then in force with respect thereto.
1.25. ,additional Taxes. In the event of the enactment after the date hereof of any law
of the state in which the Mortgaged Property is located or of any other governmental entity
} deducting from the value of the Mortgaged Property for the purpose of taxing any lien or security
interest thereon, or imposing upon Mortgagee the payment of the whole or any part of the taxes
or assessments or charges or liens herein required to be paid by Mortgagor, or changing in any
way the laws relating to the taxation of mortgages or security agreements or debts secured by
mortgages or security agreements or the interest of the beneficiary, mortgagee or secured party in
' the property covered thereby, or the manner of collection of such taxes, so as to adversely affect
this Mortgage or the Debt or Mortgagee, then, and in any such event, Mortgagor, upon demand
by Mortgagee, shall pay such taxes, assessments, charges or liens, or reimburse Mortgagee
therefor;rop vided, however, that if in the opinion of counsel for Mortgagee (a) it might be
unlawful to require Mortgagor to make such payment, or (b) the making of such payment might
result in the imposition of interest beyond the maximum amount permitted by law, then and in
either such event, Mortgagee may elect, by notice in writing given to Mortgagor, to declare all of
the Debt to be and become due and payable in full thirty (30) days from the giving of such
notice, and, in connection with the payment of such Debt, no prepayment premium or fee shall
be due and Mortgagee shall be deemed to have waived the benefit of Section 1.04 of the Note
relative thereto unless, at the time of such payment, an Event of Default or a Default shall have
occurred, which Default or Event of Default is unrelated to the provisions of this Section 1.25, in
which event any applicable prepayment premium or fee in accordance with the terms of the Note
shall be due and payable.
1.26. Secured Indebtedness. It is understood and agreed that this Mortgage shall
secure payment of not only the indebtedness evidenced by the Note but also any and all
substitutions, replacements, renewals and extensions of the Note, any and all indebtedness and
obligations arising pursuant to the terns hereof and any and all indebtedness and obligations
DOCSNY1:671735.13
1J 8233-775 S32 37
arising pursuant to the terms of any of the other Loan Documents, all of which indebtedness is
equally secured with and has the same priority as any amounts advanced as of the date hereof. It
is agreed that any future advances made by Mortgagee to or for the benefit of Mortgagor from
time to time under this Mortgage or the other Loan Documents and whether or not such advances
are obligatory or are made at the option of Mortgagee, or otherwise, made for any purpose,
within twenty (20) years from the date hereof. and all interest accruing thereon, shall be equally
secured by this Mortgage and shall have the same priority as all amounts, if any, advanced as of
the date hereof and shall be subject to all of the terms and provisions of this Mortgage.
1.27. 11ortgaRor's NVaivers. To the full extent permitted by law, Mortgagor agrees
that Mortgagor shall not at any time insist upon, plead, claim or take the benefit or advantage of
any law now or hereafter in force providing for any appraisement, valuation, stay, moratorium or
extension, or any law now or hereafter in force providing for the reinstatement of the Debt prior
to any sale of the Mortgaged Property to be made pursuant to any provisions contained herein or
prior to the entering of any decree, judgment or order of any court of competent jurisdiction, or
any right under any statute to redeem all or any part of the Mortgaged Property so sold.
Mortgagor, for Mortgagor and Mortgagor's successors and assigns, and for any and all persons
ever claiming any interest in the Mortgaged Property, to the full extent permitted by law, hereby
knowingly, intentionally and voluntarily, with and upon the advice of counsel: (a) waives,
releases, relinquishes and forever forgoes all rights of valuation, appraisement, stay of execution,
reinstatement and notice of election or intention to mature or declare due the Debt (except such
notices as are specifically provided for herein); (b) waives, releases, relinquishes and forever
forgoes all right to a marshaling of the assets of Mortgagor, including the Mortgaged Property, to
a sale in the inverse order of alienation, or to direct the order in which any of the Mortgaged
Property shall be sold in the event of foreclosure of the liens and security interests hereby created
and agrees that any court having jurisdiction to foreclose such liens and security interests may
order the Mortgaged Property sold as an entirety; and (c) waives, releases, relinquishes and
forever forgoes all rights and periods of redemption provided under applicable law, including,
but not limited to, all rights of redemption confined by the Act passed by the General Assembly
of Arkansas on May 8, 1899, and acts amendatory thereof. To the full extent permitted by law,
Mortgagor shall not have or assert any right under any statute or rule of law pertaining to the
exemption of homestead or other exemption under any federal, state or local law now or
hereafter in effect, the administration of estates of decedents or other matters whatever to defeat,
reduce or affect the right of Mortgagee under the terms of this Mortgage to a sale of the
Mortgaged Property, for the collection of the Debt without any prior or different resort for
collection, or the right of Mortgagee under the terms of this Mortgage to the payment of the Debt
out of the proceeds of sale of the Mortgaged Property in preference to every other claimant
whatever. Furthermore, Mortgagor hereby knowingly, intentionally and voluntarily, with and
upon the advice of competent counsel, waives, releases, relinquishes and forever forgoes all
present and future statutes of limitations as a defense to any action to enforce the provisions of
this Mortgage or to collect any of the Debt to the fullest extent permitted by law. Mortgagor
covenants and agrees that upon the commencement of a voluntary or involuntary bankruptcy
proceeding by or against Mortgagor, Mortgagor shall not seek a supplemental stay or otherwise
shall not seek pursuant to 11 U.S.C. §105 or any other provision of the Bankruptcy Reform Act
of 1978, as amended, or any other debtor relief law (whether statutory, common law, case law, or
otherwise) of any jurisdiction whatsoever, now or hereafter in effect, which may be or become
applicable, to stay, interdict, condition, reduce or inhibit the ability of Mortgagee to enforce any
DOCS nwi:67'73s.1
823-7775 s;z 38
Is
rights of Mortgagee against any guarantor or indemnitor of the Debt or any other party liable
with respect thereto by virtue of any indemnity, guaranty or otherwise.
1.28. SI✓BIMISSION TO JURISDICTIOIN' Nl AIVE,R OF.IURI' !-RIAL.
(a) MORTGAGOR, TO THE FULL EXTENT PERMITTED BY LAW,
HEREBY KNOWINGLY, INTENTIONALLY AND VOLUNTARILY, WITH AND UPON
THE ADVICE OF COMPETENT COUNSEL, (i) SUBMITS TO PERSONAL JURISDICTION
IN THE STATE IN WHICH THE PREMISES IS LOCATED OVER ANY SUIT, ACTION OR
PROCEEDING BY ANY PERSON ARISING FROM OR RELATING TO THE NOTE, THIS
MORTGAGE OR ANY OTHER OF THE LOAN DOCUMENTS, (ii) AGREES THAT ANY
SUCH ACTION, SUIT OR PROCEEDING MAY BE BROUGHT IN THE STATE OR
FEDERAL COURT OF COMPETENT JURISDICTION SITTING IN THE COUNTY IN
WHICH THE PREMISES IS LOCATED, (iii) SUBMITS TO THE JURISDICTION OF SUCH
COURTS, AND (iv) TO THE FULLEST EXTENT PERMITTED BY LAW, AGREES THAT
IT WILL NOT BRING ANY ACTION, SUIT OR PROCEEDING rnT ANY OTHER FORUM
(BUT NOTHING HEREIN SHALL AFFECT THE RIGHT OF MORTGAGEE TO BRING
ANY ACTION, SUIT OR PROCEEDING IN ANY OTHER FORUM). MORTGAGOR
FURTHER CONSENTS AND AGREES TO SERVICE OF ANY SUMMONS, COMPLAINT
OR OTHER LEGAL PROCESS IN ANY SUCH SUIT, ACTION OR PROCEEDING BY
REGISTERED OR CERTIFIED U.S. MAIL, POSTAGE PREPAID, TO THE MORTGAGOR
AT THE ADDRESS FOR NOTICES DESCRIBED IN SECTION 4.5 HEREOF, AND
CONSENTS AND AGREES THAT SUCH SERVICE SHALL CONSTITUTE IN EVERY
RESPECT VALID AND EFFECTIVE SERVICE (BUT NOTHING HEREIN SHALL AFFECT
THE VALIDITY OR EFFECTIVENESS OF PROCESS SERVED IN ANY OTHER MANNER
PERMITTED BY LAW).
(b) MORTGAGOR, TO THE FULL EXTENT PERMITTED BY LAW,
HEREBY KNOWINGLY, INTENTIONALLY AND VOLUNTARILY, WITH AND UPON
THE ADVICE OF COMPETENT COUNSEL, WAIVES, RELINQUISHES AND FOREVER
FORGOES THE RIGHT TO A TRIAL BY JURY IN ANY ACTION OR PROCEEDING
BASED UPON, ARISING OUT OF, OR IN ANY WAY RELATING TO THE DEBT OR ANY
CONDUCT, ACT OR OMISSION OF MORTGAGEE OR MORTGAGOR, OR ANY OF
THEIR RESPECTIVE DIRECTORS, OFFICERS, PARTNERS, MEMBERS, EMPLOYEES,
AGENTS OR ATTORNEYS, OR ANY OTHER PERSONS AFFILIATED WITH
MORTGAGEE OR MORTGAGOR, IN EACH OF THE FOREGOING CASES, WHETHER
SOUNDING IN CONTRACT, TORT OR OTHERWISE.
1.29. Attornev-in-Fact Provisions. With respect to any provision of this Mortgage or
any other Loan Document whereby Mortgagor grants to Mortgagee a power-of-attorney,
provided no Default or Event of Default has occurred under this Mortgage, Mortgagee shall first
D
Mortgagor written notice at least three (3) days prior to acting under such power, which
notice shall demand that Mortgagor first take the proposed action within such period and
advising Mortgagor that if it fails to do so, Mortgagee will so act under the power; provided,
however, that, in the event that a Default or an Event of Default has occurred, or if necessary to
prevent imminent death, serious bodily injury, material damage, loss, forfeiture or diminution in
value to the Mortgaged Property or any surrounding property or to prevent any material adverse
DOCSNw1:673735.13
82331-775 s32 39
Doc# 2000027337
affect on Mortgagee's interest in the Mortgaged Property, Mortgagee may act immediately and
without first giving such notice. In such event, Mortgagee will give Mortgagor notice of such
action as soon thereafter as reasonably practical.
1.30. !Nlanaoement. The management of the Mortgaged Property shall be by either:
(a) Mortgagor or an entity affiliated with Mortgagor approved by Mortgagee for so long as
Mortgagor or said affiliated entity is managing the Mortgaged Property in a first class manner;
(b) a professional property management company approved by Mortgagee; or (c) a Qualified
Manager. Such management by an affiliated entity or a professional property management
company shall be pursuant to a written agreement approved by Mortgagee. In no event shall any
manager be removed or replaced or the terms of any management agreement be modified or
amended, without the prior written consent of Mortgagee which consent, in all cases, shall not be
unreasonably withheld so long as such manager is replaced with a Qualified Manager and such
replacement manager executes Mortgagee's form of Consent and Agreement of Manager and
with respect to any amendments, so long as (x) the management fee thereunder is no greater than
4% of gross revenue of the Mortgaged Property, (y) such Management Agreement is terminable
by Mortgagee upon 30 days prior written notice to the manager, and (z) the Management
Agreement is subject and subordinate to the terms of this Mortgage. After an Event of Default or
a default under any management contract then in effect, which default is not cured within any
applicable grace or cure period, Mortgagee shall have the right to terminate, or to direct
Mortgagor to terminate, such management contract upon thirty (30) days' notice and to retain, or
to direct Mortgagor to retain, a new management agent that either qualifies as a Qualified
Manager, oris reasonably approved by Mortgagee.
All Rents and Profits generated by or derived from the Mortgaged Property shall
first be utilized solely for current expenses directly attributable to the ownership and operation of
the Mortgaged Property (including management fees and leasing costs and commissions),
including, without limitation, current expenses relating to Mortgagor's liabilities and obligations
with respect to this Mortgage and the other Loan Documents, and none of the Rents and Profits
generated by or derived from the Mortgaged Property shall be diverted by Mortgagor and
utilized for any other purposes unless all such current expenses attributable to the ownership and
operation of the Mortgaged Property (including management fees and leasing costs and
commissions) have been fully paid and satisfied.
1.31. Hazardous Waste and Other Substances.
(a) Mortgagor hereby represents and warrants to Mortgagee that, as of the
date hereof: (i) except as disclosed in any environmental site assessment report prepared by IVI
Environmental Inc. and dated March 3, 2000 (the "Environmental Report"), to the best of
Mortgagor's knowledge, information and belief, none of Mortgagor nor the Mortgaged Property
nor any Tenant at the Premises nor the operations conducted thereon is in direct or indirect
violation of or otherwise exposed to any liability under any local, state or federal law, rule or
regulation or common law duty pertaining to the environment (collectively, "Environment
Laws"), including, without limitation, the Comprehensive Environmental Response,
Compensation and Liability Act of 1980 (42 U.S.C. §9601 et seq.), the Resource Conservation
and Recovery Act of 1976 (42 U.S.C. §6901 et seq.), the Federal Water Pollution Control Act
(33 U.S.C. §1251 et seg.), the Emergency Planning and Community -Right -to -Know Act (42
DOCSN 1:07' 71;.13
823'-775 s32 40
U.S.C. §11001 et seg), the Toxic Substances Control Act (15 U.S.C. §2601 et seq.), and the
Hazardous Materials Transportation Act (49 U.S.C. §1801 et seg.), regulations promulgated
pursuant to said laws, all as amended from time to time or otherwise exposed to any liability
under any Environmental Law relating to or affecting the Mortgaged Property, whether or not
used by or within the control of Mortgagor; (ii) except as otherwise disclosed in the
Environmental Report, no hazardous, toxic or harmful substances, wastes, materials, pollutants
or contaminants (including, without limitation, asbestos or asbestos -containing materials, lead
based paint, polychlorinated biphenyls, petroleum or petroleum products or byproducts,
flammable explosives, radioactive materials, radon or raw materials which include hazardous
materials) or any other substances or materials, which are regulated by Environmental Laws
(collectively, "Hazardous Substances") are located on, in or under or have been handled,
generated, stored, processed or disposed of on or released or discharged from the Mortgaged
Property (including underground contamination), except for those substances used by Mortgagor
or any Tenant in the ordinary course of their respective businesses and in compliance with all
Environmental Laws; (iii) the Mortgaged Property is not subject to any private or governmental
lien or judicial or administrative notice or action arising under Environmental Laws; (iv) except
as described in the Environmental Report, there is no pending, nor, to Mortgagor's knowledge,
information or belief, threatened litigation arising under Environmental Laws affecting
Mortgagor or the Mortgaged Property; except as otherwise disclosed in the Environmental
Report there are no underground storage tanks or other underground storage receptacles for
Hazardous Substances or landfills or dumps on the Mortgaged Property that do not comply with
Environmental Laws; (v) Mortgagor has received no notice of, and to the best of Mortgagor's
knowledge and belief, there exists no investigation, action, proceeding or claim by any agency,
authority or unit of government or by any third party which could result in any liability, penalty,
sanction or judgment under any Environmental Laws with respect to any condition, use or
operation of the Mortgaged Property, nor does Mortgagor know of any basis for such an
investigation, action, proceeding or claim; (vi) Mortgagor has received no notice of and, to the
best of Mortgagor's knowledge and belief, there has been no claim by any party that any use,
operation or condition of the Mortgaged Property has caused any nuisance or any other liability
or adverse condition on any other property, nor does Mortgagor know of any basis for such an
investigation, action, proceeding or claim; and (vii) radon is not present at the Mortgaged
Property in excess or in violation of Environmental Laws that require disclosure to any tenant or
occupant of or invitee to the Mortgaged Property or to any governmental agency or the general
public.
(b) Except as otherwise disclosed in the Environmental Report, Mortgagor has
not received nor to the best of Mortgagor's knowledge, information and belief has there been
issued, any notice, notification, demand, request for information, citation, summons, or order in
any way relating to any actual, alleged or potential violation or liability arising under
Environmental Laws; and
(c) Except as otherwise disclosed in the Environmental Report, to the best of
Mortgagor's knowledge, information and belief, neither the Mortgaged Property, nor any
property to which Mortgagor has, in connection with the maintenance or operation of the
Mortgaged Property, directly or indirectly transported or arranged for the transportation of any
Hazardous Substances is listed or, to the best of Mortgagor's knowledge, information and belief,
proposed for listing on the National Priorities List promulgated pursuant to CERCLA, on
Dorsnv1:6-7 735.13
533_ -77-5 532 41
CERCLIS (as defined in CERCLA) or on any similar federal or state list of sites requiring
environmental investigation or clean-up.
(d) Mortgagor shall comply with all applicable Environmental Laws.
Mortgagor shall keep or cause the Mortgaged Property to be kept free from Hazardous
Substances (except those substances used by Mortgagor or any Tenant in the ordinary course of
their respective businesses and except in compliance with all Environmental Laws) and in
compliance with all Environmental Laws. Mortgagor shall not install or use any underground
storage tanks, shall expressly prohibit the use, generation, handling, storage, production,
processing and disposal of Hazardous Substances by all Tenants in quantities or conditions that
would violate or give rise to any obligation to take remedial or other action under any applicable
Environmental Laws. Without limiting the generality of the foregoing, during the term of this
Mortgage, Mortgagor shall not install in the Improvements or permit to be .installed in the
Improvements any asbestos or asbestos -containing materials.
(e) Mortgagor shall promptly notify Mortgagee if Mortgagor shall become
aware of (i) the existence of any Hazardous Substances on the Mortgaged Property other than
those occurring in the ordinary course of Mortgagor's business and which do not violate
Environmental Laws, (ii) any direct or indirect violation of any Environmental Laws, (iii) any
lien, action or notice affecting the Mortgaged Property or Mortgagor resulting from any violation
or alleged violation of or liability or alleged liability under any Environmental Laws, (iv) the
institution of any investigation, inquiry or proceeding concerning Mortgagor or the Mortgaged
Property pursuant to any Environmental Laws or otherwise relating to Hazardous Substances, or
(v) the discovery of any occurrence, condition or state of facts which would render any
representation or warranty contained in this Mortgage incorrect in any material respect if made at
the time of such discovery. Immediately upon receipt of same, Mortgagor, shall deliver to
Mortgagee copies of any and all requests for information, complaints, citations, summonses,
orders, notices, reports or other communications, documents or instruments in any way relating
to any actual, alleged or potential violation or liability of any nature whatsoever arising under
Environmental Laws and relating to the Mortgaged Property or to Mortgagor. Mortgagor shall
remedy or cause to be remedied in a timely manner (and in any event within the time period
permitted by applicable Environmental Laws) any violation of Environmental Laws. Without
limiting the foregoing, Mortgagor shall, promptly and regardless of the source of the
contamination or threat to the environment, at its own expense, take all actions as shall be
necessary or prudent, to bring any and all portions of the Mortgaged Property into compliance
with Environmental Laws, including, without limitation, all investigative, monitoring, removal,
containment and remedial actions in accordance with all applicable Environmental Laws (and in
all events in a manner reasonably satisfactory to Mortgagee) and shall further pay or cause to be
paid, at no expense to Mortgagee, all clean-up, administrative and enforcement costs of
applicable governmental agencies which may be asserted against the Mortgaged Property. In the
event Mortgagor fails to do so, Mortgagee may, but shall not be obligated to, cause the
Mortgaged Property or other affected property to be brought into conformance with
Environmental Laws and any and all costs and expenses incurred by Mortgagee in connection
therewith, together with interest thereon at the Default Interest Rate from the date incurred by
Mortgagee until actually paid by Mortgagor, shall be immediately paid by Mortgagor on demand
and shall be secured by this Mortgage and by all of the other Loan Documents securing all or any
part of the Debt. Mortgagor hereby grants to Mortgagee and its agents and employees access
DOCS N t' l :c,7_ 715.13
8233-775 s32 42
-\
subject to the rights of any Tenants to the Mortgaged Property and a license to remove any items
deemed by Mortgagee to be in violation of Environmental Laws and to do all things Mortgagee
shall deem necessary to bring the Mortgaged Property into conformance with Environmental
Laws.
(f) Mortgagor covenants and agrees, at Mortgagor's sole cost and expense, to
indemnify, defend (at trial and appellate levels, and with attorneys, consultants and experts
reasonably acceptable to Mortgagee), and hold Mortgagee harmless from and against any and all
liens, damages (including without limitation, punitive or exemplary damages), losses, liabilities
(including, without limitation, strict liability), obligations, settlement payments, penalties, fines,
assessments, citations, directives, claims, litigation, demands, defenses, judgments, suits,
proceedings, costs, disbursements or expenses of any kind or of any nature whatsoever
-t (including, without limitation, reasonable attorneys', consultants' and experts' fees and
disbursements actually incurred in investigating, defending, settling or prosecuting any claim,
litigation or proceeding) which may at any time be imposed upon, incurred by or asserted or
awarded against Mortgagee or the Mortgaged Property, and arising directly or indirectly from or
out of: (i.) any violation or alleged violation of, or liability or alleged liability under, any
Environmental Law; (ii) the presence, release or threat of release of or exposure to any
Hazardous Substances or radon on, in, under or affecting all or any portion of the Mortgaged
Property or that have migrated from the Mortgaged Property to any surrounding areas, regardless
of whether or not caused by or within the control of Mortgagor; (iii) any transport, treatment,
recycling, storage, disposal or arrangement therefor of Hazardous Substances whether on the
Mortgaged Property, originating from the Mortgaged Property, or otherwise associated with
Mortgagor or any operations conducted on the Mortgaged Property at any time; (iv) the failure
by Mortgagor to comply fully with the terms and conditions of this Section 1.31; (v) the breach
of any representation or warranty contained in this Section 1.31; (vi) the enforcement of this
Section 1.31, including, without limitation, the cost of assessment, investigation, containment,
removal and/or remediation of any and all Hazardous Substances from all or any portion of the
Mortgaged Property or any surrounding areas (that originate from the Mortgaged Property or is
otherwise caused by Mortgagor), the cost of any actions taken in response to the presence,
release or threat of release of any Hazardous Substances on, in, under or affecting any portion of
the Mortgaged Property or any surrounding areas (that originate from the Mortgaged Property or
is otherwise caused by Mortgagor) to prevent or minimize such release or threat of release so that
it does not migrate or otherwise cause or threaten danger to present or future public health,
safety, welfare or the environment, and costs incurred to comply with Environmental Laws in
connection with all or any portion of the Mortgaged Property or any surrounding areas. The
indemnity set forth in this Section 1.31 shall also include any diminution in the value of the
security afforded by the Mortgaged Property or any future reduction in the sales price of the
Mortgaged Property by reason of any matter set forth in this Section 1.31. The foregoing
indemnity shall specifically not include any such costs relating to Hazardous Substances which
are initially placed on, in or under the Mortgaged Property after foreclosure or other taking of
title to the Mortgaged Property by Mortgagee or its successor or assigns or agents, employees
and contractors. Mortgagee's rights under this Section shall survive payment in full of the Debt
and shall be in addition to all other rights of Mortgagee under this Mortgage, the Note and the
other Loan Documents.
DOCSNY"1:673735.13
s233-775 S32 43
(g) Upon Mortgagee's request, at any time after the occurrence of an Event of
Default or at such other time as Mortgagee has reasonable grounds to believe that Hazardous
Substances are or have been released, stored or disposed of on or from the Mortgaged Property
in violation of Environmental Laws, or that the Mortgaged Property may be in violation of the
Environmental Laws, Mortgagor shall perform or cause to be performed, at Mortgagor's sole cost
and expense and in scope, form and substance reasonably satisfactory to Mortgagee, an
inspection or audit of the Mortgaged Property prepared by a hydrogeologist or environmental
engineer or other appropriate consultant reasonably approved by Mortgagee indicating the
presence or absence of Hazardous Substances on the Mortgaged Property, the compliance or
non-compliance status of the Mortgaged Property and the operations conducted thereon with
applicable Environmental Laws, or an inspection or audit of the Mortgaged Property prepared by
an engineering or consulting firm reasonably approved by Mortgagee indicating the presence or
absence of friable asbestos or substances containing asbestos or lead or substances containing
lead or lead based paint ("Lead Based Paint") in violation of the Environmental Laws on the
Mortgaged Property. If Mortgagor fails to provide reports of such inspection or audit within
forty-five (45) days after such request, Mortgagee may order the same, and Mortgagor hereby
grants to Mortgagee and its employees and agents access to the Mortgaged Property subject to
the rights of any Tenant thereat and an irrevocable license to undertake such inspection or audit.
The cost of such inspection or audit, together with interest thereon at the Default Interest Rate
from the date incurred by Mortgagee until actually paid by Mortgagor, shall be immediately paid
by Mortgagor on demand and shall be secured by this Mortgage and by all of the other Loan
Documents securing all or any part of the Debt.
(h) Reference is made to that certain Environmental Indemnity Agreement of
even date herewith by and among Mortgagor, FURI and Mortgagee (the "Environmental
Indemnity Agreement"). The provisions of this Mortgage and the Environmental Indemnity
Agreement shall be read together to maximize the coverage with respect to the subject matter
thereof, as determined by Mortgagee.
(i) Mortgagor covenants and agrees to institute, within thirty (30) days after
the date hereof, an operations and maintenance program (the "Maintenance Program") designed
by an environmental consultant, satisfactory to Mortgagee, with respect to asbestos containing
materials ("ACM's"), consistent with "Guidelines for Controlling Asbestos -Containing Materials
in Buildings" (USEPA, 1985) and other relevant guidelines, and such Maintenance Program will
hereafter continuously remain in effect until the Debt secured hereby is repaid in full. In
furtherance of the foregoing, Mortgagor shall inspect and maintain all ACM's on a regular basis
and ensure that all ACM's shall be maintained in a condition that prevents exposure of residents
to ACM's at all times. Without limiting the generality of the preceding sentence, Mortgagee may
require (i) periodic notices or reports to Mortgagee in form, substance and at such intervals as
Mortgagee may specify, (ii) an amendment to such operations and maintenance program to
address changing circumstances, laws or other matters, (iii) at Mortgagor's sole expense,
supplemental examination of the Mortgaged Property by consultants specified by Mortgagee,
and (iv) variation of the operations and maintenance program in response to the reports provided
by any such consultants.
0) If, at any time hereafter, Lead Based Paint is suspected of being present on
the Mortgaged Property, Mortgagor agrees, at its sole cost and expense and within twenty (20)
DOC'SN Y1:67' 1 35.13
5233-7?; S32 44
days thereafter, to cause to be prepared an assessment report describing the location and
condition of the Lead Based Paint (the "Lead Based Paint Report") prepared by an expert, and in
form, scope and substance, acceptable to Mortgagee.
(k) Mortgagor agrees that if it has been, or if at any time hereafter it is,
determined that the Mortgaged Property contains Lead Based Paint, on or before thirty (30) days
following such determination, if such determination is hereafter made, as applicable, Mortgagor
shall, at its sole cost and expense, develop and implement, and thereafter diligently and
continuously carry out (or cause to be developed and implemented and thereafter diligently and
continually to be carried out), an operations, abatement and maintenance plan for the Lead Based
Paint on the Mortgaged Property, which plan shall be prepared by an expert, and be in form,
scope and substance, reasonably acceptable to Mortgagee.
1.32. Indemnification. Subrogation.
(a) Mortgagor shall indemnify, defend and hold Mortgagee harmless against:
(i) any and all claims for brokerage, leasing, finders or similar fees which may be made relating
to the Mortgaged Property or the Debt, and (ii) any and all liability, obligations, losses, damages,
penalties, claims, actions, suits, costs and expenses (including Mortgagee's reasonable attorneys'
fees) of whatever kind or nature which may be asserted against, imposed on or incurred by
Mortgagee in connection with the Debt, this Mortgage, the Mortgaged Property, or any part
thereof, or the exercise by Mortgagee of any rights or remedies granted to it under this Mortgage;
provided, however, that nothing herein shall be construed to obligate Mortgagor to indemnify,
defend and hold harmless Mortgagee from and against any and all liabilities, obligations, losses,
damages, penalties, fines, claims, actions, suits, costs and expenses asserted against, imposed on
or incurred by Mortgagee by reason of Mortgagee's or its agent's, employee's or contractor's
willful misconduct or gross negligence.
(b) If Mortgagee is made a party defendant to any litigation or any claim is
11)
threatened or brought against Mortgagee concerning the Debt, this Mortgage, the Mortgaged
Property, or any part thereof, or any interest therein, or the construction, maintenance, operation
or occupancy or use thereof, then Mortgagor shall indemnify, defend and hold Mortgagee
harmless from and against all liability by reason of said litigation or claims, including reasonable
attorneys' fees and expenses incurred by Mortgagee in any such litigation or claim, whether or
not any such litigation or claim is prosecuted to judgmentroP vided, however, that nothing herein
shall be construed to obligate Mortgagor to indemnify, defend and hold harmless Mortgagee
from and against any and all liabilities, obligations, losses, damages, penalties, fines, claims,
actions, suits, costs and expenses asserted against, imposed on or incurred by Mortgagee by
reason of Mortgagee's or its agent's, employee's or contractor's willful misconduct or gross
negligence. If Mortgagee commences an action against Mortgagor to enforce any of the terms
hereof or to prosecute any breach by Mortgagor of any of the terms hereof or to recover any sum
secured hereby, Mortgagor shall pay to Mortgagee its reasonable attorneys' fees and expenses if
Mortgagee prevails in such litigation or proceeding. The right to such attorneys' fees and
expenses shall be deemed to have accrued on the commencement of such action, and shall be
enforceable whether or not such action is prosecuted to judgment if Mortgagee prevails in such
litigation or proceeding. If Mortgagor breaches any term of this Mortgage, Mortgagee may
engage the services of an attorney or attorneys to protect its rights hereunder, and in the event of
UUC'SNY'1:6?_735.13
�; 5233-7'5 S32 45
such engagement following anv breach by Mortgagor, Mortgagor shall pay Mortgagee
reasonable attorneys' fees and expenses incurred by Mortgage, whether or not an action is
actually commenced against Mortgagor by reason of such breach. All references to "attomevs"
in this Subsection and elsewhere in this Mortgaae shall include, without limitation, anv attorney
or law firm engaged by Mortgagee and Mortgagee's in-house counsel, and all references to "fees
and expenses" in this Subsection and elsewhere in this Mortgage shall include, without
limitation, any fees of such attorney or law firm, any appellate counsel fees, if applicable, and
any allocable charges and allocable costs of Mortgagee's in-house counsel.
(c) A waiverof subrogation shall be obtained by Mortgagor from its
insurance carrier and, consequently, Mortgagor waives any and all right to claim or recover
against Mortgagee, its officers, employees, agents and representatives, for loss of or damage to
Mortgagor, the Mortgaged Property, Mortgagor's property or the property of others under
Mortgagor's control from any cause insured against or required to be insured against by the
provisions of this Mortgage.
1.33. Covenants with Respect to Indebtedness. Operations. Fundamental Changes
of llortFagor.
A. Mortgagor hereby represents, warrants and covenants as of the date hereof and until
such time as the Debt is paid in full, that Mortgagor:
(a) will not, nor will any partner, limited or general, member or shareholder
thereof, as applicable, amend, modify or otherwise change its partnership certificate, partnership
agreement, articles of incorporation, by-laws, operating agreement, articles of organization, or
other formation agreement or document, as applicable, in any material term or manner, or in a
manner which adversely affects Mortgagor's existence as a single purpose entity;
(b) will not liquidate or dissolve (or suffer any liquidation or dissolution), or enter
into any transaction of merger or consolidation, or acquire by purchase or otherwise all or
substantially all the business or assets of, or any stock or other evidence of beneficial ownership
of any entity;
(c) has not and will not guarantee, pledge its assets for the benefit of, or otherwise
become liable on or in connection with, any obligation of any other person or entity;
(d) does not own and will not own any asset other than'(i) the Mortgaged Property
and additions thereto contemplated or permitted by the Loan Documents, and (ii) incidental
personal property necessary for the operation of the Mortgaged Property;
(e) is not engaged and will not engage, either directly or indirectly, in any
business other than the ownership, management, leasing and operation of the Mortgaged
Property;
(f) will not enter into any contract or agreement with any general partner,
y principal, affiliate or member of Mortgagor, as applicable, or any affiliate of any general partner,
principal or member of Mortgagor, except upon terms and conditions that are substantially
uocsNYH,-373�.i3
9233-775 932 46
similar to those that would be available on an arms -length basis with third parties other than an
affiliate;
(g) except as permitted by Section 1.13 of this Mortgage, has not incurred and
will not incur any debt, secured or unsecured, direct or contingent (including guaranteeing any
obligation), other than (i) the Debt, and (ii) trade payables or accrued expenses (not exceeding
five (5%) percent in the aggregate of the original principal amount of the Note) incurred in the
ordinary course of business of owning and operating the Mortgaged Property (provided,
however, that all such sums are not evidenced by a promissory note and shall be paid in full
promptly by Mortgagor, but in no event later than sixty (60) days of the date incurred), and
except as permitted by this Mortgage, no other debt will be secured (senior, subordinate or pari
passu) by the Mortgaged Property;
(h) has not made and will not make any loans or advances to any third party
(including any affiliate) other than normal distributions and dividends;
(i) is and will be solvent and pay its debts from its assets (including contributions
to its capital) as the same shall become due;
(j) has done or shall use commercially reasonable efforts to cause to be done and
will do all things necessary to preserve its existence, and will observe all formalities applicable
to it;
(k) will conduct and operate its business in its own name and as presently
conducted and operated;
(1) will maintain financial statements, books and records and bank accounts
separate from those of its affiliates, including, xvithout limitation, its general partners or
members, as applicable;
(m) will be, and at all times will hold itself out to the public as, a legal entity
separate and distinct from any other entity (including, without limitation, any affiliate, general
partner, or member, as applicable, or any affiliate of any general partner or member of
Mortgagor, as applicable);
(n) will file its own tax returns, if required by law,
(o) will maintain adequate capital for the normal obligations reasonably
foreseeable in a business of its size and character and in light of its contemplated business
operations;
(p) will establish and maintain an office through which its business will be
conducted separate and apart from those of its affiliates and shall allocate fairly and reasonably
any overhead and expense for shared office space;
(q) will not commingle the funds and other assets of Mortgagor with those of any
general partner, member, affiliate, principal or any other person except as required or permitted
by the Loan Documents;
DOCSN Y 1 x, 7 3-3;.13
,�
8233-77 5 S32 47
(r) has and will maintain its assets in such a manner that it is not costly or
difficult to segregate, ascertain or identify its individual assets from those of any affiliate or any
other person except as required or permitted by the Loan Documents;
(s) does not and will not hold itself out to be responsible for the debts or
oblW,ations of any other person;
(t) will pay any liabilities out of its own funds (including contributions to its
capital), including salaries of its employees, not funds of any affiliate;
(u) will use stationery, invoices, and checks separate from its affiliates;
(v) will not do any act which would make it impossible to carry on the ordinary
business of Mortgagor;
(w) will not possess the Mortgaged Property or incidental personal property
necessary for the operation of the Mortgaged Property for other than a business or company
purpose;
(x) will not sell, encumber or otherwise dispose of all or substantially all of the
Mortgaged Property or incidental personal property necessary for the operation of the Mortgaged
Property, except as required or permitted by the Loan Documents;
(y) will not hold title to Mortgagor's assets other than in Mortgagor's name; and
(z) will not, without the affirmative consent of the general manager of the
Mortgagor (including the unanimous approval of the board of managers (including the
Independent Party as such term is defined below) of the general manager of Mortgagor), institute
proceedings to be adjudicated bankrupt or insolvent; or consent to the institution of bankruptcy
or insolvency proceedings against it; or file a petition seeking, or consent to, reorganization or
relief under any applicable federal or state law relating to bankruptcy; or consent to the
appointment of a receiver, liquidator, assignee, trustee, sequestrator (or other similar official) of
the Mortgagor or a substantial part of Mortgagor's property; or make any assignment for the
benefit of creditors; or admit in writing its inability to pay its debts generally as they become
due; or take any action in furtherance of any such action.
B. (a) Mortgagor's manager, Park Plaza 3, LLC, a Delaware limited liability
company (the "SPC Entity") shall be a limited liability company and the SPC Entity will at all
times comply, and will cause Mortgagor to comply, with each of the representations, warranties,
and covenants contained in this Paragraph 1.33 as if such representation, warranty or covenant
was made directly by the SPC Entity;
(b) SPC Entity shall at all times cause there to be at least one (1) duly appointed
member of the board of managers of the SPC Entity who is reasonably satisfactory to Mortgagee
(an "Independent Party") who shall not have been at the time of such individual's appointment,
and may not have been at any time during the preceding five years (i) a shareholder of, or an
officer, director, attorney, counsel, partner or employee of, Mortgagor or any of its shareholders,
subsidiaries or affiliates, (ii) a customer of, or supplier to, Mortgagor or any of its shareholders,
DOC'SNY 1:67?735.13
8233-7-15 S32 48
subsidiaries or affiliates, (iii) a person or other entity controlling or under common control with
any such shareholder, partner, supplier or customer of Mortgagor or any of its shareholders,
subsidiaries or affiliates, or (iv) a member of the immediate family of any such shareholder,
officer, director, partner, employee, supplier or customer of anv other director of Mortgagor. As
used herein, the term "control" means the possession, directly or indirectly, of the power to direct
or cause the direction of the management and policies of a person or entity, whether through
ownership of voting securities, by contract or otherwise;
(c) Mortgagor shall not cause or permit the board of managers of the SPC
Entity to take any action which, under the terms of its certificate of formation, operating
agreement or any voting trust agreement with respect to any membership rights of the SPC
Entity, requires a vote of the board of managers or member(s) (as the case may be) of the SPC
Entity, unless, at the time of such action, there shall be at least one Independent Party; and
(d) Mortgagor shall conduct its business and shall cause each Covered Party (as
hereinafter defined) to conduct its business so that the assumptions made ,N,ith respect to each
party (each a "Covered Party") addressed in that certain opinion letter dated the date hereof (the
"Insolvency Opinion") delivered by Arter & Hadden, LLP in connection with the loan secured
hereby shall be true and correct in all respects.
1.34. Repair and Remediation Reserve. Prior to the execution of this Mortgage,
Mortgagee has caused the Mortgaged Property to be inspected and such inspection has revealed
that the Mortgaged Property is in need of certain maintenance, repairs and/or remedial or
corrective work. Contemporaneously with the execution hereof. Mortgagor has established with
the Mortgagee a reserve in the amount of 536,775.00 (the "Repair and Remediation Reserve") by
depositing such amount with Mortgagee. Mortgagor shall cause each of the items described in
Exhibit C attached hereto and made a part hereof and as more particularly described in that
certain Engineering Report (the "Engineering, Report") entitled Property Condition Report, dated
March 21, 2000 and prepared by Inspection & Valuation International (the "Deferred
Maintenance") to be completed, performed, remediated and corrected to the reasonable
satisfaction of Mortgagee and as necessary to bring the Mortgaged Property into compliance
with all applicable laws, ordinances, rules and regulations on or before the expiration of six (6)
months after the effective date hereof, as such time period may be extended by Mortgagee in its
sole discretion. So long as no Event of Default has occurred, all sums in the Repair and
Remediation Reserve shall be held by Mortgagee in the Repair and Remediation Reserve to pay
the costs and expenses of completing the Deferred Maintenance. So long as no Event of Default
has occurred, Mortgagee shall, to the extent funds are available for such purpose in the Repair
and Remediation Reserve, disburse to Mortgagor the amount paid and incurred by Mortgagor in
completing, performing, remediating or correcting the Deferred Maintenance upon (a) the receipt
by Mortgagee of a written request from Mortgagor for disbursement from the Repair and
Remediation Reserve and a certification by Mortgagor in the form annexed hereto as Exhibit B,
(b) delivery to Mortgagee of paid invoices, receipts or other evidence reasonably satisfactory to
Mortgagee verifying the costs of the Deferred Maintenance to be reimbursed, (c) delivery to
Mortgagee of a certification from an inspecting architect, engineer or other consultant reasonably
acceptable to Mortgagee describing the completed work, verifying the completion of the work
and the value of the completed work and, if applicable, certifying that the Mortgaged Property is,
as a result of such work, in compliance with all applicable laws, ordinances, rules and regulations
ixx•snN'i :c,,_ 735.1 3
„3 s-;;_;,; s32 49
Doc# 2000027337
relating to the Deferred Maintenance so performed, (d) delivery to Mortgagee of affidavits, lien
waivers or other evidence reasonably satisfactory to Mortgagee showing that all materialmen,
laborers, subcontractors and any other parties furnishing or have furnished materials or labor to
the Mortgaged Property have been paid all amounts due for such labor and materials furnished to
the Mortgaged Property, and (e) the receipt by Mortgagee of an administrative fee in the amount
of S150.00. Mortgagee shall not be required to make advances from the Repair and Remediation
Reserve more frequently than once in any ninety (90) day period. In making any payment from
the Repair and Remediation Reserve, Mortgagee shall be entitled to rely on such request from
Mortgagor without any inquiry into the accuracy, validity or contestability of any such amount.
No interest on the funds contained in the Repair and Remediation Reserve shall be paid by
Mortgagee to Mortgagor. Mortgagor hereby grants to Mortgagee a power-of-attorney, coupled
with an interest, to cause the Deferred Maintenance to be completed, performed, remediated and
corrected to the reasonable satisfaction of Mortgagee upon Mortgagor's failure to do so in
accordance with the terms and conditions of this Section 1.34, and to apply the amounts on
deposit in the Repair and Remediation Reserve to the costs associated therewith, all as
Mortgagee may reasonably determine but without obligation to do so.
1.35. Cash A2reernent. On or before the date hereof Mortgagor
covenants and agrees to enter into one or more servicing account agreements, lockbox servicing
agreements and/or cash management agreements acceptable to Mortgagee between Mortgagor,
the manager of the Mortgaged Property, Mortgagee and, as applicable, one or more certain
financial institutions (together with any modification, amendment, substitution or replacement
y thereof, hereinafter collectively referred to as the "Cash Management Agreement"). During
any Sweep Period (as defined in the Cash Management Agreement), all Rents and Profits shall
be applied as set forth in the Cash Management Agreement and the escrows and reserves
required hereunder shall be funded as provided therein. Mortgagor shall pay all costs and
expenses of the servicer and any bank as required under the Cash Management Agreement.
Upon the occurrence of an Event of Default, Mortgagee may apply any sums then held pursuant
to the Cash Management Agreement to the payment of the Debt in any order in its sole
discretion. Until expended or applied, amounts held pursuant to the Cash Management
Agreement shall constitute additional security for the Debt.
1.36. Leasing Reserve Contemporaneously herewith Mortgagor is depositing
$300,000.00 to be held in escrow as additional security for the indebtedness secured hereby and
to be used for tenant improvements and up -front leasing commissions ("Leasing Costs") to retain
or replace the former tenant at the Property known as United Artists (the "Leasing Reserve"). So
long as no Event of Default has occurred, sums in the Leasing Reserve shall be held by
Mortgagee to pay Leasing Costs upon Mortgagee's receipt of a lease for the entire United
Artists' space from a tenant (or multiple tenants acceptable to Mortgagee under leases acceptable
to Mortgagee) acceptable to Mortgagee in form and substance satisfactory to Mortgagee,
containing terms, including financial terms and other conditions acceptable to Mortgagee.
Additionally, so long as no Event of Default has occurred, Mortgagee shall, to the extent funds
are available for such purpose in the Leasing Reserve, disburse to Mortgagor the amount paid by
Mortgagor in performing such Leasing Costs following: (a) the receipt by Mortgagee of a
written request from Mortgagor for disbursement from the Leasing Reserve and a certification by
Mortgagor that (i) for Leasing Costs consisting of commissions payable to brokers not affiliated
with Mortgagor and at a rate not greater than the then -current market rate, such leasing
DOCSNt H17'735.13
8233-77= S32 50
commission has been paid by Mortgagor, and (ii) for Leasing Costs consisting of amounts
required to be expended pursuant to the relevant Lease for tenant improvement or related costs,
said Leasing Costs have been paid and the tenant under such Lease has taken possession of its
demised premises and begun to pay rent under its Lease, (b) the delivery to Mortgagee of
invoices, receipts or other evidence satisfactory to Mortgagee verifying the cost of such Leasing
Costs; (c) for disbursement requests in excess of S10,000.00, the delivery to Mortgagee of
affidavits, lien waivers or other evidence reasonably satisfactory to Mortgagee showing that all
matenalmen, laborers, subcontractors and any other parties who might or could claim statutory
or common law liens and are furnishing or have furnished material or labor to the property have
been paid (or will be paid out of such disbursement) all amounts due for labor and materials
furnished to the Property; (d) for disbursement requests in excess of 510,000.00 (other than with
respect to leasing commissions), delivery to Mortgagee of a certification from an inspecting
architect or other third party acceptable to Mortgagee describing the completed tenant
improvement or other work, and verifying the completion and the value thereof, (e) for
disbursement requests in excess of 510,000.00 (other than with respect to leasing commissions),
delivery to Mortgagee of a new certificate of occupancy for the portion of the Improvements
covered by such Lease, if said new certificate of occupancy was required by law, or a
certification by Mortgagor that no new certificate of occupancy was required and (f) the receipt
by Mortgagee of an administrative fee in the amount of 5150.00. Mortgagee shall also pay such
servicing fees related to the Leasing Reserve as are normally and customarily charged by the
servicer of the Loan for administrating similar leasing reserves. Notwithstanding the foregoing,
at Mortgagor's request, with respect to disbursement requests in excess of $10,000, Mortgagee
will make disbursements from the Leasing Reserve based upon an invoice and without requiring
Mortgagor to have previously paid such invoice so long as such disbursements are made by
virtue of a joint check in favor of Mortgagor and the applicable vendor or contractor. In making
any payment from the Leasing Reserve, Mortgagee shall be entitled to rely on such request from
Mortgagor without any inquiry into the accuracy, validity or contestability of any such amount.
The Leasing Reserve shall not, unless otherwise explicitly required by applicable law, be or be
deemed to be escrow or trust funds, but, at Mortgagee's option and in Mortgagee's discretion,
may either be held in a separate account or be commingled by Mortgagee with the general funds
of Mortgagee. No interest on the funds contained in the Leasing Reserve shall be paid by
Mortgagee to Mortgagor. The Leasing Reserve is solely for the protection of Mortgagee and
entails no responsibility on Mortgagee's part beyond the payment of the costs and expenses
described in this paragraph in accordance with the terms hereof and beyond the allowing of due
credit for the sums actually received. In the event that the amounts on deposit or available in the
Leasing Reserve are inadequate to pay Leasing Costs in connection with any Lease, Mortgagor
shall pay the amount of such deficiency.
1.37. Covenants With Respect To REA
(a) Mortgagor shall:
(i) promptly perform and/or observe all of the material covenants and
agreements required to be performed and observed by Mortgagor under the REA, and do all
things necessary to preserve and to keep unimpaired its material rights thereunder;
D0C'SN)'1:67: -3-.1
(ii) promptly notify Mortgagee of any default under the REA of which
it is aware;
(iii) promptly enforce the performance and observance of all of the
material covenants and agreements required to be performed and/or observed by the other parties
to the REA.
(b) Mortgagor shall not, without Mortgagee's prior consent:
(i) surrender, terminate or cancel the REA;
(ii) reduce or consent to the reduction of the term of the REA;
(iii) increase or consent to the increase of the amount of any charges
payable by Mortgagor to another party to the REA pursuant to the provisions thereof; or
(iv) otherwise modify, change, supplement, alter or amend, or waive or
release any of its rights and remedies under, the REA in any material respect.
(c) Notwithstanding anything to the contrary, the approval procedures for the
Leases that are set forth in Section 1.12(a) hereof shall apply to the submission and approval of
all amendments, modifications and terminations of REA for which Mortgagee's consent or
approval is required under the Loan Documents.
ARTICLE 11
EVENTS OF DEFAULT
2.1. Events of Default. The occurrence of any of the following events shall be an
Event of Default hereunder:
(a) Mortgagor fails to pay any money to Mortgagee required hereunder at the
time or within any applicable ;race period set forth herein, or if no grace period is set forth
herein; then within seven (7) days of the date such payment is due (except those regarding
payments to be made under the Note, which failure is subject to any grace periods set forth in the
Note).
(b) Mortgagor fails to provide insurance as required by Section 1.4 hereof or
fails to perform any covenant, agreement, obligation, term or condition set forth in Sections 1.5.
1.15. I.31. 1.33 or I.34 hereof.
(c) Mortgagor fails to perform any other covenant, agreement, obligation,
term or condition set forth herein, other than those otherwise described in this Section 2. J., and,
to the extent such failure or default is susceptible of being cured, the continuance of such failure
or default for thirty (30) days after written notice thereof from Mortgagee to Mortgagor;
provided, however, that if such default is susceptible of cure but such cure cannot be
accomplished with reasonable diligence within said period of time, and if Mortgagor commences
to cure such default promptly after receipt of notice thereof from Mortgagee, and thereafter
prosecutes the curing of such default with reasonable diligence, such period of time shall be
DOC'SNY I :6?3'• 35.13
extended for such period of time as may be necessary to cure such default with reasonable
diligence. but not to exceed an additional ninety (90) days.
(d) Any representation or warranty made herein, in or in connection with any
application or commitment relating to the loan evidenced by the Note, or in any of the other
Loan Documents to Mortgagee by Mortgagor, by any principal, general partner, manager or
member in Mortgagor, or by any Indemnitor is determined by Mortgagee to have been false or
misleading in any material respect at the time made.
(e) There shall be a sale, conveyance, disposition, alienation, hypothecation,
leasing, assignment, pledge, mortgage, granting of a security interest in or other transfer or
further encumbrancing of the Mortgaged Property, Mortgagor or its general partners or
managing members, or any portion thereof or any interest therein, in violation of Section 1.13
hereof.
(f) A default occurs under any of the other Loan Documents which has not
been cured within any applicable grace or cure period therein provided.
(g) Mortgagor, any principal, general partner, managing member or non-
member manager in Mortgagor or any Indemnitor becomes insolvent, or makes a transfer in
fraud of creditors, or makes an assignment for the benefit of creditors, or files a petition in
bankruptcy, or is voluntarily adjudicated insolvent or bankrupt or admits in writing the inability
to pay its debts as they mature, or petitions or applies to any tribunal for or consents to or fails to
contest the appointment of a receiver, trustee, custodian or similar officer for Mortgagor, for any
such principal, general partner, managing member or non-member manager of Mortgagor or for
any Indemnitor or for a substantial part of the assets of Mortgagor, of any such principal, general
partner, managing member or non-member manager of Mortgagor or of any Indemnitor, or
commences any case, proceeding or other action under any bankruptcy, reorganization,
arrangement, readjustment or debt, dissolution or liquidation law or statute of any jurisdiction,
whether now or hereafter in effect.
(h) A petition is filed or any case, proceeding or other action is commenced
against Mortgagor, against any principal, general partner, managing member or non-member
manager of Mortgagor or against any Indemnitor seeking to have an order for relief entered
against it as debtor or seeking reorganization, arrangement, adjustment, liquidation, dissolution
or composition of it or its debts or other relief under any law relating to bankruptcy, insolvency,
arrangement, reorganization, receivership or other debtor relief under any law or statute of any
jurisdiction, whether now or hereafter in effect, or a court of competent jurisdiction enters an
order for relief against Mortgagor, against any principal, general partner, managing member or
non-member manager of Mortgagor or against any Indemnitor, as debtor, or an order, judgment
or decree is entered appointing, with or without the consent of Mortgagor or of any Indemnitor, a
receiver, trustee, custodian or similar officer for Mortgagor, for any such principal, general
partner, managing member or non-member manager of Mortgagor or for any Indemnitor, or for
any substantial part of any of the properties of Mortgagor, of any such principal, general partner,
,.3 managing member or non-member manager of Mortgagor or of any Indemnitor, and if any such
event shall occur, such petition, case, proceeding, action, order, judgment or decree is not
dismissed within ninety (90) days after being commenced.
DOCS a 1:0737,1;.13
J 8211 s12 53
(i) The Mortgaged Property or any part material thereof is taken on execution
or other process of law in any action against Mortgagor.
(j) Mortgagor abandons all or a material portion of the Mortgaged Property
except as expressly permitted hereby.
(k) The holder of any lien or security interest on the Mortgaged Property
(without implying the consent of Mortgagee to the existence or creation of any such lien or
security interest), whether superior or subordinate to this Mortgage or any of the other Loan
Documents, declares a default and such default is not cured xvithin any applicable grace or cure
period set forth in the applicable document or such holder institutes foreclosure or other
proceedings for the enforcement of its remedies thereunder.
_7
(1) The Mortgaged Property, or any part thereof, is subjected to waste or to
removal, demolition or material alteration (except as expressly permitted hereby) so that the
value of the Mortgaged Property is materially diminished thereby and Mortgagee reasonably
determines that it is not adequately protected from any loss, damage or risk associated therewith.
(m) Any dissolution, termination, partial or complete liquidation, merger or
consolidation of Mortgagor, any of its principals, any general partner or any managing member,
or any Indemnitor except as expressly permitted by Section 1.13 hereof.
(n) SPC Entity fails_ to perform any covenant, agreement, obligation, term or
condition of Section 1.33.
(o) If a default has occurred and continues beyond any applicable cure period
under the REA, but only if such default permits any other party to the REA to terminate or
cancel the REA;
ARTICLE III
REINIEDIES
3.1. Remedies Available. If there shall occur an Event of Default under this
Mortgage, then this Mortgage is subject to foreclosure as provided by law and Mortgagee may,
at its option and by or through a trustee, nominee, assignee or otherwise, to the fullest extent
permitted by law, exercise any or all of the following rights, remedies and recourses, either
successively or concurrently:
(a) Acceleration. Accelerate the maturity date of the Note and declare any or
all of the Debt to be immediately due and payable without any presentment, demand, protest,
notice or action of any kind whatever (each of which is hereby expressly waived by Mortgagor),
whereupon the same shall become immediately due and payable. Upon any such acceleration,
payment of such accelerated amount shall constitute a prepayment of the principal balance of the
-' Note and any applicable prepayment fee provided for in the Note shall then be immediately due
and payable.
11 54
s23_ ;;_ s32
(b) Entry on the Mortgaged Property. Either in person or by agent, with or
without bringing any action or proceeding, or by a receiver appointed by a court and without
regard to the adequacy of its security, enter upon and take possession of the Mortgaged Property,
or any part thereof, without force or with such force as is permitted by law and without notice or
process or with such notice or process as is required by law, unless such notice and process is
waivable, in which case Mortgagor hereby waives such notice and process, and do any and all
acts and perform any and all work which may be desirable or necessary in Mortgagee's judgment
to complete any unfinished construction on the Premises, to preserve the value, marketability or
rentability of the Mortgaged Property, to increase the income therefrom, to manage and operate
the Mortgaged Property or to protect the security hereof, and all sums expended by Mortgagee
therefor, together with interest thereon at the Default Interest Rate, shall be immediately due and
payable to Mortgagee by Mortgagor on demand and shall be secured hereby and by all of the
other Loan Documents securing all or any part of the Debt.
(c) Collect Rents. With or without taking possession of the Mortgaged
Property, sue or otherwise collect the Rents, including those past due and unpaid.
(d) Appointment of Receiver. Upon, or at any time prior or after, initiating
the exercise of any power of sale, instituting any judicial foreclosure or instituting any other
foreclosure of the liens and security interests provided for herein or any other legal proceedings
hereunder, make application to a court of competent jurisdiction for appointment of a receiver
for all or any part of the Mortgaged Property, as a matter of strict right and without notice to
Mortgagor and without regard to the adequacy of the Mortgaged Property for the repayment of
the Debt or the solvency of Mortgagor or any person or persons liable for the payment of the
Debt, and Mortgagor does hereby irrevocably consent to such appointment, waive any and all
notices of and defenses to such appointment and agree not to oppose any application therefor by
Mortgagee, but nothing herein is to be construed to deprive Mortgagee of any other right,
remedy or privilege Mortgagee may now have under the law to have a receiver appointed,
provided, however, that the appointment of such receiver, trustee or other appointee by virtue of
any court order, statute or regulation shall not impair or in any manner prejudice the rights of
Mortgagee to receive payment of the Rents pursuant to other terms and provisions hereof. Any
such receiver shall have all of the usual powers and duties of receivers in similar cases,
including, without limitation, the full power to hold, develop, rent, lease, manage, maintain,
operate and otherwise use or permit the use of the Mortgaged Property upon such terms and
conditions as said receiver may deem to be prudent and reasonable under the circumstances as
more fully set forth in Section 3.3 below. Such receivership shall, at the option of Mortgagee,
continue until full payment of all of the Debt or until title to the Mortgaged Property shall have
passed by foreclosure sale under this Mortgage or deed in lieu of foreclosure.
(e) EorecIosure. Immediately commence an action to foreclose this Mortgage
or to specifically enforce its provisions with respect to any of the Debt, pursuant to the statutes in
such case made and provided, and sell the Mortgaged Property or cause the Mortgaged Property
to be sold in accordance with the requirements and procedures provided by said statutes in a
single parcel or in several parcels at the option of Mortgagee. In the event foreclosure
proceedings are instituted by Mortgagee, all expenses incident to such proceedings, including,
but not limited to, reasonable attorneys' fees and costs, shall be paid by Mortgagor and secured
by this Mortgage and by all of the other Loan Documents securing all or any part of the Debt.
L)O('SNY1:6?_ -35.13
8'_3? -7,'5 S32 55
The Debt and all other obligations secured by this Mortgage, including, without limitation,
interest at the Default Interest Rate, any prepayment charge, fee or premium required to be paid
under the Note in order to prepay principal (to the extent permitted by applicable law),
reasonable attorneys' fees and any other amounts due and unpaid to Mortgagee under the Loan
Documents, may be bid by Mortgagee in the event of a foreclosure sale hereunder. In the event
of a judicial sale pursuant to a foreclosure decree, it is understood and agreed that Mortgagee or
its assigns may become the purchaser of the Mortgaged Property or any part thereof.
(f) Judicial Remedies. Proceed by suit or suits, at law or in equity, instituted
by or on behalf of Mortgagee, to enforce the payment of the Debt or the other obligations of
Mortgagor hereunder or pursuant to the Loan Documents, to foreclose the liens and security
interests of this Mortgage as against all or any part of the Mortgaged Property, and to have all or
any part of the Mortgaged Property sold under the judgment or decree of a court of competent
jurisdiction. This remedy shall be cumulative of any other non -judicial remedies available to
Mortgagee with respect to the Loan Documents. Proceeding with the request or receiving a
judgment for legal relief shall not be or be deemed to be an election of remedies or bar any
available non judicial remedy of Mortgagee.
(g) Other. Exercise any other right or remedy available hereunder, under any
of the other Loan Documents or at law or in equity.
3.2. Application of Proceeds. To the fullest extent permitted by law, the proceeds of
any sale under this Mortgage shall be applied, to the extent funds are so available, to the
following items in such order as Mortgagee in its discretion may determine:
(a) To payment of the reasonable costs, expenses and fees of taking
possession of the Mortgaged Property, and of holding, operating, maintaining, using, leasing,
repairing, improving, marketing and selling the same and of otherwise enforcing Mortgagee's
rights and remedies hereunder and under the other Loan Documents, including, but not limited
to, receivers' fees, court costs, attorneys', accountants', appraisers', managers' and other
professional fees, title charges and transfer taxes.
(b) To payment of all sums expended by Mortgagee under the terms of any of
the Loan Documents and not yet repaid, together with interest on such sums at the Default
Interest Rate.
(c) To payment of the Debt and all other obligations secured by this
Mortgage, including, without limitation, interest at the Default Interest Rate and, to the extent
permitted by applicable law, any prepayment fee, charge or premium required to be paid under
- the Note in order to prepay principal, in any order that Mortgagee chooses in its sole discretion.
(d) The remainder, if any, of such funds shall be disbursed to Mortgagor or to
the person or persons legally entitled thereto.
3.3. Right and Authority of Receiver or Mortgagee in the Event of Default:
Pmi-er of :attorney. Upon the occurrence of an Event of Default, and entry upon the Mortgaged
Property pursuant to Section 3.1(b) hereof or appointment of a receiver pursuant to Section
11M hereof, and under such terms and conditions as may be prudent and reasonable under the
DOC'SNY 1:117373 c.13
5'_33-775 S32 56
circumstances in Mortgagee's or the receiver's sole discretion, all at Mortgagor's expense,
Mortgagee or said receiver, or such other persons or entities as they shall hire, direct or engage,
as the case may be, may do or permit one or more of the following, successively or concurrently:
(a) enter upon and take possession and control of any and all of the Mortgaged Property; (b) take
and maintain possession of all documents, books, records, papers and accounts relating to the
Mortgaged Property; (c) exclude Mortgagor and its agents, servants and employees wholly from
the Mortgaged Property; (d) manage and operate the Mortgaged Property; (e) preserve and
maintain the Mortgaged Property; (f) make repairs and alterations to the Mortgaged Property; (g)
complete any construction or repair of the Improvements, with such changes, additions or
modifications of the plans and specifications or intended disposition and use of the
Improvements as Mortgagee may in its sole discretion deem appropriate or desirable to place the
Mortgaged Property in such condition as will, in Mortgagee's sole discretion, make it or any part
thereof readily marketable or rentable; (h) conduct a marketing or leasing program with respect
to the Mortgaged Property, or employ a marketing or leasing agent or agents to do so, directed to
the leasing or sale of the Mortgaged Property under such terms and conditions as Mortgagee may
in its sole discretion deem appropriate or desirable; (i) employ such contractors, subcontractors,
matenalmen, architects, engineers, consultants, managers, brokers, marketing agents, or other
employees, agents, independent contractors or professionals, as Mortgagee may in its sole
discretion deem appropriate or desirable to implement and effectuate the rights and powers
herein granted; 0) execute and deliver, in the name of Mortgagee as attorney-in-fact and agent of
Mortgagor or in its own name as Mortgagee, such documents and instruments as are necessary or
appropriate to consummate authorized transactions; (k) enter into such leases, whether of real or
personal property, or tenancy agreements, under such terms and conditions as Mortgagee may in
its sole discretion deem appropriate or desirable; (1) collect and receive the Rents from the
Mortgaged Property; (m) eject tenants or repossess personal property, as provided by law, for
breaches of the conditions of their leases or other agreements; (n) sue for unpaid Rents,
payments, income or proceeds in the name of Mortgagor or Mortgagee; (o) maintain actions in
forcible entry and detainer, ejectment for possession and actions in distress for rent; (p)
compromise or give acquittance for Rents, payments, income or proceeds that may become due;
(q) delegate or assign any and all rights and powers given to Mortgagee by this Mortgage; and (r)
do any acts which Mortgagee in its sole discretion deems appropriate or desirable to protect the
security hereof and use such measures, legal or equitable, as Mortgagee may in its sole discretion
deem appropriate or desirable to implement and effectuate the provisions of this Mortgage. This
Mortgage shall constitute a direction to and full authority to any lessee, or other third party who
has heretofore dealt or contracted or may hereafter deal or contract with Mortgagor or
Mortgagee, at the request of Mortgagee, to pay all amounts owing under any lease, contract,
concession, license or other agreement to Mortgagee without proof of the Event of Default relied
upon. Any such lessee or third party is hereby irrevocably authorized to rely upon and comply
with (and shall be fully protected by Mortgagor in so doing) any request, notice or demand by
Mortgagee for the payment to Mortgagee of any Rents or other sums which may be or thereafter
C.
become due under its lease, contract, concession, license or other agreement, or for the
performance of any undertakings under any such lease, contract, concession, license or other
agreement, and shall have no right or duty to inquire whether any Event of Default under this
Mortgage or under any of the other Loan Documents has actually occurred or is then existing.
Mortgagor hereby constitutes and appoints Mortgagee, its assignees, successors, transferees and
nominees, as Mortgagor's true and lawful attorney-in-fact and agent, with full power of
Dxx's Y1:6n3'3:.L3
U! s, - s32 57
substitution in the Mortgaged Property, in Mortgagor's name, place and stead, to do or permit
any one or more of the foregoing described rights, remedies, powers and authorities, successively
or concurrently, and said power of attorney shall be deemed a power coupled with an interest and
irrevocable so long as any portion of the Debt is outstanding. Any money advanced by
Mortgagee in connection with any action taken under this Section 3.3, together with interest
thereon at the Default Interest Rate from the date of making such advancement by Mortgagee
until actually paid by Mortgagor, shall be a demand obligation owing by Mortgagor to
Mortgagee and shall be secured by this Mortgage and by every other instrument securing all or
any portion of the Debt.
3.4. Occu ancv After Foreclosure. In the event there is a foreclosure sale hereunder
and at the time of such sale, Mortgagor or Mortgagor's representatives, successors or assigns, or
any other persons claiming any interest in the Mortgaged Property by, through or under
Mortgagor (except tenants of space in the Improvements subject to leases entered into prior to
the date hereof or otherwise having a legal right to do so (i.e. SNDA)) are occupying or using the
Mortgaged Property, or any part thereof, then, to the extent not prohibited by applicable law,
each and all shall, at the option of Mortgagee or the purchaser at such sale, as the case may be,
immediately become the tenant of the purchaser at such sale, which tenancy shall be a tenancy
from day-to-day, terminable at the will of either landlord or tenant, at a reasonable rental per day
based upon the value of the Mortgaged Property occupied or used, such rental to be due daily to
the purchaser. Further, to the extent permitted by applicable law, in the event the tenant fails to
surrender possession of the Mortgaged Property upon the termination of such tenancy, the
purchaser shall be entitled to institute and maintain an action for unlawful detainer of the
Mortgaged Property in the appropriate court of the county in which the Premises is located.
3.5. Notice to Account Debtors. Mortgagee may, at any time after an Event of
Default, notify the account debtors and obligors of any accounts, chattel paper, negotiable
instruments or other evidences of indebtedness due or payable to Mortgagor included as part of
the Mortgaged Property to pay Mortgagee directly. Mortgagor shall at any time or from time to
time upon the request of Mortgagee provide to Mortgagee a current list of all such account
debtors and obligors and their addresses.
3.6. Cumulative Remedies. All remedies contained in this Mortgage are cumulative
and Mortgagee shall also have all other remedies provided at law and in equity or in any other
Loan Documents. Such remedies may be pursued separately, successively or concurrently at the
sole subjective direction of Mortgagee and may be exercised in any order and as often as
occasion therefor shall arise. No act of Mortgagee shall be construed as an election to proceed
under any particular provisions of this Mortgage to the exclusion of any other provision of this
Mortgage or as an election of remedies to the exclusion of any other remedy which may then or
thereafter be available to Mortgagee. No delay or failure by Mortgagee to exercise any right or
remedy under this Mortgage shall be construed to be a waiver of that right or remedy or of any
Event of Default. Mortgagee may exercise any one or more of its rights and remedies at its
option without regard to the adequacy of its security.
3.7. PaN,ment of Expenses. Mortgagor shall pay on demand all of Mortgagee's
expenses incurred in any efforts to enforce any terms of this Mortgage, subject to the provisions
below, whether or not any lawsuit is filed and whether or not foreclosure is commenced but not
y
DOCS w1:a?_-3_.i_,
completed, including, but not limited to, reasonable legal fees and disbursements, foreclosure
costs and title charges, together with interest thereon from and after the date incurred by
Mortgagee until actually paid by Mortgagor at the Default Interest Rate, and the same shall be
secured by this Mortgage and by all of the other Loan Documents securing all or any part of the
Debt provided, however, if any litigation is commenced between the parties hereto or their
representatives, or if any party hereto institutes any proceeding in any bankruptcy or similar
court which has jurisdiction over such party (or any or all of its property or assets) concerning-
any
oncerningany provision of this Agreement or other rights or duties of such party in relation thereto, the
party prevailing in such litigation (or the non -bankrupt party, as the case may be) shall be
entitled, in addition to such other and further relief as may be granted, to all costs incurred in
enforcing its rights and remedies under this Agreement, including but not limited to reasonable
attorneys' fees, out-of-pocket costs and expenses, and court costs in such litigation in an amount
determined by the court in such litigation, or in separate action brought for the purpose of
recovery of same.
ARTICLE IV
INJISCELLANFOUS TERAS AND CON'DITION'S
4.1. Time of Essence.
provisions of this Mortgage.
Time of performance is of the essence with respect to all
4.2. Release of Mortgage- If all of the Debt be paid, then and in that event only, all
rights under this Mortgage and the other Loan Documents, except for those provisions hereof
which by their terms survive, shall terminate and the Mortgaged Property shall become wholly
clear of the liens, security interests, conveyances and assignments evidenced hereby, which shall
be promptly released of record by Mortgagee in due form at Mortgagor's cost. No release of this
Mortgage or the lien hereof shall be valid unless executed by Mortgagee.
4.3. Certain Rights of Mortgagee. Without affecting Mortgagor's liability for the
payment of any of the Debt, Mortgagee may from time to time and without notice to Mortgagor:
(a) release any person liable for the payment of the Debt; (b) extend or modify the terms of
payment of the Debt; (c) accept additional real or personal property of any kind as security or
alter, substitute or release any property securing the Debt; (d) recover any part of the Mortgaged
Property; (e) consent in writing to the making of any subdivision map or plat thereof, (f) join in
granting any easement therein; or (g) join in any extension agreement of this Mortgage or any
agreement subordinating the lien hereof.
4.4. Waiver of Certain Defenses. No action for the enforcement of the lien hereof or
of any provision hereof shall be subject to any defense which would not be good and available to
the party interposing the same in an action at law upon the Note or any of the other Loan
Documents.
4.5. Notices. All notices, demands, requests or other communications to be sent by
one party to the other hereunder or required by law shall be in writing and shall be deemed to
have been validly given or served by delivery of the same in person to the intended addressee, or
by depositing the same with Federal Express or another reputable private courier service that
obtains a receipt upon delivery for next business day delivery, or by depositing the same in the
DOC'S N Y 1:c+?3-35.13
1J 823'-775 S32 59
Doc# 2000027337
United States mail, postage prepaid, registered or certified mail, return receipt requested, in any
event addressed to the intended addressee to Mortgagor at its address set forth on the first page
of this Mortgage, to Mortgagee at First Union National Bank, One First Union Center, DC 6, 301
South College Street, Charlotte, North Carolina 28288-0166, Attn: Craig Lieberman, Real Estate
Capital Markets Contract Finance, or at such other address as may be designated by either party
as herein provided. All notices, demands and requests shall be effective upon such personal
delivery, or one (1) business day after being deposited Nvith the private courier service, or three
(3) business days after being deposited in the United States mail as required above. Rejection or
other refusal to accept or the inability to deliver because of changed address of which no notice
was given as herein provided shall be deemed to be receipt of the notice, demand or request sent.
By giving to the other party hereto at least fifteen (15) days' prior written notice thereof in
accordance with the provisions hereof, the parties hereto shall have the right from time to time to
change their respective addresses and each shall have the right to specify as its address any other
or additional address within the United States of America.
4.6. Successors and Assi6ns: Joint and Several Liability. The terms, provisions,
indemnities, covenants and conditions hereof shall be binding upon and shall inure to the benefit
of Mortgagor and the successors and assigns of Mortgagor, including all successors in interest of
Mortgagor in and to all or any part of the Property, Mortgagee, its directors, officers,
shareholders, employees and agents and their respective successors and assigns and shall
constitute covenants running with the land. All references in this Mortgage to Mortgagor or
Mortgagee shall be deemed to include all such parties' successors and assigns, and the term
"Mortgagee" as used herein shall also mean and refer to any lawful holder or owner, including
' pledgees and participants, of any of the indebtedness secured hereby. If Mortgagor or Mortgagee
consists of more than one person or entity, each will be jointly and severally liable to perform the
obligations of Mortgagor.
4.7. Severabilitv. A determination that any provision of this Mortgage is
unenforceable or invalid shall not affect the enforceability or validity of any other provision, and
any determination that the application of any provision of this Mortgage to any person or
circumstance is illegal or unenforceable shall not affect the enforceability or validity of such
provision as it may apply to any other persons or circumstances.
4.8. Gender. Within this Mortgage, words of any gender shall be held and construed
to include any other gender, and words in the singular shall be held and construed to include the
plural, and vice versa, unless the context otherwise requires.
4.9. Waiver: Discontinuance of Proceedings. Mortgagee may waive any single
Event of Default by Mortgagor hereunder without waiving any other prior or subsequent Event
of Default. Mortgagee may remedy any Event of Default by Mortgagor hereunder without
waiving the Event of Default remedied. Neither the failure by Mortgagee to exercise, nor the
delay by Mortgagee in exercising, any right, power or remedy upon any Event of Default by
Mortgagor hereunder shall be construed as a waiver of such Event of Default or as a waiver of
the right to exercise any such right, power or remedy at a later date. No single or partial exercise
by Mortgagee of any right, power or remedy hereunder shall exhaust the same or shall preclude
any other or further exercise thereof, and every such right, power or remedy hereunder may be
exercised at any time and from time to time. No modification or waiver of any provision hereof
DOCsnY1:e;3'35.13
8'_33-%'• 5 S32 60
nor consent to any departure by Mortgagor therefrom shall in any event be effective unless the
same shall be in writing and signed by Mortgagee, and then such waiver or consent shall be
effective only in the specific instance and for the specific purpose given. No notice to or demand
on Mortgagor in anv case shall of itself entitle Mortgagor to any other or further notice or
demand in similar or other circumstances. Acceptance by Mortgagee of any payment in an
amount less than the amount then due on any of the Debt shall be deemed an acceptance on
account only and shall not in any way affect the existence of an Event of Default. In case
Mortgagee shall have proceeded to invoke any right, remedy or recourse permitted hereunder or
under the other Loan Documents and shall thereafter elect to discontinue or abandon the same
for any reason prior to completion thereof, Mortgagee shall have the unqualified right to do so
and, in such an event, Mortgagor and Mortgagee shall be restored to their former positions with
respect to the Debt, the Loan Documents, the Mortgaged Property and otherwise, and the rights,
remedies, recourses and powers of Mortgagee shall continue as if the same had never been
invoked.
4.10. Section Headings. The headings of the sections and paragraphs of this Mortgage
are for convenience of reference only, are not to be considered a part hereof and shall not limit or
otherwise affect any of the terms hereof.
4.11. GOVERNING LAW. THIS MORTGAGE WILL BE GOVERNED BY AND
CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK,
PROVIDED THAT TO THE EXTENT THAT ANY OF SUCH LAWS MAY NOW OR
HEREAFTER BE PREEMPTED BY FEDERAL LAW, SUCH FEDERAL LAW SHALL SO
GOVERN AND BE CONTROLLING, AND PROVIDED FURTHER THAT THE LAWS OF
THE STATE IN WHICH THE PREMISES IS LOCATED SHALL GOVERN AS TO THE
CREATION, PRIORITY AND ENFORCEMENT OF LIENS AND SECURITY INTERESTS
IN THE MORTGAGED PROPERTY LOCATED IN SUCH STATE.
4.12. Countinz of Days. The term "days" when used herein shall mean calendar days.
If any time period ends on a Saturday, Sunday or holiday officially recognized by the state
within which the Premises is located, the period shall be deemed to end on the next succeeding
business day. The term "business day" when used herein shall mean a weekday, Monday
through Friday, except a legal holiday or a day on which banking institutions in New York, New
York are authorized by law to be closed.
4.13. Relationship of the Parties. The relationship between Mortgagor and Mortgagee
is that of a borrower and a lender only and neither of those parties is, nor shall it hold itself out to
be, the agent, employee, joint venturer or partner of the other party.
4.14. Application of the Proceeds of the Note. To the extent that proceeds of the Note
are used to pay indebtedness secured by any outstanding lien, security interest, charge or prior
encumbrance against the Mortgaged Property, such proceeds have been advanced by Mortgagee
at Mortgagor's request and Mortgagee shall be subrogated to any and all rights, security interests
and liens owned by any owner or holder of such outstanding liens, security interests, charges or
encumbrances, irrespective of whether said liens, security interests, charges or encumbrances are
released.
D005NY I :a?3-3:-! 3
61
823' 7715 s32
4.15. Unsecured Portion of Indebtedness. If any part of the Debt cannot be lawfully
secured by this Mortgage or if any part of the Mortgaged Property cannot be lawfully subject to
the lien and security interest hereof to the full extent of such indebtedness, then all payments
made shall be applied on said indebtedness first in discharge of that portion thereof which is
unsecured by this Mortgage.
4.16. Cross Default. An Event of Default hereunder which has not been cured within
any applicable grace or cure period shall be a default under each of the other Loan Documents.
4.17. Interest After Sale. In the event the Mortgaged Property or any part thereof shall
be sold upon foreclosure as provided hereunder, to the extent permitted by law, the sum for
which the same shall have been sold shall, for purposes of redemption (pursuant to the laws of
the State of in which the Premises is located), bear interest at the Default Interest Rate.
4.18. Inconsistence with Other Loan Documents. In the event of any inconsistency
between the provisions hereof and the provisions in any of the other Loan Documents, it is
intended that the provisions of the Note shall control over the provisions of this Mortgage, and
that the provisions of this Mortgage shall control over the provisions of the Assignment of
I Leases and Rents, the Guaranty and Indemnity Agreement, the Environmental Indemnity
Agreement, and the other Loan Documents.
4.19. Construction of this Document. This document may be construed as a
mortgage, security deed, deed of trust, chattel mortgage, conveyance, assignment, security
agreement, pledge, financing statement, hypothecation or contract, or any one or more of the
foregoing, in order to fully effectuate the liens and security interests created hereby and the
purposes and agreements herein set forth.
4.20. No ?Berger. It is the desire and intention of the parties hereto that this Mortgage
and the lien hereof do not merge in fee simple title to the Mortgaged Property. It is hereby
understood and agreed that should Mortgagee acquire any additional or other interests in or to
the Mortgaged Property or the ownership thereof, then, unless a contrary intent is manifested by
Mortgagee as evidenced by an appropriate document duly recorded, this Mortgage and the lien
hereof shall not merge in such other or additional interests in or to the Mortgaged Property,
toward the end that this Mortgage may be foreclosed as if owned by a stranger to said other or
additional interests.
4.21. Rights With Respect to Junior Encumbrances. Any person or entity
purporting to have or to take a junior mortgage or other lien upon the Mortgaged Property or any
interest therein shall be subject to the rights of Mortgagee to amend, modify, increase, vary, alter
or supplement this Mortgage, the Note or any of the other Loan Documents, and to extend the
maturity date of the Debt, and to increase the amount of the Debt, and to waive or forebear the
exercise of any of its rights and remedies hereunder or under any of the other Loan Documents
and to release any collateral or security for the Debt, in each and every case without obtaining
the consent of the holder of such junior lien and without the lien or security interest of this
Mortgage losing its priority over the rights of any such junior lien.
ucx'stivi:i,-,-:5.i;
I.Ys-==- s;z 62
4.22. Morma--ee May File Proofs of Claim. In the case of any receivership,
insolvency, bankruptcy, reorganization, arrangement, adjustment, composition or other
proceedings affecting Mortgagor or the principals, general partners or managing members in
Mortgagor, or their respective creditors or property, Mortgagee, to the extent permitted by law,
shall be entitled to file such proofs of claim and other documents as may be necessary or
advisable in order to have the claims of Mortgagee allowed in such proceedings for the entire
Debt at the date of the institution of such proceedings and for any additional amount which may
become due and payable by Mortgagor hereunder after such date.
4.23. Fixture Filing. This Mortgage shall be effective from the date of its recording as
a financing statement filed as a fixture filing with respect to all goods constituting part of the
Mortgaged Property which are or are to become fixtures. This Mortgage shall also be effective
as a financing statement covering minerals or the like (including oil and gas) and is to be filed for
record in the real estate records of the county where the Premises is situated. The mailing
address of Mortgagor and the address of Mortgagee from which information concerning the
security interests may be obtained are set forth in Section 1.22 above.
4.24. After -Acquired 11ort2a!Zed Pro ert%. All property acquired by Mortgagor after
the date of this Mortgage which by the terms of this Mortgage is subject to the lien and the
security interest created hereby, shall immediately upon the acquisition thereof by Mortgagor
and without further mortgage, conveyance or assignment become subject to the lien and security
interest created by this Mortgage. Nevertheless, Mortgagor shall execute, acknowledge, deliver
and record or file, as appropriate, all and every such further mortgages, security agreements,
financing statements, assignments and assurances as Mortgagee shall require for accomplishing
the purposes of this Mortgage.
4.25. \o Representation. By accepting delivery of any item required to be observed,
performed or fulfilled or to be given to Mortgagee pursuant to the Loan Documents, including,
but not limited to, any officer's certificate, balance sheet, statement of profit and loss or other
financial statement, survey, appraisal or insurance policy, Mortgagee shall not be deemed to have
warranted, consented to, or affirmed the sufficiency, legality, effectiveness or legal effect of the
same, or of any term, provision or condition thereof, and such acceptance of delivery thereof
shall not be or constitute any warranty, consent or affirmation with respect thereto by Mortgagee.
4.26. Counterparts. This Mortgage may be executed in any number of counterparts,
each of which shall be effective only upon delivery and thereafter shall be deemed an original,
and all of which shall be taken to be one and the same instrument, for the same effect as if all
parties hereto had signed the same signature page. Any signature page of this Mortgage may be
detached from any counterpart of this Mortgage without impairing the legal effect of any
signatures thereon and may be attached to another counterpart of this Mortgage identical in form
hereto but having attached to it one or more additional signature pages.
4.27. Personal Liability. Notwithstanding anything to the contrary contained in this
Mortgage, the liability of Mortgagor and its officers, directors, general partners, managers,
members and principals for the Debt and for the performance of the other agreements, covenants
and obligations contained herein and in the Loan Documents shall be limited as set forth in
Section 2.6 of the Note.
uocswi:(,71-35.I-
IJ 8233-775 s32 63
4.28. Recordin,2 and Fiiina. Mortgagor will cause the Loan Documents and all
amendments and supplements thereto and substitutions therefor to be recorded, filed, re-recorded
and re -filed in such manner and in such places as Mortgagee shall reasonably request, and will
pay on demand all such recording, filing, re-recording and re -filing taxes, fees and other charges.
Mortgagor shall reimburse Mortgagee, or its servicing agent, for the reasonable and customary
costs incurred in obtaining a tax service company to verify the status of payment of taxes and
assessments on the Mortgaged Property.
4.29. Entire_ Agreement and Modifications. This Mortgage and the other Loan
Documents contain the entire agreements between the parties relating to the subject matter
hereof and thereof and all prior agreements relative hereto and thereto which are not contained
herein or therein are terminated. This Mortgage and the other Loan Documents may not be
amended, revised, waived, discharged, released or terminated orally but only by a written
instrument or instruments executed by the party against which enforcement of the amendment,
revision, waiver, discharge, release or termination is asserted. Any alleged amendment, revision,
waiver, discharge, release or termination which is not so documented shall not be effective as to
any party.
4.30. Maximum Interest. The provisions of this Mortgage and of all agreements
between Mortgagor and Mortgagee, whether now existing or hereafter arising and whether
written or oral, are hereby expressly limited so that in no contingency or event whatsoever,
whether by reason of demand or acceleration of the maturity of the Note or otherwise, shall the
amount paid, or agreed to be paid to Mortgagee for the use, forbearance or retention of the
money loaned under the Note ("Interest") exceed the maximum amount permissible under
applicable law. If, from any circumstance whatsoever, performance or fulfillment of any
provision hereof or of any agreement between Mortgagor and Mortgagee shall, at the time
performance or fulfillment of such provision shall be due, exceed the limit for Interest prescribed
by law or otherwise transcend the limit of validity prescribed by applicable law, then, ipso facto,
the obligation to be performed or fulfilled shall be reduced to such limit, and if, from any
circumstance whatsoever, Mortgagee shall ever receive anything of value deemed Interest by
applicable law in excess of the maximum lawful amount, an amount equal to any excessive
Interest shall be applied to the reduction of the principal balance owing under the Note in the
inverse order of its maturity (whether or not then due) or, at the option of Mortgagee, be paid
over to Mortgagor, and not to the payment of Interest. All Interest (including any amounts or
payments deemed to be Interest) paid or agreed to be paid to Mortgagee shall, to the extent
permitted by applicable law, be amortized, prorated, allocated and spread throughout the full
period until payment in full of the principal balance of the Note so that the Interest thereon for
such full period will not exceed the maximum amount permitted by applicable law. This Section
will be paramount to all other agreements between Mortgagor and Mortgagee.
4.31. Interest Payable b► Mortgagee shall cause funds in the
Replacement Reserve to be deposited into interest bearing accounts of the type described in
Exhibit D hereto, which accounts may not yield the highest interest rate then available. Interest
payable on such amounts shall be computed based on the daily outstanding balance in the
J Replacement Reserve. Such interest shall be calculated on a simple, non -compounded interest
basis based solely on contributions made to the Replacement Reserve by Mortgagor. All interest
earned on amounts contributed to the Replacement Reserve shall be retained by Mortgagee and
UUCSNN'I:(,7' 3 .13
81_33-±-3 S32 64
accumulated for the benefit of Mortgagor and added to the balance in the Replacement Reserve
and shall be disbursed for payment of the items for which other funds in the Replacement
Reserve are to be disbursed.
4.32. Dissemination of Information.
(a) If Mortgagee determines at anv time to sell, transfer or assign the Note,
this Mortgage and the other Loan Documents, and any or all servicing rights with respect thereto,
or to grant participations therein (the "Participations") or issue mortgage pass-through
certificates or other securities evidencing a beneficial interest in a rated or unrated public
offering or private placement (the "Securities"), Mortgagee may forward to each purchaser,
transferee, assignee, servicer, participant, investor, or their respective successors in such
Participations and/or Securities (collectively, the "investor") or any rating agency rating such
Securities, each prospective Investor and each of the foregoing's respective counsel, all
documents and information which Mortgagee now has or may hereafter acquire relating to the
Debt and to Mortgagor, any guarantor, any indemnitor and the Mortgaged Property, which shall
have been furnished by Mortgagor, any guarantor or any indemnitor as Mortgagee determines
necessary or desirable.
(b) Secondary Market. Mortgagee may sell, transfer and deliver the Loan
Documents to one or more Investors in the secondary mortgage market. In connection with such
sale, may retain or assign responsibility for servicing the loan or may delegate some or all of
such responsibility and/or obligations to a servicer, including, but not limited to, anv subservicer
or master servicer, on behalf of the investors. All references to Mortgagee herein shall refer to
and include, without limitation, any such servicer, to the extent applicable.
[THE BALANCE OF THIS PAGE IS INTENTIONALLY LEFT BLANK]
j
DOCSN
J 8133-775 S32 65
rel
IN WITNESS WHEREOF, Mortgagor has executed this Mortgage on the day and year
first written above.
MORTGAGOR:
PARK PLAZA MALL, LLC, a Delaware
limited liability company
By: Park Plaza 3, LLC, a Delaware limited
liability company, its general manager
By. t� _
Name: Daniel P. Friedman
1 Title: President
CONSENTED AND AGREED TO AS TO
THE PROVISIONS OF SECTION 1.33(b)
PARK PLAZA 3, LLC
a Delaware limited liability company
f
By: 2
Name:
Its: I
l�✓7�. WL 11
DOCSNYI:G "3"35.1:
8233-775 S', 6
State offs )
ss� Lz
Countvof Lr ic: t
On this day personally appeared before me, a Notary Public, within and for the County
and State aforesaid, duly qualified, commissioned and acting, Daniel P. Friedman, to me
personally well known and who acknowledged that he was the President of Park Plaza 3, LLC ,
who is the general manager of Park Plaza Mall, LLC and was duly authorized as such to execute
the foregoing instrument for, and in the name and behalf of said company further stated and
acknowledged that he has so signed, executed and delivered said foregoing instrument for the
consideration and purposes therein mentioned and set forth.
WITNESS my hand and official seal on this day of April, 2000.
/1,10TARI PUBLIC
K
ucx's.\N i"Ox26r i
821- CAT
j
GARY D. LAWMAN
Notary Public, State o1 New York-
No.
orkNo. 4,-5054632
Qualified in Queens County
Certificate Fled in New York Count},
Commission Expires .4zn. 22, 2002
Doc# 2000027337
E BCH IB IT A
LEGAL DESCRIPTION
Tract 1 (Reserve Tract "A"—Fee simple)
A part of rhe NOrthca.at Quarter of the Northc= Quarter. Section 1, Township 1 North, Range 13 West. Pulaski.
County, Arkansas, more particularly described as follows: From the Southeast corner of the said Northesst
Quarter of the Northaur Quarter, run thence North 88 degrees 38 rnmutcs 23 seconds West and along the South
lint a the said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60
foot width) for 651.67 feet; thence North 01 degrecs 21 minutes 37 seconds East for 30.0 feet to the North right
Of way line of West Markham Street; thence North 88 degrc= 38 minutes 23 sxonda Wast and along the ..tiorh
right of way Iino of West Markharn Street for 264.08 feet; thence North 01 dcg= 21 minutes 37 seconds East
for 42.00 feet; thence North 88 degrem 38 minutes 23 seconds Went for 250.64 feet to the Pain10 f Beginmug;-
thence?north 00 degrees 29 minutes East for 168.54 fc=-thence North 88 degrees 37 minutes 06 seconds West
for 15 0. 11 feet to the 1_= right 0fway line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of
the West line of the Northeast Quarter of the Northeast Quarter; thence South 00 degrees 29 minutes West and
along the East nghi of way line of McKinley Street and parallel with the West line oFthe Northeast Quarter of
the Northeast Quarter for 210.50 feet m the North right of way line of West Marlchant Street and a point 34.0
feet North of the South line of the Northeast Quarter of the Northeast Quarto-, thence South 88 degrees 38
minutes 23 seconds East and along the North right of way line of West Markham Street and parallel with the
South line of the Northeast Quarter of tho Northeast Quarter for 150.11 feet; thence North 00 degrees 29
minutes East for 42.0 feet to the Point of Beginrt.ing, containing 0.7256 acres, more or less. Now plaited as part
of Tract A, Park Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat Book C, Page 519,
records of Pulaski County, Arkansas,
T_F_SS AND EXCBPT Part of Tract A, Park Plaza Addition in the City of Little Rock, Pulaski County,
Arkansas, as recorded in Plat Book C at Page 519 being more particularly described as follows:
BEGn1WWG at the Southwest corner of the said Tract A, Paris Plaza Addition; thence North 00 degrees 29
minutes 00 seconds East along the existing Past right of way line of McKinley Stmot 210.6 feet; thence South
88 degrees 40 minutes 49 seconds East along the North lino of said 'tract A, 18.14 feet; thence along the
proposed East right of way line of McKiniey Street the following three courses and distances: 1) South 05
degre-..s 10 minutes 05 seconds East 67.00 feet 2) South 00 degrees 10 minutes 54 s=ands West 124.18 feet:
and 3) South 44 degrees 29 minutes 51 seconds East 28.43 feet to the North right-of-way line of West Markham
Street; thcuce along said North right-of-way line North 88 degrees 43 minutes 26 seconds West 45.49 feet to
the point of beginning.
Tract 2: (Reame Tact "B"—Fee simple)
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township l North, Runge 13 West, Pulaski
County, Arkansas, more particularly described as follows: From the Southeast cornar of the said Northeast
Quarter of the Northeast Quarter, nun thence North 88 degrees 38 minutes 23 s=oads Wast and along the South
line of the said Northeast Quarter of the Northeast Quarter and the t:e=rline of West Markham Street (of 60.0
foot width) for 651.67 feet; thence North 01 degrees 21 minutes 37 s=onds East for 30.0 feet to the North right
of way line of West Markham Street.• thence North 88 degrcu 38 minutes 23 secar3dz Wast and n1ong the North
—continued—
Doc## 2000027337
Exhibit "A"—continued
right of way line of Wegt Markham Street for 264.08 feet to the Point of Beginning; thence Notch 01 degrees 21
7 nutes 37 seconds East for 42.00 feet: thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet;
:hence South 00 degrees 29 minutes West for 42.00 feet to the North right of way line of West Markham Street;
thence South 88 degrees 38 minutes 23 seconds East and along the North right of way line of West Markham
Street and parallel with the South line of the Northeast Quurter of the Northeast Quarter for 250.00 feet, more or
1 ess, to the Point of Beginning, containing 0.2413 acres, more or leAs, now platted as part of Tract D of Park
Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat recorded C-519, records of Pulaski
County, Arkansas.
Tract 3: (Reserve Tract "C" --F= simple)
Being Lots 1, 2, 3 and 4, Hatay Meirose Addition to the City of Little Rack. Pulmki County, Arkansas, more
particularly described as follows: from the Southeast corner of the said Northeast Quarter of the Northeast
Quarter, run thence North 88 degtzes 38 minutes 23 seconds West and along the South line of the said
Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60.0 Foot width) for
651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right of way line of
West Markham Street; thence North 88 degrees 38 minutes 23 seconds West and along the North right of way
line of West Markham Street for 264.08 feat; thence North 01 degrees 21 minutes 37 seconds East for 42.0 fent;
thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet: thence North 00 degrees 29 minutes East
for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West for 150.11 feet to the East right of way
line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of the West line of the Northeast Quarter
of the Northeast Quarter; thence North 00 degrees 29 minutes East and along the East right of way line of
McKinley Street and parallel with the West line of the Northeast Quarter of the Northeast Quarter for 556.51
feet to the Northwest corner of Lot 26, Henry Meirose Addition to the City of Little Rock (as recorded in Plat
Book 1, Page 62) and the Southwest corner of an alley (of 20 foot width) running in an East-West direction;
thence North 00 degrees 29 minutes East and along the East right of way line of McKinley Street and parallel
with the West line of the Northmast Quarter of the Northeast Quarter for 20.0 feet to the Southwest corner of Lot
1, Henry Meirose Addition to the City of Little Rock (recorded in Plat Book 1, Page 62) and the Point of
Beginning; thence continue North 00 degrees 29 minutes East and along the West line of said Lot 1 and parallc
WI th the West line of the Northeast Quarter of the Northeast Quarter for 140.0 feet to the Northwest corner of
said Lot 1 and a point on the South right of way line of "C" street (of varying width); thence South 88 degrees
50 minutes 28 seconds Eaat and along the North line of Lots 1, 2, 3 and 4, Hanxy Meirosc Addition to the City
of Little Rock and the South right of way line of "C' Street 196.0 fat to the cotttnron North corner of Lots 4
and 5, Henry Meirow Addition; thence South 00 degrees 29 minutes Wen and along the common line of Lots
4 and 5, Henry Meirose Addition to the City of Little Rock, for 140.0 feet to the c::mmou South comer of said
Lots 4 and 5 and a point on the North line of the previously rncndoned. Fast—Welt alley; tlicn.cc North 88
degrees 50 minutes 28 =onds West and along the South line of Lots 4, 3, 2 and 1. Honry. Mcl rose Addition to
the City of Little Rack and the North line of previously mentioned East Went 33ley for 196.0 feet to the Point
of Berp=rng containing 0.6299 acres, more or less, now platted ag Tract C of Park Plaza Addition, Little Rack.
Pulaski County, Arkansas as recorded in Plat Retard C-519, records of Pulaski County, Arkansas.
--coatinued—
Doc## 2000027337
Exhibit "A" ---continued
Tract 4. (Developer Tract -Fee simple)
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Ranic 13 West. which
included "9" Street and Arthur Street, closed by City 0FLittIe Rock Ord inaoca No. 1 1.439 and No. 3 1.061, and
Parts 4f Lots 14, 15 and 16, Henry Meirose Addition to the Ciry of Little Rock, all king in Pulaski Counry,
Arkansas, more paniculariy described as follows: From the Southeast corner of the said Nonhcasi Quan�r of
the Northeast Quarter, run thencc North 88 degrees 38 minutes 23 seconds West and along the South I:ne o f he
said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Stmt (of 60 foot width)
for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right of way line
Of west Markham Street and tha Point of Begin - g, said point being the Southeast corner of the Dillard
Department Stores, inc., tract; the= North 01 degrees 21 minutes 37 se=nds East for 194.91 feet; thence
North 88 degrees 38 minutes 23 seconds West for 160.36 feet to a point which is in line with the East wall of a
two story brick building occupied by Dillard Department Stores, Inc.; thence North 01 degrees 24 minutes 36
seconds East and along the East wall and East wall projected North for 594.02 fact to the North line of an
East-West alley aad a point on the South line of Lot 11, Henry Meiroae Addition to the City of Little Rock;
chance South 88 degrees 50 minutes 28 seconds East and along the South line of Lots 11, 12 and 13, Henry
Meirose Addition to the City of Little Rock and the North line of the East-West alley for 114.11 feet to the
Southeast comer of said Lot 13; thence North 00 degrees 29 minutes East and along the East line of said Lot 13
and the West right of way line of Arthur Street for 26.12 feet to a point; thence South 89 degrees 03 minutes 32
seconds East for 637.63 feet to the West right of way line of University Avenue (of 80 foot width) and 40.0 feet
West: of the East line of the Northeast Quarter of the Northeast Quarter, thence South and along the West right
of way line of University Avenue and parallel with the East line of the Northeast Quattar of the Northeast
Quarter for 55.00 feet; thm= North 89 degrees 03 minutes 32 seconds West for 200.00 feet; thence South 01
degrees 21 minutes 37 seconds West for 200.00 feet; thence North 88 degrees 38 minutes 23 seconds West for
59.44 feet; thence South 01 degrees 26 minutes 04 seconds West for 368.75 feet; thence North 88 degrees 38
minutes 23 seconds West for 69.86 feat; thence South 01 degrees 21 minutes 37 swands West for 150.00 feet;
thence South 88 degrees 38 minutes 23 seconds East for 143.81 feet; thence North 01 degrees 21 minutes 37
seconds East for 129.01 feet; thence South 88 degrees 39 minutes 23 seconds East for 200.00 fact to the West
right of way line of University Avenue and a point 40.0 feet West of the East line of the Northeast Quarter of
the Northeast Quarter; thence South and along the West right of way line of University Avenue and parallel
with the East line of the Northeast Quarter of the Northeast Quarter for 122.36 feet to the P.C. of a curve to the
light whose radius is 29.36 feet and whose delta angle is 91 degrees 03 minutes 53 seconds; thence along the
Arc of said curve for 46.66 feet (Chord bearing and distance of South 45 degrees 39 minutes 59 seconds West
41.91 feet) to the P.T. of said curve and a point on the North right of way line of West Markham Street (at this
point the distance Pram the centerline of West Markham Street and from the South line of the Northeast Quarter
of the Northeast Quarter is 51.0 feet; thence North 88 degrees 38 minutes 23 seconds West acid along the North
right of way Line of West Markhar<t Street and parallel with the South line of the Northeast Quarter of the
Northeast Quarter for 160.00 feet to the P.C. of a curve to the lcfl whose radius is lO 1.U0 feet and delta angle of
37 degrees 25 minutes 51 secunda; thence along the arc of said curve and North right of way line of West
Markham Street for 65.98 feet (chord bearing and distance of South 72 degr= 226 minutes 51 secoads West
64.82 feet) the P.T. of said curve and a point 30.0 feet North of the South line of the Northeast Quarter of the
'4nrtheast Quarter. thence North con
88 degrees 38 minutes 23 seconds West and along the North right of way lira
--continued-
Doc## 2000027337
Exhibit "A" ---continued
of West :Markham Street and parallel with the South line of the Northeast Quarter of the Northeast Quarter for
359.15 feet to the Point of Beginning, less and except part of the previously mentioned East-West alley and a
part of Arthur Street more particularly deacribed as follows: Beginning at the Southeast corner of Lot 13,
Henry Meirosc Addition to the City of Little Rock; thence North 00 degroes 29 minutes East and along the East
line of said Lot 13 and the West right of way line of Arthur Street tar 26.12 feet; thence South 89 degrees 03
minutes 32 seconds East for 15.33 feet (deed) 17.67 feet (measured); thence South 00 degrees 36 minutes 17
seconds West for 46.18 feet; thence North 88 degrees 50 minutes 28 seconds West for 128.55 feet; thence North
01 degrees 24 minutes 34 seconds East for 20.0 feet to the North line of the East-West alley; thence South 98
degrees 50 minutes 28 seconds East for 114.11 feet to the Point of Begitming, containing 9.5841 acres including
the alley and Strout and 9.5154 acres excluding the alley and Street, now platted as Tract E of Park Placa
Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat record C-519, records of Pulaski County,
Arkansas.
Doc# 20000217337
EXMBIT A-1
LEGAL DESCRIPTION - EASEMENT PARCELS
Park Plaza Mall, Little Rock Arkansas
Thane certain casernemts, righis and privileges of use for pedestrian ud vehicular ingress, egress. parking, and
other purposes as set forth in, and crmcd under and by virtue of that cw-Wn ConsinxEion, Operaziou and
Reciprocal Easement Agredn= dated De=embcr 15. 1986. by and among Construction Devel❑pm,
Incorporated; Dillard Deparnnent Storm, Inc.; and Herring-Maruhon Mason Parmcmi ip H; 111 ed in the aMci.
land retards of Pulaski Cottaty, Arkansas, on December 31, 1986, as instrument 86-82744, as amended ,
modified and supplementod by that certain First Amendment to Construction, Operation and Reciprocal
Easement Agreement effective Dcember 31, 1986, by and among Construction Developers, incorporated;
Dillard Departraent Stores, Inc.; and Herring-Marathan Masters Partnership 8, filed in the official land records
Of Pulaski County, Arksasm an July 27, 1989 as lnstruument No. 88-39542, which easements, rights and
privileges benetit the lmd described in Exhibit A hereto, and burden the following described land:
[See legal description attached hereto and made
a part hereof, consisting of 3 Pagett]
Tract 5 (Easement):
TOGETHER WITH rights Of ingTm and egress as set forth in that certain Consmicriors. C pernaro and
Rxipmcal ER.sernvmt ASrnnrnent recorded u Imr=r_nt No. 86-82744 and amended by First Am.eru meet to
Construction, Qprration and Reciprocal Easement Agrc=cnt rocorded as fnstrument No. 88-39542 over and
across the Following described land::
A part of the Nonh_-a t Quarter of tho Northeast Quarter, Section 1, Township 1 North, Range 13 West, which
includes a portion of "B" Sty clased by City of Little Rock, Ordhuunce No. 11,439 and Lona 7 Lhr❑ugh 13 and
Lots 14 through 26, inclusive, Henry Meirose Addition w the City of Lithe Rock, aiI being in Pulaski County,
Arkansan, more particularly described as follows: From the Southeast carrier of the said Northeast Quarter of
rbc Northeast Quarter, nxn them North 88 degrees 38 minutes 23 seconds West and along the South line of the
said Northeast Quarter of the Northium Quarter and the centerline of Wert Markham Street (of 60 foot width)
for 651.67 feet; th]ettca North 01 dngraw 21 minutes 37 seconds East for 30.0 feet w the North right of way line
Of West Mukham Strxt end the Point of Beginning; thence North 88 degrees 38 minutes 23 seconds West and
along the North right of way line of West Markham Street for 264.08 feet; thence North 01 degrees -21 minutes
37 seconds East for 42.0 foot; thence North 88 degrees 38 minutes 23 seconds West Cor 250.64 feet; thence
North 00 degrees 29 minutes East for 169.54 feet; thence North 88 degrees 37 minutes 06 seconds West for
150.11 feet to the East right of way line of Mr.Ki lfiy Street (of 30.0 float width) and a paint 15.0 foot East of the
West line of the Nost.hemn Quarter of the Northeast Quarter, theme North 00 degrees 29 minutes East and along
the East right of way line of McKinley Street and parallel with the West tine of the Northeast Quarter of the
Northeast Quarter for 556.51 feet to the Northwest corner of Lot 26, Henry Mziroae Addition to the City of
Little Rock (as recorded in Plat Book 1. Page 62) aril the Southwest caner of an alley (of 20 foot width)
running in an East-West direction; thence North 00 degrees 29 minutes East and along the East right of way line
of McKinley Street and parallel with the West line of the Northam Quarter of the Northaut Quarter for 20.0
feet to the Southwest corner of Lot 1, Henry Meirose Addition And the Northwest corner of the East-West alley;
thence South 88 degrees 50 minutes 29 -seconds East and along the South line of Lott 1, 2, 3, 4, 5, and 6, Henry
Meirose Addition tatbe City of Little Rack and the North line of tho East-West alley fnr 294.00 feet to the
common South corner of Lots 6 and 7, Henry Meirose Addition to the City of Little Rock; thence North 00
degrees 29 minutes East and along the common line of said Lots 6 and 7 for 140.00 feet to the common North
corner of said Lots 6 and 7 and a point on the South right of way line of "C" Street (varying width right of way);
thence South 88 degrees 50 minutes 28 seconds East and along the North line of Lots 7, 9, 9, 10, 11, 12 and 13,
Henry Meirose Addition to the City of I-ittlo Rock and the South right of way line of "C" Street for 336.50 feet
to the Northeast corner of said Lot 13 and the West tight of wiry be of Arthur Street; thence South 00 degree&
29 minutes West &W along the West right of way line of Arthur Street 140.00 feet to the Southeast corner of
Lot 13, Hcrtry Mairose Additlem to tiro City of Little Rack, and a point on the East-West alloy previously
mentioned; thaace North 99 dograes 50 rrtinut= 28 seconder West and &long the South liar of Lot& 13, 12 and
11, Henry Meirose Addition to etre City of Little Rock and along the North line of said East -Wast alley for
l 14.11 feet to a point which is in line with the Eart wall of a two story brick building occupied by Dillard
Department Stores, Inc., titerticc South 01 degrxs 24 minute& 36 soconds West and along the East wall and East
wall line projected both North and South for 594.02 feet to a point; then= South 88 degrt= 38 minutes 23
9econd9 East for 160.36 feet to a point; thence South 01 degrees 21 minutes 37 sacondA Went for 194.81 fret to
the Point of 134aniug; lean and except the East-West alley (oC20 Foot width) running through Henry Mc
Addition to the City of Little Rack, rnore particularly dnscn-bed as follows; 13eginnog at the Noathweat corner
—continued—
Exhibit "A- l"---condnnuxi
of Lot 25, Henry .V airose Addition to the City of Little Rock (as recorded in Plat Book 1, Page 62) and the
Southwest corner of an alley (of 20 foot width) running in an East-West direction. thence North M degrom 29
minutes East and along the East right of way line of Mc iWey Strcct and pamUel with the West cine of the
Northeast Quarter of the Nor heaat Quarter for 20.0 feet to the Northwest comer of the alley and the Southwest
comer of Lot 1, HenryMelrose Addition; thence South 88 degrees 50 minutes 28 seconds East and along the
North line Of said East-West alley and the South Ifne of Lata 1, 2.3. 4.5.6.7, 8, 9, 10 and 11, HenryMcirasc
Addition to the City of Utdie Rock, 516.39 feat; thence South 01 degrees 24 minutes 36 seconds West for 20.00
feet to a point on the North line oPLot 16, Henry Meirose Addition to the City of Little Rock and a point on the
South line of said East-West alley; thence North 88 degrees 50 minutes 28 seconds West and along the North
line of Lots 16 through 28, inclusive, Henry Mcirose Addition to the City of Little Rock and the South line of
said East-West alley for 516.07 feet to the Point of Beginning, LESS AND EXCEPT Part of Tract D, Park Plaza
Addition in the City of Little Rock, Pulaski County, Arkansas, as recorded in Plat Book C at Page 519, being
more particularly described as follows:
Beginning at the Northwest comer of the Tract A, Paris Plaza Addition; thence North 00 degrees 29 minutes 00
seconds East along the existing But right -of --way line of McKinley Street 183.00 feet; thence 05 degrees 10
minutes 05 seconds East along the proposed East right-of-way line of McKinley Street 184.17 feet; thence
North 88 degrees 40 minutes 09 seconds West 18.14 feet to the point of beginning, containing 10.0577 acres,
including East-West alley and 9.8207 acres, excluding the alley, now platted as Tract B and Part of Tract D of
Park Plaza Addition, Little Rack, Pulaaki County, Arkansas, as recorded is PIU Book C-519, records of Pulaski
County, Arkansas.
Tract 6 (Easement):
TOGETHER WITH rights of ingress and egress as set forth in that certain Consttvction, Operation, and
Reciprocal Easement Agreement recorded as instrument No. 86-82744 and amended by First Amendment to
Construction, Operation and Reciprocal Easement Agreement recorded as Instrument No. 88-39542, over and
across the following described lands:
A part of the Northeast Qua= of the Northeast Quarter, Socrion 1. Township l Nortb, Range 13 West, Pu13ski
County, Arkansas mate psrticuLVjy described as follows; From the Southeast corner of the said Northeast
Qusirter of the Northeast Quarter, n m th== North 88 deg'eea 38 minutes 23 seconds Nest and along the South
line of the said Nordie t Qturt= of the Northeast Quaxtar and the centerline of West Markha:m Street (of 60
feet width) for 651.67 fort; the= North 01 degieea 21 minutes 37 seconds East for 3!].0 feet to the North r1_8ht
of way line of West MWkhun Street; dunce North 01 degrees 21 minutes 37 seconds East for 194.81 feat;
thence North 88 dagrm 38 minutes 23 seconds West for 160.36 fest to a point which is in line with the East
wall of a two story brick building occupied by Dillard Depmr= t Stof+ea. Im., thence North 01 degrees 24
minutes 36 seconds East and along the East will projected North for 594.02 fees to the North line of an East-
West alley and a pout on the South line of Lot 11, Henry Meimse Addition to the City a Little Rock; th.=c
South 88 degrees 50 minutes 28 seconds Eari and along the South line of Lou 11, 12 and 13. Henry Meimse
AAdition to the City of Little Rock. Pulaski Countyxs
, Askaa , and the North lire of the East-West alley for
—continued
Exhibit "A -l" ---continued
114.11 feet to the Southeast comerof said Lot 13; thence North 00 degrees 29 minutes East and along the Fast
line of said Lot 13 and the West right of way line of AnhVr Strxt for 26.t2 feet to a point; tb=Ce South 89
degrcce 03 minutes 33 seconds East for 637.63 feet to the West right ofway line of Universiry Avenue (of 80
foot width) and 40.0 feet West of the East line of the Northeast Qu4rter of the Northeast Quarter; thence South
and along the West right of way line of Univemiry Avenue anti parulleI with the East I i M of the Northeast
Quar= of the Norrhew Quarter for 55.00 to the Point of Beginning; ihawa North 89 degram 03 minutes 32
seconds West for 200.00 feet; theme South 01 degrees 21 mini, 37 seconds West for 200.00 feet; thence
North 99 degrees 38 minutes 23 seconds West for 59,44 feet; then co South 01 degrees 26 minuus 04 seconds
West for 368.75 feat; thenca North 88 degrees 38 minutes 23 seconds West for 69.86 feet; thence South 01
degraea 21 minutes 37 seconds West for 150.00 feet; thence South 88 dep-acs 38 minutes 23 seconds East for
143.81 foot; thence Notch 01 degrees 21 minutes 37 seconds East for 129.01 feat; thence South 88 degrees 38
minutes 23 seconds East for 200.00 feet to the West right of way line of University Avenue; thence North and
along the Wert right of way lana of University Avenue and parallel with the East line of the Northeast Quarter
of the Northeast Quarter for 591.37 feet to the Point of Beginning. containing 3.7949 acres, more or less, now
platted tts Tract F of Paris Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat Record C-
519, records of Pulaski County, was.
Doc# 2000027337
EXHIBIT B
MORTGAGOR'S CERTIFICATE
The undersi--ned is the of the general partner of (the
"Mortgagor") and has made due investigation as to the matters hereinafter set forth and does
hereby certify the following to induce FIRST UNION NATIONAL BANK, (the "Mortgagee")
to, and does hereby request that Mortgagee, advance the aggregate sum of
$ (the "Disbursement") [from the Replacement Reserve or Repair and
Remediation Reserve or Environmental Reserve] to the Mortgagor pursuant to the terms of that
certain Mortgage and Security Agreement, dated as of _, 2000, between the Mortgagee
and the Mortgagor (together with any amendments, modifications, supplements and
replacements thereof or therefor, the "Mortgage"), dated pursuant to that certain
Disbursement request which is being submitted to the Mortgagee. (Capitalized terms used and
not otherwise define shall have the respective meanings given to them in the Mortgage.)
1. No default beyond any applicable notice and/or grace period exists under
the Mortgage or under any of the other Loan Documents.
2. The [Repairs, Deferred Maintenance or Environmental Work] relative to
the Disbursement have been delivered or provided to Mortgagor and are properly, completely
and permanently installed on or about the Mortgaged Property or otherwise properly completed,
as applicable.
3. All of the statements, invoices, receipts and information delivered in
connection with the Disbursement request being submitted to the Mortgagee in connection
herewith are true and correct as of the date hereof, and the amount requested in said
Disbursement request accurately reflects the precise amounts due and payable during the period
covered by such Disbursement request. All of the funds to be received pursuant to such
Disbursement request shall be used solely for the purpose of reimbursing the Mortgagor for
items previously paid or otherwise paying third parties for work or services completed pursuant
to the provisions of Section 1.8 of the Mortgage.
4. Nothing has occurred subsequent to the date of the Mortgage which has or
may result in the creation of any lien, charge or encumbrance upon the Premises or the
Improvements or any part thereof, or anything affixed thereto or used in connection therewith, or
which has or may substantially and adversely impair the ability of the Mortgagor to make any
payments of principal and interest on the Note or the ability of the Mortgagor to meet its
obligations under the Mortgage.
5. None of the labor, materials, overhead or other items of expense specified
in the Disbursement request submitted herewith has previously been the basis of any
Disbursement request by the Mortgagor or any payment by the Mortgagee and, when added to all
sums previously disbursed by Mortgagee on account of the [Deferred Maintenance, Repairs or
Environmental Work], do not exceed the costs of all [Deferred Maintenance, Repairs or
DOCSN Y1:67' ?3.5.l3
8233-775 s32 69
Doc# 2OOOO27337
VV14TRiT R-1
PERMITTED TITLE EXCEPTIONS
All streets and public rights-of-way.
2. All applicable laws. ordinances, rules. regulations. codes, orders and requirements of any
federal. state. or local uovernmental authority thereunder now in effect.
3. .All general taxes not due and payable as of the date hereof:
4. All special assessments for Little Rock Sanitary Sewer System not due and payable as of
the date hereof.
5. State of facts shown on map or plat of surrey entitled ALTA/ACSM Land Title Survey
Park Plaza Mall Little Rock. Pulaski County. Arkansas dated 2-15-00. last revised 3-23-
00. prepared by Ben Kittler. Jr.. Arkansas Professional Land Surveyor No. 568. bearing;
No. 50 -01M -13W-0-01-110-60-0568. consisting of two pages.
6. Right of \vav easement in favor of City of Little Rock. Arkansas. for the use and benefit
of the Little Rock Municipal Water Works: recorded in Book 784 at Paae 139. records of
Pulaski Countv. Arkansas.
7. Right of way easement in favor of Cite of Little Rock. Arkansas, for the use and benefit
of the Little Rock Municipal Water Works: recorded in Book 1018 at Page 47. records of
Pulaski County. Arkansas.
8. Restrictions. reservations and conditions contained in Plat and Bill of Assurance recorded
in Plat Book C at Page 519 and Bill of .Assurance recorded as Document No. 88-37459.
records of Pulaski County. Arkansas.
9. Unrecorded lease agreement by and between Herring -Marathon Master Partnership B and
Morrison Incorporated d/b/a Ruby Tuesday: a Short Form thereof being executed April
23, 1988, filed May 24, 1988. recorded as Document No. 88-26227. and related
assignment and assumption of Lease executed May 2. 1995, and recorded July 25, 1995,
as Document No. 95-42300, records of Pulaski County. Arkansas.
10. Unrecorded lease agreement by and between Herring -Marathon Master Partnership B and
Luby's Cafeterias, Inc.. a Short Form thereof being executed December 1, 1987, filed
February 3, 1988, recorded as Document No. 88-88-4855, records of Pulaski County,
.Arkansas.
11. Right of way easement in favor of City of Little Rock, Arkansas and Corporation
Dedication Deed Incorporated therein. recorded as Document No. 93-63651, records of
Pulaski County, Arkansas.
12. Right of xvay easement in favor of City of Little Rock, Arkansas and Corporation
Dedication Deed Incorporated therein: recorded as Document No. 93-63652, records of
Pulaski County, Arkansas.
j Page f of 2
13. Construction. Operation and Reciprocal Easement Agreement dated December 15. 1986.
by and among Construction Developers, Incorporated. Dillard Department Stores. Inc.
and Herring -Marathon Masters Partnership B. filed in the official land records of Pulaski
Countv, Arkansas on December 31. 1956 as Instrument 86-82744, as amended, modified
and supplemented by that certain First Amendment to Construction. Operation and
Reciprocal Easement Agreement effective December 31. 1986 by and among
Construction Developers. Incorporated. Dillard Department Stores. Inc. and FIcrTing-
Marathon Masters Partnership B, filed in the official land records of Pulaski County.
Arkansas on July 27. 1989 as Instrument No. 88-39542, and related assignment and
assumption of Lease executed May 2. 1995, and recorded July 25. 1995, as Document
No. 96-13164 and Assignment of Reciprocal Easement Agreement recorded as Document
No. 96-68743, records of Pulaski Countv. Arkansas.
.1.97923.1
72011/0 12 72
Page 2 of 2
N
'-i
i
i
Doc# 2000027337
EXHIBIT C
DESCRIPTION
COST
Exterior Repairs
$ 4,700.00
Roofing Repairs
$ 9,570.00
Parking/Paving
$ 1,650.00
Amenities (Stair Railin ) Repairs
$ 7,500.00
Miscellaneous (Fire Sprinkler System)
$ 6,000.00
TOTAL
$29,420.00 X125% = $36,775.00
UUCSNY1:03735.13
8233-775 S32 71
Doc# 2000027337
EXHIBIT D
"Permitted Investments" shall mean any one or niore of the following obligations or
securities acquired at a purchase price of not greater than par, including those issued by
Mortgagor, any servicer, REMIC Trustee or any of their respective affiliates:
(i) direct obligations of, or obligations fully
guaranteed as to payment of principal and interest
by, (a) the United States or any agency or
instrumentality thereof provided such obligations
are backed by the full faith and credit of the United
States of America, or (b) FHLMC, FNMA, the
Federal Farm Credit System or the Federal Home
Loan Banks provided such obligations at the time of
purchase or contractual commitment for pui-chase
are qualified by the Rating Agencies as a Permitted
Investment hereunder as evidenced in writing;
(ii) fully FDIC -insured demand and time deposits
in or certificates of deposit of, or bankers'
acceptances issued by, any bank or trust company,
savings and loan association or savings bank,
provided that the commercial paper and longi term
unsecured debt obligations of such depository
institution or trust company have the highest rating
available for such securities by the Rating Agencies,
or such lower rating as will not result in the
downgrading or withdrawal of the rating then
assigned to the Certificates by any Rating Agency
as evidenced in writing;
(iii) repurchase obligations with respect to any
security described in clause (i) above entered into
with a depository institution or trust company
(acting as principal) described in clause (ii) above;
(iv) general obligations of or obligations
guaranteed by any State of the United States or the
District of Columbia receiving the highest long-
term unsecured debt rating available for such
securities by the Rating Agencies, or such lower
rating as will not result in the downgrading or
withdrawal of the rating then assigned to the
Certificates by any Rating Agency as evidenced in
writing;
DOCSNYI :673735.13
8233-775 S32 72
,.0
(v) securities bearing interest or sold at a
discount that are issued by any corporation
incorporated under the laws of the United States of
America or any State thereof or the District of
Columbia and is rated by the Rating Agencies in
their highest longi term unsecured rating categories
at the time of such investment or contractual
commitment providing for such investment;
provided, however, that securities issued by any
such corporation will not be Permitted Investments
to the extent that investment therein will cause the
then outstanding principal amount of securities
issued by such corporation and held as part of the
Central Account to exceed 20% of the aggregate
principal amount of all Permitted Investments held
in the Central Account;
(vi) commercial or finance company paper
(including both non-interest-bearing discount
obligations and interest-bearing obligations payable
on demand or on a specified date not more than one
year after the date of issuance thereof) that is rated
by the Rating Agencies in their highest short-term
unsecured debt rating available at the time of such
investment or contractual commitment providing
for such investment, and is issued by a corporation
the outstanding senior long-term debt obligations of
which are then rated by the Rating Agencies in their
highest rating available in their short-term and long-
term unsecured debt ratings, or such lower rating as
will not result in the downgrading or withdrawal of
the rating then assigned to the Certificates by any
Rating Agency as evidenced in writing;
(vii) guaranteed reinvestment agreements
acceptable to the Rating Agencies issued by any
bank, insurance company or other corporation rated
in the highest long-term unsecured rating levels
available to such issuers by the Rating Agencies
throughout the duration of such agreements, or such
lower rating as will not result in the downgrading or
withdrawal of the rating then assigned to the
Certificates by any Rating Agency as evidenced in
writing;
(viii) units of taxable money market funds, which
funds are regulated investment companies, seek to
[)OC'SNY1:67: 73 5. 13
8233-775 S32 73
-J
maintain a constant net asset value per share and
-� invest solely in obligations backed by the full faith
and credit of the United States, which funds have
been designated in writing by the Rating Agencies
as Permitted Investments with respect to this
definition; and
(ix) if previously confirmed in writing to the
REMIC Trustee, any other demand, money market
or time deposit, or any other obligation, security or
investment, that may be acceptable to the Rating
Agencies as a permitted investment of funds
backing securities having ratings equivalent to their
initial rating of the Certificates;
Provided, however, that no instrument or security shall be a Permitted Investment if (y) such
instrument or security evidences a right to receive only interest payments or (z) the right to
receive principal and interest payments derived from the underlying investment provide a yield
to maturity in excess of 120% of the yield to maturity at par of such underlying investment.
DOC'SNY1:6773 .13
8233-775 S32 74
Doc# 2000027337
E3►HIBIT E
INTERCREDIJOR ACR ENIE 'T
INTERCREDITOR AGREEMENT (this "Aereement"), dated as of , 2000,
between PARK PLAZA MALL, LLC, a Delaware limited liability company, as mortgage lender
(together with its successors and assigns, the "Fir ga Lender"), and
a as mezzanine lender
(together with its successors and assigns, the "Mezzanine Lender")
RECITALS
WHEREAS, pursuant to a Mortgage and Security Agreement, dated as of April ,
2000 (as amended, supplemented or otherwise modified from time to time, the "First Mortgage
Loan Agreement"), made by Park Plaza Mall, LLC, a Delaware limited liability company as
mortgagor (the "Company"), in favor of First Mortgage Lender, as mortgagee, and as evidenced
by a Promissory Note of even date therewith (the "First MgIlgage "), the First Mortgage
Lender has provided financing in the original principal amount of $42 Million to the Company
secured by the property owned by the Company and described on Exhibit A hereto (the
Cap rogertry") (the First Mortgage Note and the First Mortgage Loan Agreement together with all
' other documents and instruments evidencing and/or securing the First Mortgage Note, are
hereinafter collectively referred to as the "first Mortgage Loan Documents" and all obligations
of the Company to First Mortgage Lender now existing or hereafter arising, due or to become
due, under the First Mortgage Note and the First Mortgage Loan Documents are hereinafter
collectively referred to as the "First Mortgage Loan Liabilities");
WHEREAS, Mezzanine Lender is the owner and holder of a Note in the original
principal amount of $ (the "Mezzanine Note"), dated the date of this Agreement,
made by Park Plaza 1, LLC, a Delaware limited liability company (together with its successors
and assigns, the "Mezzanine_ Borrower"), payable to the order of Mezzanine Lender; and
WHEREAS, [To be conformed to reflect pledge of membership interest of Park
Plaza 2, LLC by Park Plaza 1, LLC] Mezzanine Lender has entered into (i) a Loan Agreement,
dated the date of this Agreement, between Mezzanine Borrower and Mezzanine Lender (as
amended, supplemented or otherwise modified from time to time, the "Mezzanine Loan
Ac -eement" ); (ii) a Pledge Agreement, dated the date of this Agreement, by each of Mezzanine
Borrower and ("Stock Owner"), for the benefit of Mezzanine Lender
(the "Pledge Agreement"), which provides for (A) a pledge of Mezzanine Borrower's regular
membership interest in the Company ("Pledged Membership Interest") and (B) a pledge of the
Stock Owner's ownership of the stock of , a
(the "C-Qmpany Managing Member'; and all of such stock being the ("Pledged Stock"), which
owns a 1% managing membership interest in the Company; and (iii) a Mezzanine Deposit
Agreement, dated the date of this Agreement, among the Company, Mezzanine Borrower and
Mezzanine Lender (the "Me za e Deposit Agreement"; the Mezzanine Note, Mezzanine Loan
Agreement and Mezzanine Deposit Agreement, together with all other documents and
instruments evidencing and securing the Mezzanine Note, are hereinafter collectively referred to
as the "Mezzanine Loan Dncurnents" or the "Mezzanine Loan"; and all obligations of the
Mezzanine Borrower to the Mezzanine Lender now existing or hereafter arising, due or to
become due, under the Mezzanine Note and the Mezzanine Loan Documents are hereinafter
collectively refereed to as the " anine Loan Liabilities").
NOW, THEREFORE, in consideration of the foregoing, and for other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby
agree as follows:
1. Consent to Mezzanine Goan. First Mortgage Lender hereby acknowledges and
agrees that Mezzanine Lender is making the Mezzanine Loan to Mezzanine Borrower. First
Mortgage Lender hereby consents to Mezzanine Lender's making the Mezzanine Loan to
Mezzanine Borrower, to the execution and delivery of the Mezzanine Loan Documents to
Mezzanine Lender and to the liens and security interests created in favor of Mezzanine Lender by
the Mezzanine Loan Documents. First Mortgage Lender hereby acknowledges and agrees that
any conditions precedent to First Mortgage Lender's consent to mezzanine financing on the
Property as set forth in the First Mortgage Loan Documents or any other agreements with
Company are, as they apply to the Mezzanine Loan Documents or the making of the Mezzanine
Loan, either satisfied or waived.
N
2. Ratina Agency Confirmation.
(a) If there are any securities representing beneficial interests in the First
Mortgage Loan (the "t:.ellificates") outstanding, Mezzanine Lender shall not transfer any or all of
its interest in the Mezzanine Loan or exercise any rights it may have under the Pledge Agreement
or any other Mezzanine Loan Document to obtain title to, or sell, or transfer title to, all or any
part of the Mezzanine Collateral (as defined in section 2(b) below), whether pursuant to a sale
governed by the applicable uniform commercial code or otherwise, unless First Mortgage Lender
has received written confirmation from each of Standard & Poor's Ratings Services ("S P"),
Moody's Investors Service, Inc., Duff & Phelps Credit Rating Co. and Fitch IBCA, Inc. or any
other nationally recognized statistical rating organization who have at the time in question
actually issued a current rating of such Certificates ("Rating Agency") that such transfer (and a
transfer of the Mezzanine Collateral to such transferee) will not result in a qualification,
downgrade or withdrawal of the ratings assigned by the Rating Agency to the Certificates.
Notwithstanding the foregoing, Mezzanine Lender shall have the right to (i) transfer all or any
portion of the Mezzanine Loan to a Permitted Institutional Transferee (as defined below) and/or
(ii) exercise any rights it may have under the Pledge Agreement or any other Mezzanine Loan
Document to obtain title to, or sell, or transfer title to, all or any portion of the Mezzanine
Collateral so long as the transferee of the Mezzanine Collateral is a Permitted Institutional
Transferee, in either case with respect to clause (i) or (ii) above without having to obtain a
confirmation from the Rating Agencies. Furthermore, if a Rating Agency consents to a transfer
of the Mezzanine Loan to a particular person or entity (such transferee, an " ve
-2-
.x
Transferee"), no further Rating Agency approval shall be required for a transfer of the Mezzanine
Collateral to such Approved Transferee. "Permitted tituti nal ra sferee" means (i) an
affiliate of Mezzanine Lender, (ii) "qualified institutional buyer" within the meaning of Rule
144A under the Securities Act of 1933, as amended (other than a broker/dealer), (iii) an
insurance company, bank, savings and loan association, trust company, commercial credit
corporation, pension plan, pension fund or pension fund advisory firm, mutual fund or other
investment company, governmental entity or plan, a real estate investment trust (or the trustees
thereof) or a corporation qualifying as such, the shares of beneficial interest of which are traded
on a National Securities Exchange, as defined in the Securities Exchange Act of 1934, as
amended, or an institution substantially similar to any of the foregoing, in each case under this
clause (iii) having at least 5250,000,000 in capital/statutory surplus or shareholder's equity and at
least $600,000,000 in total assets, and being experienced in making commercial loans; (iv) any
entity owned and controlled by any one or more institutions meeting the criteria in clause (iii),
(v) any lender listed on Exhibit B, attached hereto and made a part hereof, or (vi) an Approved
Transferee.
(b) If there are any Certificates outstanding and S&P is providing a rating on
' the Certificates, Mezzanine Lender shall not exercise any rights it may have under the Mezzanine
Loan Documents, including, without limitation any right under the Pledge Agreement to obtain
title to the Pledged Stock (collectively [and together with any other collateral securing the
Mezzanine Loan], the "Mez ani a lateral"), unless Mezzanine Lender has received the prior
written consent of the servicer of the First Mortgage Loan, which consent shall be deemed given
} if Mezzanine Lender qualifies as a Permitted Institutional Transferee, as said term is defined in
paragraph 2(a) above. In the event Mezzanine Lender exercises its rights under the Mezzanine
Loan Documents to obtain, or sell, the title to all or any portion of the Mezzanine Collateral, the
Mezzanine Lender (or the purchaser of such interests at a UCC sale) shall deliver to such servicer
such certificates, opinions (covering such subjects, including nonconsolidation) and
documentation as shall be reasonably requested by such servicer.
(c) If there are Certificates outstanding, Mezzanine Lender shall not exercise
any rights to terminate the manager of the Property (the anager") and approve a replacement
Manager therefor and execution of any related management agreement, unless (a) the
r replacement Manager is, under the standards set forth in paragraph 1.30 of the First Mortgage
Loan Agreement, qualified to act as the manager of the Property, and (b) First Mortgage Lender
shall in its discretion, reasonably exercised, have approved such replacement Manager.
(d) Mezzanine Lender promptly shall notify First Mortgage Lender of any
intended action relating to the Mezzanine Loan which would require confirmation by the Rating
Agencies and shall cooperate with First Mortgage Lender in obtaining such confirmation. First
Mortgage Lender shall, upon request of Mezzanine Lender, use reasonable efforts to obtain
written confirmation from each Rating Agency that a requested or proposed action by the
Mezzanine Lender will not result in a qualification, downgrade or withdrawal of the then -current
ratings assigned by the Rating Agency to the Certificates.
-3-
(e) In the event Mezzanine Lender or any purchaser at a UCC sale obtains
title to the Mezzanine Collateral pursuant to and in accordance with the provisions of this
Agreement, First Mortgage Lender Hereby acknowled�ces and agrees that any transfer or
n to such
assumption fee in the First Mortgage Loan Docuntebnieach lorbdefault under the First e waived as a oMortgage
transfer and any such transfer shall not constitute a <�
Loan Documents or result in the acceleration of the First Mortga,e Note.
(fl If there are no Certificates outstanding, Mezzanine Lender may not
transfer the Mezzanine Loan, or any part thereof, or exercise any rights it may have under the
Mezzanine Loan Documents to obtain title to, or sell or transfer title to, all or any portion of the
Mezzanine Collateral without first obtaining the approval of the First Mortgage Lender, except,
in either case, if such transfer or sale is to a Permitted Institutional Transferee.
3, uhordination: In urance Proceeds and ondemnation: Con tructive
Trust.
(a) Mezzanine Lender acknowledges and agrees that (i) the Mezzanine Loan
in right to the
is and shall remain in all respects subject andsubordinate
andaall of its terms dand provisions andrst
to
Mortgage Loan, its lien on the Property and coli
any modifications, consolidations, extension or renewals thereof and to any increases therein
E-esulting from advances to protect or preserve the lien of the First Mortgage Loan Documents on
the Property, (ii) no tenant under any lease of any portion of the Property will be made a party
defendant in any foreclosure of the Mezzanine Collateral, nor will any other action be taken in
connection with such foreclosure which would have the effect of terminating any such lease, and
and
(iii) no portion of the accounts, accounts receivable,Collaterails of the Property shall
be collected in connection with the foreclosure of the Mezzanine
(b) In the event of a casualty to the buildings or improvements constructed on
the Property or a condemnation or taking under a Leieider Shall have first and prior minent domain of the Property,
nterestlin
buildings or improvements thereon, First Mortgage
and to any payments, awards, proceeds, distributions, or consideration arising from any such
event (the "Award"), provided that if the amount of the Award is in excess of all amounts due
under the First Mortgage Loan Liabilities, such excess Award shall be paid to or held by First
Mortgage Lender (or any other person), as a distribution from the Company to the Mezzanine
Borrower and for the benefit of Mezzanine Lender unless other parties (other than the Company
and its Affiliates) have claimed the right to such awards or proceeds, in which case the First
Mortgage Lender shall only be required to provide prompt written notice to the Mezzanine
Lender of such excess Award and such claims by other parties. Notwithstanding the foregoing,
in the event of a casualty or condemnation, First Mortgage Lender shall release the Awards from
any such event to Company if and to the extent required by the terms and conditions of the First
Mortgage Loan Documents in order to repair and estore theDocumenPs.operty in accordance with Awards made availabletho
terms and provisions of the First Mortgage Ln
Company for the repair or restoration of the Property shall not be subject to attachment by
Mezzanine Lender to the extent used for such purpose.
-4-
(c) In the event Mezzanine Lender receives any payment or other distribution
of any kind or character from the Company or with respect to the Property (other than (i) with
respect to funds payable to Mezzanine Lender pursuant to the terms of the Mezzanine Loan
Documents, or (ii) with respect to voluntary prepayments of all or any portion of the Mezzanine
Loan at a time when no Event of Default exists with respect to the First Mortgage Loan
Documents), including with respect to Awards pursuant to Section 3(b) hereof, such payment or
other distribution shall be received and shall be held by Mezzanine Lender in trust for First
Mortgage Lender and promptly turned over by Mezzanine Lender to First Mortgage Lender upon
demand therefor.
4. Amendments to Loan Documentation: Mezzanine Barr wer Organizational
Documents.
(a) Notwithstanding any provision in the Mezzanine Loan Documents, First
Mortgage Lender shall have the right to enter into, execute and agree to modify, amend,
consolidate, spread, restate or waive any provision of the First Mortgage Loan Documents
(including amending the First Mortgage Loan Documents in order to effectuate a defeasance of
the First Mortgage Loan) without obtaining the consent of the Mezzanine Lender, provided no
such modification, amendment, consolidation, spreader, restatement or waiver shall (i) increase
the principal amount secured by the First Mortgage Loan, (ii) increase the interest rate payable
under the First Mortgage Loan, (iii) provide for the payment of any additional interest, kicker or
similar equity feature, (iv) modify the maturity date of the First Mortgage Loan (except that First
Mortgage Lender may extend the maturity date of the First Mortgage Loan in connection any
work-out or other surrender, compromise, release, renewal, or indulgence relating to the First
Mortgage Loan), (v) spread the lien of the First Mortgage Loan to encumber any additional
collateral, (vi) cross -default the First Mortgage Loan with any other indebtedness, (vii) make any
amendment, modification or supplement to that certain Cash Management Agreement by and
between the Company and First Mortgage Lender that is dated of even date with the First
Mortgage Note which adversely affects the Mezzanine Lender, or (viii) adversely affects in any
material respect the rights and interests of Mezzanine Lender under the Mezzanine Loan
Documents. Notwithstanding the foregoing, any amounts funded by First Mortgage Lender
under the First Mortgage Loan Documents as a result of (A) the making of any protective
advances or other advances by First Mortgage Lender expressly permitted by the terms of the
First Mortgage Loan Documents, or (B) interest accruals or accretions and any compounding
thereof (including default interest) shall not at any time be deemed to contravene this Section
4(a).
(b) First Mortgage Lender shall deliver to Mezzanine Lender copies of any
and all modifications, amendments, extensions, consolidations, spreaders, restatements,
alterations, changes or revisions to any one or more of the First Mortgage Loan Documents
(including, without limitation, any side letters, waivers or consents entered into, executed or
delivered by First Mortgage Lender) within five (5) business days after any of such applicable
instruments have been executed by First Mortgage Lender.
-5-
(c) Mezzanine Lender shall have the right to modify, amend, consolidate,
spread or restate any provision of the Mezzanine Loan Documents without obtaining the consent
of the First Mortgage Lender; provided no such modification, amendment, consolidation,
spreader, restatement or waiver shall (i) increase the principal amount secured by the Mezzanine
Loan, (ii) increase the interest rate payable under the Mezzanine Loan, (iii) provide for the
payment of any additional interest, kicker or similar equity feature, (iv) modify the maturity date
of the Mezzanine Loan (except that Mezzanine Lender may extend the maturity date of the
Mezzanine Loan in connection any work-out or other surrender, compromise, release, renewal, or
indulgence relating to the Mezzanine Loan), (v) spread the lien of the Mezzanine Loan to
encumber any additional collateral, (vi) cross -default the Mezzanine Loan with any other
indebtedness, or (vii) adversely affect in any material respect the rights and interests of First
Mortgage Lender under the First Mortgage Loan Documents, (viii) pledge the regular
membership interests of Borrower owned by Park Plaza 2, LLC or Park Plaza 3, LLC, or (ix)
materially increase the economic obligations of Mezzanine Borrower under the Mezzanine Loan
Documents. Notwithstanding the foregoing, any amounts funded by Mezzanine Lender under
the Mezzanine Loan Documents as a result of (A) the making of any protective advances or other
advances by Mezzanine Lender expressly permitted by the terms of the Mezzanine Loan
Documents, or (B) interest accruals or accretions and any compounding thereof (including
default interest) shall not at any time be deemed to contravene this Section 4(c).
(d) Mezzanine Lender shall deliver to First Mortgage Lender copies of any
and all modifications, amendments, extensions, consolidations, spreaders, restatements,
alterations, changes or revisions to any one or more of the Mezzanine Loan Documents
(including, without limitation, any side letters, waivers or consents entered into, executed or
delivered by Mezzanine Lender) within five (5) business days after any of such applicable
instruments have been executed by Mezzanine Lender.
(e) Mezzanine Lender shall consent to the amendment or modification of the
Company's organizational documents upon request by the First Mortgage Lender in order to
satisfy reasonable requests made by any Rating Agency in connection with the issuance of the
Certificates; provided that same does not materially and adversely affect the rights and interests
of Mezzanine Lender under the Mezzanine Loan Documents.
5. Curing. Subject to the terms of Section 6, the Mezzanine Lender shall have the
right, but not the obligation, (a) to cure an "Event of Default" by the Company under the First
Mortgage Loan Agreement (subject to any right of the Company to contest an Event of Default
under the First Mortgage Loan Agreement), and (b) to satisfy any Liens (as defined in the First
Mortgage Loan Documents), claims or judgments against the Property, in either case, subject to
the Company's right to contest such matters under the First Mortgage Loan Agreement. The
Mezzanine Borrower shall reimburse the Mezzanine Lender on demand for any and all costs
incurred by the Mezzanine Lender in connection with curing such an Event of Default by the
Company under the First Mortgage Loan or satisfying any Liens, claims or judgments against the
Property permitted hereunder.
W
6, Notices of eiault and Cure.
(a) Mezzanine Lender shall, simultaneously with delivery to the Company,
ID
give First Mortgage Lender copies of any notices given to Mezzanine Borrower under the
age of
Mezzanine Loan Documents of "Events of Default" or notices
cdefault' orsthat with the `Event of Defaults under
time and failure to cure, would result in the occurrence of Qiv inQ such notices to Mezzanine
the Mezzanine Loan Documents, simultaneously tiv ith
Borrower.
(b) First Mortgage Lender, simultaneously with delivery to the Company,
shall give Mezzanine Lender copies of all (i) notices given to Company under the First Mortgage
e, the
Loan Documents of "Events of Default, (11) notices of events default'Worh`Even of Default"the passage of
givinggiving of notice, or both, may result in the occurrence o
tdefaults.rtgaue
the First Mortgage Loan Documents, and (iii) notice o securedand/orguaranteed by l�e First
ayme
Lender shall not accelerate the indebtedness evidenced, Mortgage Loan
Mortgage Loan Documents, and it shall not pursue` any
ediurem
wrinder en noF notice default at the
Documents, unless the Mezzanine Lender shall have given
time and in the manner specified herein and shall have der theto cure or cause to be cured such
Fi First Mortgage Loan Documents,
default within the cure period for such default, If any, u rovided the foregoing shall not be
or within five (5) days after notice of any payment default, p
construed to contravene the provisions of the First Mortgage Loan Documents with respect to
late payment charges and default interest. The cure rights Lenderpfor rovided
the Company or any
n this Section 6(b) and
Section 5 shall not be applicable in the event the Mezzanine
person or entity owned or controlled by the Company.
(c) Mezzanine Lender shall be bound by any approvals, consents or waivers
made by First Mortgage Lender to the extent First Mortgage Lender has the right to approve,
consent to or waive any matter pursuant to and in accordance with the provisions of the First
Mortgage Loan Documents.
7, Ter minat ori. This Agreement shall terminate upon full and final payment of any
that all rights of Mezzanine Lender
and all amounts due under the First Mortgage Loan, provided
thedMezzanine Loan have been paid m
hereunder shall automatically terminate at such time
full.
g, Miscellaneous.
(a) Successors a d si fin. This Agreement shall be binding upon, and shall
inure to the benefit of, Mezzanine Lender and First Mortgage Lender and their respective
successors and assigns, whether immediate or remote. First Mortgage Lender and the Mezzanine
Lender agree, and as a condition to assignment of the First Mortgage Loan or the Mezzanine
Loan their assignees shall agree, that this Agreement will be assigned to all future assignees of
the First Mortgage Loan or the Mezzanine Loan (as the case maybe).
-7-
(b) No Wai�yer by First Morte Lender or Njezzanine Lender. First
Mortgage Lender shall not be prejudiced in its rights under this Agreement by any act or failure
to act by Company or Mezzanine Lender, or any non-compliance of Company or Mezzanine
Lender with any agreement or obligation, regardless of any knowledge thereof which First
Mortgage Lender may have or with which First Mortgage Lender may be charged; and no action
of First Mortgage Lender permitted hereunder shall in any way affect or impair the rights of First
Mortgage Lender and the obligations of Mezzanine Lender under this Agreement. No delay on
the part of First Mortgage Lender in the exercise of any rights or remedies shall operate as a
waiver thereof; and no single or partial exercise by First Mortgage Lender of any right or remedy
shall preclude other or further exercise thereof or the exercise of any other right or remedy; nor
shall any modification or waiver of any of the provisions of this Agreement be binding upon
First Mortgage Lender except as expressly set forth in a writing duly signed and delivered on
behalf of First Mortgage Lender.
Mezzanine Lender shall not be prejudiced in its rights under this Agreement by
any act or failure to act by Company, Mezzanine Borrower, or First Mortgage Lender, or any
non-compliance of Company, Mezzanine Borrower, or First Mortgage Lender with any
agreement or obligation, regardless of any knowledge thereof which Mezzanine Lender may
have or with which Mezzanine Lender may be charged; and no action of Mezzanine Lender
permitted hereunder shall in any way affect or impair the rights of Mezzanine Lender and the
obligations of First Mortgage Lender under this Agreement. No delay on the part of Mezzanine
Lender in the exercise of any rights or remedies shall operate as a waiver thereof; and no single
or partial exercise by Mezzanine Lender of any right or remedy shall preclude other right or
remedy; nor shall any modification or waiver of any of the provisions of this Agreement be
binding upon Mezzanine Lender except as expressly set forth in a writing duly signed and
delivered on behalf of Mezzanine Lender.
(c) FLirther Assurances.
(i) Mezzanine Lender shall execute such further documents or
instruments and take such further action as First Mortgage Lender may reasonably require
from time to time to carry out the intent of this Agreement.
(ii) First Mortgage Lender shall execute such further documents or
instruments and take such further action as Mezzanine Lender may reasonably require
from time to time to carry out the intent of this Agreement.
(d) Notices. Any notice, demand or other communication which any patty
may desire or may be required to give to any other party shall be in writing, and shall be deemed
given (i) if and when personally delivered, (ii) upon receipt if sent by a nationally recognized
overnight courier addressed to a party at its address set forth below, or (iii) on the third business
day after being deposited in United States registered or certified mail, postage prepaid, addressed
to a party at its address set forth below:
am
If to First Mortgage Lender:
If to Mezzanine Lender:
Any party hereto may change the address at which notices hereunder are required to be given to
such party by notice to the other parties in accordance herewith.
(e) struction and Into rotation of this Agreement. This Agreement shall
be governed by and construed in accordance with the laws of the State of Arkansas. Whenever
possible, each provision of this Agreement shall be interpreted in such a manner as to be
effective and valid under applicable law, but if any provision of this Agreement shall be
prohibited by or be invalid under such law, such provision shall be ineffective to the extent of
such prohibition or invalidity, without invalidating the remainder of such provision or the
remaining provisions of this Agreement.
(f) Amendments and Waivers. Neither this Agreement nor any terms hereof
may be amended, modified or waived other than by a written agreement executed by the party
against which such amendment, modification or waiver is sought to be enforced.
(g) C'otinterparis. This Agreement may be executed in execution counterparts
by the signatories hereto and each such counterpart shall have the force and effect of an original.
(h) Third Pan Bene jciarv. Neither the Company, the Mezzanine Borrower,
nor any other person shall be deemed a third party beneficiary of this Agreement.
SIGNATURES COMMENCE ON THE FOLLOWING PAGE
IN WITNESS WHEREOF, this Agreement has been executed and delivered as of the
date set forth above.
as First Mortgage Lender
By:
Name:
Title:
as Mezzanine Lender
By:
Name:
Title:
Attached: Exhibit A - Legal Description
Exhibit B - Approved Mezzanine Lenders
-10-
STATE OF )
ss:
COUNTY OF )
This instrument was acknowledged before me on the.
by . the
on behalf of said
therein set forth.
STATE OF
ss:
COUNTY OF
Notary Public
day of 19—,
of , a
for the uses and purposes
My Commission Expires:
Printed or Typed Name of Notary
This instrument was acknowledged before me on the
by the
on behalf of said
therein set forth.
493127.6
72011/91383
Notary Public
_ day of 19_,
of I a
for the uses and purposes
My Commission Expires:
Printed or Typed Name of Notary
-11-
Doc## 2000027337
EXHIBIT A
LEGAL DESCRIPTION
[Attached]
200005553;
88/69/8808 89:33:16 AN
Filed A Rerorded in
Official Records of
CAROLYN STALEY
Rl1LASKI COUNTY
CIRCUIi1COUNIY CLERK
Fees $36.89
AMENDMENT TO MORTGAGE AND SECURITY AGREEMENT
f1}:t�4eac1.
BETWEEN
PARK PLAZA MALL, LLC
AND
FIRST UNION NATIONAL BANK
DATED: AS OF JULY 1, 2000
PREPARED BY AND UPON RECORDATION RETURN TO:
WINSTON & STRAWN
200 PARK AVENUE
NEW YORK, NEW YORK 10166
ATTN: COREY A. TESSLER, ESQ-
THIS INSTRUMENT AFFECTS REAL AND PERSONAL PROPERTY SITUATED IN THE
STATE OF ARKANSAS, COUNTY OF PULASKI,
SECTION
RANGE 13 WEST, KNOWN BY THE STREET ADDRESSF16000 w. MAPRKHAM,
LITTLE ROCK, ARKANSAS 72205
THIS INSTRUMENT IS TO BE FILED AND INDEXED IN THE REAL ESTATE
RECORDS AND IS ALSO TO BE INDEXED IN THE INDEX OF FINANCING
STATEMENTS UNDER THE NAMES OF MORTGAGOR, AS "DEBTOR", AND
MORTGAGEE, AS "SECURED PARTY".
216220.6
AMENDMENT TO MORTGAGE AND SECURITY AGREEMENT
THIS AMENDMENT TO MORTGAGE AND SECURITY AGREEMENT (the
"Amendment") entered into as of the 1st day of July, 2000 by and between PARK PLAZA
MALL, LLC, a Delaware limited liability company ("Borrower"), having an address at c/o
First Union Real Estate Equity and Mortgage Investments, 551 Fifth Avenue, Suite 1416, New
York, New York 10176 and FIRST UNION NATIONAL BANK, a national banking association
("Lender"), having an address at One First Union Center DC6, 301 South College Street,
Charlotte, North Carolina 28288-0166.
RECITALS:
WHEREAS, on April 20, 2000 (the "Closing Date"), Lender made a loan to Borrower
evidenced by a promissory note dated April 20, 2000 (the "Note") in the original principal
amount of FORTY-TWO MILLION AND 00/100 DOLLARS ($42,000,000.00) (the "Loan") in
connection with the property commonly known as Park Plaza Mall more particularly described on
Exhibit A annexed hereto and made a part hereof (the "Premises"); and
WHEREAS, concurrently with the execution and delivery of the Note, Borrower made
and delivered to Lender, among other things;
(i) that certain Mortgage and Security Agreement (the
"Mortgage"), dated as of April 20, 2000 encumbering the Property, recorded as
Document Number 2000027337 in the Public Records of Pulaski County,
Arkansas; and
(ii) all other documents executed and delivered by Borrower that
evidence, secure, guarantee and otherwise relate to the Loan (which, together
with the Mortgage, are hereinafter collectively referred to as the "Loan
Documents").
WHEREAS, the current unpaid principal amount of the Loan is
$41,961,102.59.
WHEREAS, Lender has agreed to, among other things, increase the amount of the Loan
evidenced by the Note by $500,000 from $41,961,102.59 to $42,461,102.59; and
NOW, THEREOF, in consideration of the agreements herein contained and for other
good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the
parties hereby agree as follows:
1. All of the "WHEREAS" paragraphs set forth above are hereby
incorporated in this Amendment.
ti 216220.6 ..
�.r
2. Borrower hereby ratifies and confirms all of its undertakings, obligations,
agreements, guarantees and indemnities set forth in all of the Mortgage and hereby confirms that
the Mortgage, and all of Borrower's undertakings pursuant thereto, remain in full force and
effect.
3. Paragraph (1) of the Mortgage (page 4), shall be modified by the deletion
of the phrase "Forty -Two Million and 00/100 Dollars ($42,000,000)", and the insertion of the
phrase "Forty -Two Million Four Hundred Sixty -One Thousand One Hundred Two and 59/100
Dollars ($42,461,102.59)."
4. Exhibit B to Exhibit E to the Mortgage is marked "Exhibit B" and is
attached hereto and made a part hereof. Through a scriveners error, said Exhibit B to Exhibit E
to the Mortgage was inadvertently deleted from the counterpart of the Mortgage that was filed for
record in Pulaski County, Arkansas as referred to above. Borrower and Lender hereby
supplement the counterpart of the Mortgage that was so recorded to add said Exhibit B to Exhibit
E to the Mortgage, effective as of April 20, 2000.
-� 5. Except as modified and supplemented hereby, all of the terms, covenants,
conditions, indemnities and agreements contained in the Mortgage shall remain unmodified and in
full force and effect.
6. Hereafter (i) all references in the Mortgage and in the Loan Documents to
the Mortgage shall be deemed to refer to the Mortgage, as modified by this Amendment, and (ii)
all references in the Loan Documents to the term "Loan Documents" shall be deemed to include
this Amendment.
7. Borrower hereby warrants and represents that (i) it has no defense, offset
or counterclaim to its undertakings, obligations, agreements, guarantees or indemnities or the
enforcement of Lender's rights and/or remedies under the Mortgage or this Amendment, (ii) the
Mortgage as herein ratified and confirmed is a legal, valid and binding obligation of Borrower
and (iii) the covenants, representations and warranties set forth in the Mortgage are true and
correct in all material respects as of the date hereof.
8. Borrower hereby represents and warrants to the Lender that the execution,
delivery and performance of this Amendment has been duly authorized by all necessary and
proper action on the part of Borrower and that the execution, delivery and performance by
Borrower of this, Amendment (i) will not violate any provision of any applicable law or
regulation or of any order, writ, judgment, injunction or decree of any governmental authority to
,} which Borrower is subject, (ii) will not violate any provisions of the organizational documents of
Borrower, and (iii) will not violate any provision of, or constitute a default under any contract,
agreement or other undertakings to which Borrower is a party or which is binding upon any
property of Borrower or upon any of Borrower's assets.
9. Any provision of this Amendment which is prohibited or unenforceable in
any jurisdiction or prohibited or unenforceable as to any person or entity shall, as to such
jurisdiction, person or entity, be ineffective to the extent of such prohibition or unenforceability,
3
216220.6
„J
R
without invalidating the remaining provisions hereof or affecting the validity or enforceability of
such provisions in any other jurisdiction or as to any other person or entity.
10. THIS AMENDMENT WILL BE GOVERNED BY AND CONSTRUED
IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, PROVIDED
THAT TO THE EXTENT THAT ANY OF SUCH LAWS MAY NOW OR HEREAFTER BE
PREEMPTED BY FEDERAL LAW, SUCH FEDERAL LAW SHALL SO GOVERN AND BE
CONTROLLING, AND PROVIDED FURTHER THAT THE LAWS OF THE STATE IN
WHICH THE PREMISES IS LOCATED SHALL GOVERN AS TO THE CREATION,
PRIORITY AND ENFORCEMENT OF LIENS AND SECURITY INTERESTS IN THE
MORTGAGED PROPERTY LOCATED IN SUCH STATE.
11. This Amendment shall be binding upon and shall inure to the benefit of
Lender and Borrower and their respective successors and assigns.
12. BORROWER AND LENDER TO THE FULL EXTENT
PERMITTED BY LAW, HEREBY KNOWINGLY, INTENTIONALLY AND
VOLUNTARILY, WITH AND UPON THE ADVICE OF COMPETENT COUNSEL,
WAIVE, RELINQUISH AND FOREVER FORGO THE RIGHT TO A TRIAL BY JURY
IN ANY ACTION OR PROCEEDING BASED UPON, ARISING OUT OF, OR IN ANY
WAY RELATING TO THIS AMENDMENT OR ANY CONDUCT, ACT OR OMISSION
OF LENDER, OR ANY OF ITS DIRECTORS, OFFICERS, PARTNERS, MEMBERS,
EMPLOYEES, AGENTS OR ATTORNEYS, OR ANY OTHER PERSONS AFFILIATED
WITH LENDER, IN EACH OF THE FOREGOING CASES, WHETHER SOUNDING IN
CONTRACT, TORT OR OTHERWISE.
13. This Amendment may be executed in multiple counterparts, each of
which, when so executed, shall be deemed an original, and all of which shall together constitute
one and the same document, and shall be binding on the signatories; and the signature of any
party to any counterpart shall be deemed a signature to, and may be appended to, any other
counterpart.
4
216220.6
IN WITNESS HEREOF, this Amendment has been duly executed by each of the
undersigned as of the date first above written.
PARK PLAZA MALL, LLC,
a Delaware limited liability company
By: Park Plaza 3, LLC
a Delaware limited liability company,
its general manager
r
By: 3�t—
Name: Anne N. er
Title: Executi ice President
LENDER:
FIRST UNION NATIONAL BANK,
a national banking association
By: W►���
Name: L -L.4
Title: �c l� c-� `r►j�S{�u�
316230.6
STATE OF NEW YORK )
) SS
COUNTY OF NEW YORK )
On this day personally appeared before me, a Notary Public, within and for the County
and State aforesaid, duly qualified, commissioner and acting, Anne N. Zahner, to me
personally well known and who acknowledged that she was the Executive Vice President of
Park Plaza 3, LLC, who is the general manager of Park Plaza Mall, LLC and was duly
authorized as such to execute the foregoing instrument for, and in the name and behalf of said
company further stated and acknowledged that she has so signed, executed and delivered said
foregoing instrument for the consideration and purposes therein mentioned and set forth.
WITNESS my hand and official seal on this /j day of July, 2000.
Tml(te
C ,i
r (SEAL)
NOTARY PUBLIC
ROSALIE SOUDERS
Notary Public, state of New York
STATE OF NORTH CAROLINA ) No. OIS05697"900
ouafified in New York County
) SS Commission Expires February 2$, 20
COUNTY OF MECKLENBURG )
I, a Notary Public in and for said county and state do hereby certify that�l��n
personally appeared before me this day and acknowledged that he is the txLvx:� A�S cmft of
First Union National Bank, a national banking association, and that by authority duly given and
as the act of First Union National Bank, the foregoing instrument was signed in its name by its
and acknowledged the execution of the foregoing instrument.
WITNESS my hand and official seal on this �30 day of July, 2000.
R n �
4C2 R (SEAL)
, fi�TAR PUBLI —
Notary P! Uric 5i to of JAMES
York
No.OIJA60035p8
Certtif
Qualified
affe Filed in Pew York County
Cornrnissian Expires 3I9.4.p.
6
216230.6
1)
Pi
216220.6
EXHIBIT A
LEGAL DESCRIPTION
EXHIBIT "A"
Tract 1 (Reserve Tract "A"—Fee simple)
Doc# 20000515535
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Range 13 West, Pulaski
County, Arkansas, more particularly described as follows: From the Southeast corner of the said Northeast
Quarter of the Northeast Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South
line of the said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60
foot width) for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right
of way line of West Markham Street; thence North 88 degrees 38 minutes 23 seconds West and along the North
right of way line of West Markham Street for 264.08 feet; thence North 01 degree 21 minutes 37 seconds East
for 42.00 feet; thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet to the Point of Beginning;
thence North 00 degrees 29 minutes East for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West
for 150.11 feet to the East right of way line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of
the West line of the Northeast Quarter of the Northeast Quarter; thence South 00 degrees 29 minutes West and
along the East right of way line of McKinley Street and parallel with the West line of the Northeast Quarter of
the Northeast Quarter for 210.60 feet to the North right of way line of West Markham Street and a point 30.0
feet North of the South line of the Northeast Quarter of the Northeast Quarter; thence South 88 degrees 38
minutes 23 seconds East and along the North right of way line of West Markham Street and parallel with the
-+ South line of the Northeast Quarter of the Northeast Quarter for 150.11 feet; thence North 00 degrees 29
I minutes East for 42.0 feet to the Point of Beginning, containing 0.7256 acres, more or less. Now platted as part
of Tract A, Park Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat Book C, Page 519,
records of Pulaski County, Arkansas.
LESS AND EXCEPT Part of Tract A, Park Plaza Addition in the City of Little Rock, Pulaski County,
Arkansas, as recorded in Plat Book C at Page 519 being more particularly described as follows:
BEGINNING at the Southwest corner of the said Tract A, Park Plaza Addition; thence North 00 degrees 29
minutes 00 seconds East along the existing East right of way line of McKinley Street 210.6 feet; thence South
88 degrees 40 minutes 09 seconds East along the North line of said Tract A, 18.14 feet; thence along the
proposed East right of way line of McKinley Street the following three courses and distances: 1) South 05
degrees 10 minutes 05 seconds East 67.00 feet 2) South 00 degrees 10 minutes 54 seconds West 124.18 feet:
and 3) South 44 degrees 29 minutes 51 seconds East 28.43 feet to the North right-of-way line of West Markham
Street; thence along said North right-of-way line North 88 degrees 43 minutes 26 seconds West 45.49 feet to
the point of beginning.
j Tract 2: (Reserve Tract `B"—Fee simple)
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Range 13 West, Pulaski
County, Arkansas, more particularly described as follows: From the Southeast corner of the said Northeast
Quarter of the Northeast Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South
line of the said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60.0
foot width) for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right
of way line of West Markham Street; thence North 88 degrees 38 minutes 23 seconds West and along the North
—continued—
.J
!M
Exhibit "A" ---continued
right of way line of West Markham Street for 264.08 feet to the Point of Beginning; thence North 01 degrees 21
minutes 37 seconds East for 42.00 feet; thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet;
thence South 00 degrees 29 minutes West for 42.00 feet to the North right of way line of West Markham Street;
thence South 88 degrees 38 minutes 23 seconds East and along the North right of way line of West Markham
Street and parallel with the South line of the Northeast Quarter of the Northeast Quarter for 250.00 feet, more or
less, to the Point of Beginning, containing 0.2413 acres, more or less, now platted as part of Tract D of Park
Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat recorded C-519, records of Pulaski
County, Arkansas.
Tract 3: (Reserve Tract "C"—Fee simple)
Being Lots 1, 2, 3 and 4, Henry Meirose Addition to the City of Little Rock. Pulaski County, Arkansas, more
particularly described as follows: from the Southeast corner of the said Northeast Quarter of the Northeast
Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South line of the said
Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60.0 foot width) for
651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right of way line of
West Markham Street; thence North 88 degrees 38 minutes 23 seconds West and along the North right of way
line of West Markham Street for 264.08 feet; thence North 01 degrees 21 minutes 37 seconds East for 42.0 feet;
thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet: thence North 00 degrees 29 minutes East
for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West for 15 0. 11 feet to the East right of way
line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of the West line of the Northeast Quarter
of the Northeast Quarter; thence North 00 degrees 29 minutes East and along the East right of way line of
McKinley Street and parallel with the West line of the Northeast Quarter of the Northeast.Quarter for 556.51
feet to the Northwest corner of Lot 26, Henry Melrose Addition to the City of Little Rock (as recorded in Plat
Book 1, Page 62) and the Southwest corner of an alley (of 20 foot width) running in an East-West direction;
thence North 00 degrees 29 minutes East and along the East right of way line of McKinley Street and parallel
with the West line of the Northeast Quarter of the Northeast Quarter for 20.0 feet to the Southwest corner of Lot
1, Henry Meirose Addition to the City of Little Rock (recorded in Plat Book 1, Page 62) and the Point of
Beginning; thence continue North 00 degrees 29 minutes East and along the West line of said Lot 1 and parallel
with the West line of the Northeast Quarter of the Northeast Quarter for 140.0 feet to the Northwest corner of
said Lot 1 and a point on the South right of way line of "C" street (of varying width); thence South 88 degrees
50 minutes 28 seconds East and along the North line of Lots 1, 2, 3 and 4, Henry Meirose Addition to the City
of Little Rock and the South right of way line of "C" Street 196.0 feet to the common North corner of Lots 4
and 5, Henry Meirose Addition; thence South 00 degrees 29 minutes West and along the common line of Lots
4 and 5, Henry Meirose Addition to the City of Little Rock, for 140.0 feet to the common South corner of said
Lots 4 and 5 and a point on the North line of the previously mentioned East—West alley; thence North 88
degrees 50 minutes 28 seconds West and along the South line of Lots 4, 3, 2 and 1, Henry. Meirose Addition to
the City of Little Rock and the North line of previously mentioned East—West alley for 196.0 feet to the Point
of Beginning containing 0.6299 acres, more or less, now platted as Tract C of Park Plaza Addition, Little Rock,
Pulaski County, Arkansas as recorded in Plat Record C-519, records of Pulaski County, Arkansas.
—continued—
Exhibit "A" ---continued
Tract 4: (Developer Tract—Fee simple)
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Range 13 West, which
included `B" Street and Arthur Street, closed by City of Little Rock Ordinance No. 11,439 and No. 11,061, and
parts of Lots 14, 15 and 16, Henry Meirose Addition to the City of Little Rock, all being in Pulaski County,
Arkansas, more particularly described as follows: From the Southeast corner of the said Northeast Quarter of
the Northeast Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South line of the
said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60 foot width)
for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right of way line
of West Markham Street and the Point of Beginning, said point being the Southeast corner of the Dillard
Department Stores, Inc., tract; thence North 01 degrees 21 minutes 37 seconds East for 194.81 feet; thence
North 88 degrees 38 minutes 23 seconds West for 160.36 feet to a point which is in line with the East wall of a
two story brick building occupied by Dillard Department Stores, Inc.; thence North 01 degrees 24 minutes 36
seconds East and along the East wall and East wall projected North for 594.02 feet to the North line of an
East—West alley and a point on the South line of Lot 11, Henry Meirose Addition to the City of Little Rock;
thence South 88 degrees 50 minutes 28 seconds East and along the South line of Lots 11, 12 and 13, Henry
Meirose Addition to the City of Little Rock and the North line of the East-West alley for 114.11 feet to the
Southeast comer of said Lot 13; thence North 00 degrees 29 minutes East and along the East line of said Lot 13
and the West right of way line of Arthur Street for 26.12 feet to a point; thence South 89 degrees 03 minutes 32
seconds East for 637.63 feet to the West right of way line of University Avenue (of 80 foot width) and 40.0 feet
West: of the East line of the Northeast Quarter of the Northeast Quarter; thence South and along the West right
of way line of University Avenue and parallel with the East line of the Northeast Quarter of the Northeast
Quarter for 55.00 feet; thence North 89 degrees 03 minutes 32 seconds West for 200.00 feet; thence South 01
degrees 21 minutes 37 seconds West for 200.00 feet; thence North 88 degrees 38 minutes 23 seconds West for
59.44 feet; thence South 01 degrees 26 minutes 04 seconds West for 368.75 feet; thence North 88 degrees 38
minutes 23 seconds West for 69.86 feet; thence South 01 degrees 21 minutes 37 seconds West for 150.00 feet;
thence South 88 degrees 38 minutes 23 seconds East for 143.81 feet; thence North 01 degrees 21 minutes 37
seconds East for 129.01 feet; thence South 88 degrees 38 minutes 23 seconds East for 200.00 feet to the West
right of way line of University Avenue and a point 40.0 feet West of the East line of the Northeast Quarter of
the Northeast Quarter; thence South and along the West right of way line of University Avenue and parallel
with the East line of the Northeast Quarter of the Northeast Quarter for 122.36 feet to the P.C. of a curve to the
right whose radius is 29.36 feet and whose delta angle is 91 degrees 03 minutes 53 seconds; thence along the
Arc of said curve for 46.66 feet (Chord bearing and distance of South 45 degrees 39 minutes 59 seconds West
41.91 feet) to the P.T. of said curve and a point on the North right of way line of West Markham Street (at this
point the distance from the centerline of West Markham Street and from the South line of the Northeast Quarter
of the Northeast Quarter is 51.0 feet; thence North 88 degrees 38 minutes 23 seconds West and along the North
right of way Line of West Markham Street and parallel with the South line of the Northeast Quarter of the
Northeast Quarter for 160.00 feet to the P.C. of a curve to the left whose radius is 101.00 feet and delta angle of
37 degrees 25 minutes 51 seconds; thence along the arc of said curve and North right of way line of West
Markham Street for 65.98 feet (chord bearing and distance of South 72 degrees 26 minutes 51 seconds West
64.82 feet) the P.T. of said curve and a point 30.0 feet North of the South line of the Northeast Quarter of the
Northeast Quarter; thence North 88 degrees 38 minutes 23 seconds West and along the North right of way line
—continued—
Exhibit "A" ---continued
of West Markham Street and parallel with the South line of the Northeast Quarter of the Northeast .Quarter for
359.15 feet to the Point of Beginning, less and except part of the previously mentioned East-West alley and a
part of Arthur Street more particularly described as follows: Beginning at the Southeast corner of Lot 13,
Henry Meirose Addition to the City of Little Rock; thence North 00 degrees 29 minutes East and along the East
line of said Lot 13 and the West right of way line of Arthur Street for 26.12 feet; thence South 89 degrees 03
minutes 32 seconds East for 15.33 feet (deed) 17.67 feet (measured); thence South 00 degrees 36 minutes 17
seconds West for 46.18 feet; thence North 88 degrees 50 minutes 28 seconds West for 128.55 feet; thence North
01 degrees 24 minutes 34 seconds East for 20.0 feet to the North line of the East-West alley; thence South 88
degrees 50 minutes 28 seconds East for 114.11 feet to the Point of Beginning, containing 9.5841 acres including
the alley and Street and 9.5154 acres excluding the alley and Street, now platted as Tract E of Park Plaza
Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat record C-519, records of Pulaski County,
Arkansas.
DOC# 2000055535
EXHIBIT A-1
LEGAL DESCRIPTION — EASEMENT PARCELS
Park Plaza Mall, Little Rock, Arkansas
Those certain easements, rights and privileges of use for pedestrian and vehicular ingress, egress, parking, and
other purposes as set forth in, and created under and by virtue of that certain Construction, Operation and
Reciprocal Easement Agreement dated December 15, 1986, by and among Construction Developers,
Incorporated; Dillard Department Stores, Inc.; and Herring -Marathon Masters Partnership B; filed in the official
land records of Pulaski County, Arkansas, on December 31, 1986, as Instrument 86-82744, as amended,
modified and supplemented by that certain First Amendment to Construction, Operation and Reciprocal
Easement Agreement effective December 31, 1986, by and among Construction Developers, Incorporated;
Dillard Department Stores, Inc.; and Herring -Marathon Masters Partnership B, filed in the official land records
of Pulaski County, Arkansas on July 27, 1988 as Instrument No. 88-39542, which easements, rights and
privileges benefit the land described in Exhibit A hereto, and burden the following described land:
[See legal description attached hereto and made
a part hereof, consisting of 3 pages]
j
J
19
Tract 5 (Easement):
TOGETHER WITH rights of ingress and egress as set forth in that certain Construction, Operation, and
Reciprocal Easement Agreement recorded as Instrument No. 86-82744 and amended by First Amendment to
Construction, Operation and Reciprocal Easement Agreement recorded as Instrument No. 88-39542 over and
across the following described lands:
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Range 13 West, which
includes a portion of `B" Street closed by City of Little Rock, Ordinance No. 11,439 and Lots 7 through 13 and
Lots 14 through 26, inclusive, Henry Meirose Addition to the City of Little Rock, all being in Pulaski County,
Arkansas, more particularly described as follows: From the Southeast comer of the said Northeast Quarter of
the Northeast Quarter; run thence North 88 degrees 38 minutes 23 seconds West and along the South line of the
said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60 foot width)
for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right of way line
of West Markham Street and the Point of Beginning; thence North 88 degrees 38 minutes 23 seconds West and
along the North right of way line of West Markham Street for 264.08 feet; thence North 01 degrees 21 minutes
37 seconds East for 42.0 feet; thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet; thence
North 00 degrees 29 minutes East for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West for
150.11 feet to the East right of way line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of the
West line of the Northeast Quarter of the Northeast Quarter; thence North 00 degrees 29 minutes East and along
the East right of way line of McKinley Street and parallel with the West line of the Northeast Quarter of the
Northeast Quarter for 556.51 feet to the Northwest corner of Lot 26, Henry Meirose Addition to the City of
Little Rock (as recorded in Plat Book 1. Page 62) and the Southwest corner of an alley (of 20 foot width)
running in an East-West direction; thence North 00 degrees 29 minutes East and along the East right of way line
of McKinley Street and parallel with the West line of the Northeast Quarter of the Northeast Quarter for 20.0
feet to the Southwest corner of Lot 1, Henry Meirose Addition and the Northwest corner of the East-West alley;
thence South 88 degrees 50 minutes 28 seconds East and along the South line of Lots 1, 2, 3, 4, 5, and 6, Henry
Meirose Addition to the City of Little Rock and the North line of the East-West alley for 294.00 feet to the
common South corner of Lots 6 and 7, Henry Meirose Addition to the City of Little Rock; thence North 00
degrees 29 minutes East and along the common line of said Lots 6 and 7 for 140.00 feet to the common North
corner of said Lots 6 and 7 and a point on the South right of way line of "C" Street (varying width right of way);
thence South 88 degrees 50 minutes 28 seconds East and along the North line of Lots 7, 8, 9, 10, 11, 12 and 13,
Henry Meirose Addition to the City of Little Rock and the South right of way line of "C" Street for 336.50 feet
to the Northeast comer of said Lot 13 and the West right of way line of Arthur Street; thence South 00 degrees
29 minutes West and along the West right of way line of Arthur Street 140.00 feet to the Southeast comer of
Lot 13, Henry Melrose Addition to the City of Little Rock, and a point on the East-West alley previously
mentioned; thence North 88 degrees 50 minutes 28 seconds West and along the South line of Lots 13, 12 and
11, Henry Meirose Addition to the City of Little Rock and along the North line of said East-West alley for
114.11 feet to a point which is in line with the East wall of a two story brick building occupied by Dillard
Department Stores, Inc.; thence South 01 degrees 24 minutes 36 seconds West and along the East wall and East
wall line projected both North and South for 594.02 feet to a point; thence South 88 degrees 38 minutes 23
seconds East for 160.36 feet to a point; thence South 01 degrees 21 minutes 37 seconds West for 194.81 feet to
the Point of Beginning; less and except the East-West alley (of 20 foot width) running through Henry Meirose
Addition to the City of Little Rock, more particularly described as follows: Beginning at the Northwest corner
—continued—
Exhibit "A-1"—continued
of Lot 26, Henry Meirose Addition to the City of Little Rock (as recorded in Plat Book 1, Page 62) and the
Southwest comer of an alley (of 20 foot width) running in an East-West direction; thence North 00 degrees 29
minutes East and along the East right of way line of McKinley Street and parallel with the West line of the
Northeast Quarter of the Northeast Quarter for 20.0 feet to the Northwest corner of the alley and the Southwest
corner of Lot 1, Henry Meirose Addition; thence South 88 degrees 50 minutes 28 seconds East and along the
North line of said East-West alley and the South line of Lots 1, 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11, Henry Meirose
Addition to the City of Little Rock, 516.39 feet; thence South 01 degrees 24 minutes 36 seconds West for 20.00
feet to a point on the North line of Lot 16, Henry Meirose Addition to the City of Little Rock and a point on the
South line of said East-West alley; thence North 88 degrees 50 minutes 28 seconds West and along the North
line of Lots 16 through 28, inclusive, Henry Meirose Addition to the City of Little Rock and the South line of
said East-West alley for 516.07 feet to the Point of Beginning, LESS AND EXCEPT Part of Tract D, Park Plaza
Addition in the City of Little Rock, Pulaski County, Arkansas, as recorded in Plat Book C at Page 519, being
more particularly described as follows:
Beginning at the Northwest corner of the Tract A, Park Plaza Addition; thence North 00 degrees 29 minutes 00
seconds East along the existing East right-of-way line of McKinley Street 183.00 feet; thence 05 degrees 10
minutes 05 seconds East along the proposed East right-of-way line of McKinley Street 184.17 feet; thence
North 88 degrees 40 minutes 09 seconds West 18.14 feet to the point of beginning, containing 10.0577 acres,
including East-West alley and 9.8207 acres, excluding the alley, now platted as Tract B and Part of Tract D of
Park Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat Book C-519, records of Pulaski
County, Arkansas.
Tract 6 (Easement):
TOGETHER WITH rights of ingress and egress as set forth in that certain Construction, Operation, and
Reciprocal Easement Agreement recorded as Instrument No. 86-82744 and amended by First Amendment to
Construction, Operation and Reciprocal Easement Agreement recorded as Instrument No. 88-39542, over and
across the following described lands:
A part of the Northeast Quarter of the Northeast Quarter, Section 1, Township 1 North, Range 13 West, Pulaski
County, Arkansas more particularly described as follows: From the Southeast corner of the said Northeast
Quarter of the Northeast Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South
line of the said Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60
feet width) for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right
of way line of West Markham Street; thence North 01 degrees 21 minutes 37 seconds East for 194.81 feet;
thence North 88 degrees 38 minutes 23 seconds West for 160.36 feet to a point which is in line with the East
wall of a two story brick building occupied by Dillard Department Stores, Inc.; thence North 01 degrees 24
minutes 36 seconds East and along the East wall projected North for 594.02 feet to the North line of an East-
West alley and a point on the South line of Lot 11, Henry Meirose Addition to the City of Little Rock; thence
South 88 degrees 50 minutes 28 seconds East and along the South line of Lots 11, 12 and 13, Henry Meirose
Addition to the City of Little Rock, Pulaski County, Arkansas, and the. North line of the East-West alley for
--continued—
Exhibit "A-1"—continued
114.11 feet to the Southeast comer of said Lot 13; thence North 00 degrees 29 minutes East and along the East
line of said Lot 13 and the West right of way line of Arthur Street for 26.12 feet to a point; thence South 89
degrees 03 minutes 32 seconds East for 637.63 feet to the West right of way line of University Avenue (of 80
foot width) and 40.0 feet West of the East line of the Northeast Quarter of the Northeast Quarter; thence South
and along the West right of way line of University Avenue and parallel with the East line of the Northeast
Quarter of the Northeast Quarter for 55.00 to the Point of Beginning; thence North 89 degrees 03 minutes 32
seconds West for 200.00 feet; thence South 01 degrees 21 minutes 37 seconds West for 200.00 feet; thence
North 88 degrees 38 minutes 23 seconds West for 59.44 feet; thence South 01 degrees 26 minutes 04 seconds
West for 368.75 feet; thence North 88 degrees 38 minutes 23 seconds West for 69.86 feet; thence South 01
degrees 21 minutes 37 seconds West for 150.00 feet; thence South 88 degrees 38 minutes 23 seconds East for
143.81 feet; thence North 01 degrees 21 minutes 37 seconds East for 129.01 feet; thence South 88 degrees 38
minutes 23 seconds East for 200.00 feet to the West right of way line of University Avenue; thence North and
along the West right of way line of University Avenue and parallel with the East line of the Northeast Quarter
of the Northeast Quarter for 591.37 feet to the Point of Beginning, containing 3.7999 acres, more or less, now
platted as Tract F of Park Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat Record C-
519, records of Pulaski County, Arkansas.
Doc# 2000055535
EXHIBIT B
to
EXHIBIT E TO MORTGAGE
APPROVED MEZZANINE LENDERS
1. Allied Capital
2. CIBC World Markets
3. Finova Realty Capital
4. First Union National Bank
5. First Union Capital Markets
6. KeyBank
7. Fleet Financial Group
8. GE Capital Real Estate
9. Heller Financing
10. Summit Bank
11. First Union Real Estate Equity and Mortgage Investments
12. Starwood Financial
13. GMAC
14. Goldman Sachs/Whitehall
15. Mass Mutual
16. Charles Bank/Harvard Capital
17. Bank of America Credit Corp.
DOCSNYI :669773 2
10653-5 RD2 8
216220.6
IV,
tsxxxxxrxrrr■t■■■
•��r� G I R � �'•
,• U {.
't =• 0
�= 4 ■': O r
� � w
7 T_ ot
cls fir' } ;fir �.r17
DOCSNY 1:673415 4
3233-775 CAT
2000027338
04/21/2898 82:47:23 NM
Filed & Recorded in
Official Records of
CAROLYN STALEY
PULASKI COUNTY
CIRCUIT/COUNTY CLERK
Fees 549.99
PARK PLAZA MALL, LLC,
as Assignor
to
FIRST UNION NATIONAL BANK,
as Assignee
ASSIGNMENT OF LEASES AND RENTS
Date: APRIL24), 2000
PREPARED BY AND UPON RECORDATION RETURN TO:
ORRICK, HERB-INGTON & SUTCLIFFE LLP
666 Fifth Avenue
New York, New York 10103
Attn: Corey A. Tessler, Esq.
Doc# 2000027339
ASSIGNMENT OF LEASES AND RENTS
THIS ASSIGNMENT OF LEASES AND RENTS (this "Assignment") made as of
Apri120, 2000 by PARK PLAZA MALL, LLC, a Delaware limited liability company
("Assignor"), whose address is c/o First Union Real Estate Equity and Mortgage Investments,
551 Fifth Avenue, Suite 1416, New York, New York 10176, in favor of FIRST UNION
NATIONAL BANK, a national banking association ("Assignee"), whose address is One First
Union Center DC -6, 301 South College Street, Charlotte, North Carolina 28288.
WITNESSETH:
WHEREAS, Assignor has executed that certain Promissory Note (the "Note") dated of
even date herewith, payable to the order of Assignee in the stated principal amount of FORTY-
TWO MILLION AND 00/100 DOLLARS (S42,000,000.00); and
WHEREAS, the Note is secured by that certain Mortgage and Security Agreement (the
"Nlor zags") dated of even date herewith, from Assignor, to Assignee, encumbering that certain
real property situated in the County of Pulaski, State of Arkansas, as more particularly described
on Exhibit A attached hereto and incorporated herein by this reference, and all buildings and
other improvements now or hereafter located thereon (collectively, the "Improvements") (said
real property and the Improvements are hereinafter sometimes collectively referred to as the
"Property"); and
WHEREAS, Assignor is desirous of further securing to Assignee the performance of the
terms, covenants and agreements hereof and of the Note, the Mortgage and each other document
evidencing, securing, guaranteeing or otherwise relating to the indebtedness evidenced by the
Note (the Note, the Mortgage and such other documents, as each of the foregoing may from time
to time be amended, consolidated, renewed or replaced, being collectively referred to herein as
the "Loan Documents").
NOW, THEREFORE, in consideration of the making of the loan evidenced by the Note
by Assignee to Assignor and for other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, Assignor does hereby irrevocably, absolutely and
unconditionally transfer, sell, assign, pledge and convey to Assignee, its successors and assigns,
all of the right, title and interest of Assignor in and to:
(a) any and all leases, licenses, rental agreements and occupancy agreements of
whatever form now or hereafter affecting all or any part of the Property and any and all
guarantees, extensions, renewals, replacements and modifications thereof (collectively, the
"Leases"); and
(b) all deposits (whether for security or otherwise), rents, issues, profits, revenues,
royalties, accounts, rights, benefits and income of every nature of and from the Propertv,
including, without limitation, minimum rents, additional rents, termination payments, forfeited
DOCSN Y 1:673115 4
8233-77: CAT
security deposits, liquidated damages following Event of Default (as hereinafter defined) and all
proceeds payable under any policy of insurance covering loss of rents resulting from
untenantability due to destruction or damage to the Property, together with the immediate and
continuing right to collect and receive the same, whether now due or hereafter becoming due,
and together with all rights and claims of any kind that Assignor may have against any tenant,
lessee or licensee under the Leases or against any other occupant of the Property, any award or
other payment which Assignor may hereafter become entitled to receive with respect to any of
the Leases as a result of or pursuant to any bankruptcy, insolvency or reorganization or similar
proceedings involving the tenants under such Leases, and any and all payments made by or on
behalf of any tenant of any part of the Property in lieu of Rent (collectively, the "Rents").
TO HAVE AND TO HOLD the same unto Assignee, its successors and assigns.
IT IS AGREED that this Assignment is made upon the following terms, covenants and
conditions:
1. Assignor represents, warrants and covenants to and for the benefit of Assignee:
(a) that Assignor now is (or with respect to any Leases not yet in existence, will be immediately
upon the execution thereof) the absolute owner of the landlord's interest in the Leases, with full
right and title to assign the same and the Rents due or to become due thereunder; (b) that, other
than this Assignment and those assignments, if any, specifically permitted in the Mortgage, there
are no outstanding assignments of the Leases or Rents; (c) that no Rents have been anticipated,
discounted, released, waived, compromised or otherwise discharged, except for prepayment of
rent of not more than one (1) month prior to the accrual thereof, except as provided in the Leases
or as disclosed in any tenant estoppel certificate previously delivered to Assignee; (d) that there
are no material defaults now existing under any of the Leases by the landlord or tenant, and there
exists no state of facts which, with the giving of notice or lapse of time or both, would constitute
a default under any of the Leases by the landlord or tenant, except as disclosed in writing to
.Assignee; (e) that Assignor has and shall duly and punctually observe and perform in all material
respects all covenants, conditions and agreements in the Leases on the part of the landlord to be
observed and performed thereunder, and (f) the Leases are in full force and effect and are the
valid and binding obligations of Assignor, and, to the knowledge of Assignor, are the valid and
binding obligations of the tenants thereto.
2. Notwithstanding that this instrument is a present, absolute and executed
assignment of the Rents and of the Leases and a present, absolute and executed grant of the
powers herein granted to Assignee, Assignor is hereby permitted, and is hereby granted a
revocable license by Assignee, to retain possession of the Leases and to collect and retain the
Rents unless and until there shall be an Event of Default under this Assignment, the Mortgage or
the other Loan Documents. In the event of such Event of Default, the aforementioned license
granted to Assignor shall automatically terminate without notice to Assignor, and Assignee may
thereafter, without taking possession of the Property, take possession of the Leases and collect
the Rents. Further, from and after such termination, Assignor shall be the agent of Assignee in
collection of the Rents, and any Rents so collected by Assignor shall be held in trust by Assignor
for the sole and exclusive benefit of Assignee, and Assignor shall, within one (1) business day
after receipt of any Rents, pay the same to Assignee to be applied by Assignee as hereinafter set
forth. Furthermore, from and after such Event of Default and termination of the aforementioned
DOCSVY' 1:673415 4
8233-775 CAT
license, Assignee shall have the right and authority, without any notice whatsoever to Assignor
and without regard to the adequacy of the security therefor, to: (a) manage and operate the
Property, with full power to employ agents to manage the same; (b) demand, collect, receive and
sue for the Rents, including those past due and unpaid; and (c) do all acts relating to such
management, operation, rental, leasing, repair improvement and alteration of the Property as
Assignee in its reasonable judgment and discretion shall determine. Assignee may apply the
Rents received by Assignee from the Property, after deducting the costs of collection thereof,
including, without limitation, reasonable attorneys' fees and a management fee for any
management agent so employed, against amounts expended for repairs, upkeep, maintenance,
service, fuel, utilities, taxes, assessments, insurance premiums and such other expenses as
Assignee incurs in connection with the operation of the Property and against interest, principal,
required escrow deposits and other sums which have or which may become due, from time to
time, under the terms of the Loan Documents, in such order or priority as to any of the items so
mentioned as Assignee, in its reasonable business judgment, may determine.
3. Without limiting the rights granted hereinabove, in the event Assignor shall fail to
make any payment or to perform any act required under the terms hereof and such failure shall
not be cured within any applicable grace or cure period, then Assignee may, but shall not be
obligated to, without prior notice to or demand on Assignor, and without releasing Assignor from
any obligation hereof, make or perform the same in such manner and to such extent as Assignee
may deem necessary to protect the security hereof, including specifically, without limitation,
appearing in and defending any action or proceeding purporting to affect the security hereof or
the rights or powers of Assignee, performing or discharging any obligation, covenant or
agreement of Assignor under any of the Leases, and, in exercising any of such powers, paying all
necessary costs and expenses, employing counsel and incurring and paying attorneys' fees. Any
sum advanced or paid by Assignee for any such purpose, including, without limitation,
reasonable attorneys' fees, together with interest thereon at the Default Interest Rate (as defined
in the Note) from the date paid or advanced by Assignee until repaid by Assignor, shall
immediately be due and payable to Assignee by Assignor on demand and shall be secured by the
Mortgage and by all of the other Loan Documents securing all or any part of the indebtedness
evidenced by the Note.
4. This Assignment shall not operate to place responsibility for the control, care,
management or repair of the Property upon Assignee, nor for the performance of any of the
terms and conditions of any of the Leases, nor shall it operate to make Assignee responsible or
liable for any waste committed on the Property by the tenants or any other party or for any
dangerous or defective condition of the Property or for any negligence in the management,
upkeep, repair or control of the Property. Assignee shall not be liable for any loss sustained by
Assignor resulting from Assignee's failure to let the Property or from any other act or omission
of Assignee in managing the Property, other than for any liability arising from the gross
negligence or willful misconduct of Assignee. This Assignment shall not be construed as
making Assignee a mortgagee in possession. Assignee is obligated to account to Assignor only
for such Rents as are actually collected or received by Assignee.
5. Assignor shall and does hereby indemnify and hold Assignee harmless from and
against any and all liability, loss, claim, demand or damage which may or might be incurred by
reason of this Assignment, including, without limitation, claims or demands for security deposits
DOCSNY I :673-415.4
8233-775 CAT
from tenants of space in the Improvements deposited with Assignor except, to the extent actually
delivered to Assignee and from and against any and all claims and demands whatsoever which
may be asserted against Assignee by reason of any alleged obligations or undertakings on its part
to perform or discharge any of the terms, covenants or agreements contained in any of the
Leases, other than for any liability arising from the gross negligence or willful misconduct of
Assignee, its agents, employees or contractors. Should Assignee incur any liability by reason of
this Assignment or in defense of any claim or demand for loss or damage as provided above
(other than by reason of the gross negligence or willful misconduct of Assignee, its agents,
employees or contractors or material breach of a material provision of a Loan Document), the
amount thereof, including, without limitation, costs, expenses and attorneys' fees, together with
interest thereof at the Default Interest Rate from the date paid or incurred by Assignee until
repaid by Assignor, shall be immediately due and payable to Assignee by Assignor upon demand
and shall be secured by the Mortgage and by all of the other Loan Documents securing all or any
part of the indebtedness evidenced by the Note.
6. Assignor hereby irrevocably appoints Assignee as its attorney-in-fact which
power of attorney is coupled with an interest by virtue of this Assignment and is irrevocable so
long as any sums are outstanding under the loan evidenced by the Note to, from and after the
occurrence of an Event of Default by Assignor hereunder or under any of the other Loan
Documents and during the continuance thereof, do, make or perform any act, right or privilege
which Assignee shall have under or by virtue of this Assignment.
7. Assignor covenants and agrees that Assignor shall not, without the prior written
consent of Assignee, further pledge, transfer, mortgage or otherwise encumber or assign the
Leases or future payments of Rents, except as otherwise expressly permitted by the terms of the
Mortgage, or incur any material indebtedness, liability or other obligation to any tenant, lessee or
licensee under the Leases, or permit any Lease to become subordinate to any lien other than the
lien of the Mortgage.
S. Assignor covenants and agrees that Assignor shall, at its sole cost and expense,
appear in and defend any action or proceeding arising under, growing out of, or in any manner
connected with the Leases or the obligations, duties or liabilities of the landlord or tenant
thereunder, and if Assignor shall fail to do so, Assignee, at its option but without obligation, may
do so. Assignor shall pay on demand all costs and expenses, including, without limitation,
attorneys' fees, which Assignee may incur in connection with Assignee's appearance, voluntary
or otherwise, in any such action or proceeding, together with interest thereon at the Default
Interest Rate from the date incurred by Assignee until repaid by Assignor.
9. At any time, Assignee may, at its option, notify any tenants or other parties of the
existence of this Assignment. Assignor does hereby specifically authorize, instruct and direct
each and every present and future tenant, lessee and licensee of the whole or any part of the
Property to pay all unpaid and future Rents to Assignee upon receipt of demand from Assignee
to so pay the same, and Assignor hereby agrees that each such present and future tenant, lessee
and licensee may rely upon such written demand from Assignee to so pay said Rents without any
inquiry into whether there exists an Event of Default hereunder or under the other Loan
Documents or whether Assignee is otherwise entitled to said Rents. Assignor hereby waives any
right, claim or demand which Assignor may now or hereafter have against any present or future
DOCSNY I b7,415 4
3233-775 CAT 4
tenant, lessee or licensee by reason of such payment of Rents to Assignee, and any such payment
to Assignee shall discharge such tenant's, lessee's or licensee's obligation to make such payment
to Assignor.
10. Assignee may take or release any security for the indebtedness evidenced by the
by Note, may release any party primarily or secondarily liable
respect the
indebtedness i evi
dnesds evedencede
Note, may grant extensions, renewals or indulgences
by the Note and may apply any other security therefor held by it to the satisfaction of any
ithout prejudice to any of its rights hereunder or under any
indebtedness evidenced by the Note w
of the Loan Documents.
11. The acceptance of this Assignment and the collection of the Rents as herein
xercis
provided to exercise b
shall be without prejudice to Assignee. The ent. andhe coilectionlof the Rents and ure thessignee
of the rights granted Assignee in this Asstgnm
application thereof as herein provided, shall not be considered a waiver by Assignee of any
Event of Default under the Loan
ssi Documents liable
or prevent foreclosure under any of the LeUsesf Assignee hereby expressly
nor shall such exercany liens on the Property
ise make As.�s�nee is
reserving all of its rights and privileges under the Ulorigage and the other Loan Documents as
fully as though this Assignment had not been entered into. The rights of Assignee hereunder are
may be
cumulative and concurrent, may be pursued separately,ebsuccessivelyaeby Assignor that gether dthe exercise
exercised as often as occasion therefor shall an g
of any one or more of the rights pro4 ided for herein shall not be construed as a waiver of any of
the other rights or remedies of Assignee, milaw ns Or inisfiedv or otherwise, so long as any
obligation under the Loan Documents
12. All rights and obligations of Assignee hereunder shall inure to the benefit of and
e of
bind its successors and assigns; and shall para ar ll bind and benefit it successors and may be exercised by any eand assigns
Assignee. All obligations and rights of Assitn
and any subsequent owner of the aid rigPropert Asignuchnotiice the liability of Assignor agrees that if Assignee lto the notice
to Assignor of an assignment of said rights. upon such
assignee ofthe Assignee shall be immediate arida defense, ounter�iaimr wilor senot t -off to any t up any claim
on
against Assignee or any no asst -7 a
brought by Assignee or any intervening assignee for any amounts due hereunder or for
possession of or the exercise of rights with respect to the teases or the Rents.
13. It shall be an "Event of Default" hereunder (a) if any material representation or
warranty made herein by Assignor is determined by Assigneeteo have
bofpa alraph7 in
any material respect at the time made, or (b) if Assignor provisions
hereof. or (c) if any Event of Default (as defined in the Mortgage) under the Mortgage or any of
the other Loan Documents shall occur.
14. If any provision under this Assignment or the application thereof to any entity,
person or circumstance shall be invalid, illegal or unenforceable to any extent,
the remainder of
his Assignment and the application of the provisions hereof to other entities, persons or
t
circumstances shall not be affected thereby and shall be enforced to the fullest extent permitted
by law.
DOCS`+Y 1 67 5
8233-775 CAT
1 5. This Assignment may not be amended, modified or otherwise changed except by
a written instrument duly executed by Assignor and Assignee.
16. This Assignment shall be in full force and effect continuously from the date
hereof to and until the Mortgage shall be released of record, and the release of the Mortgage
shall, for all purposes, automatically terminate this Assignment and render this Assignment null
and void and of no effect whatsoever. This Assignment shall -continue and remain in full force
and effect during any period of foreclosure with respect to the Property.
17. In case of a conflict between any provision of this Assignment and any provision
of the other Loan Documents, the provisions of the Note or the Mortgage, if they shall be the
conflicting other Loan Documents, shall prevail and be controlling. In case of a conflict between
any provision of this Assignment and any provision of any Loan Document (other than the Note
and the Mortgage), the provision selected by Assignee in its discretion shall prevail and be
controlling.
18. All notices, demands, requests or other communications to be sent by one party to
the other hereunder or required by law shall be given and become effective as provided in the
1Vlort1 -
19. THIS ASSIGNMENT SHALL BE GOVERNED BY AND CONSTRUED IN
ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, EXCEPT TO THE
EXTENT THAT ANY OF SUCH LAWS MAY NOW OR HEREAFTER BE PREEMPTED BY
FEDERAL LAW, IN WHICH CASE SUCH FEDERAL LAW SHALL SO GOVERN AND BE
CONTROLLING AND PROVIDED FURTHER THAT THE LAWS OF THE STATE N
WHICH THE PROPERTY IS LOCATED SHALL GOVERN AS TO THE CREATION,
PRIORITY, AND ENFORCEMENT OF LIENS AND SECURITY INTERESTS IN THE
PROPERTY LOCATED N SUCH STATE.
20. This Assignment may be executed in any number of counterparts, each of which
shall be effective only upon delivery and thereafter shall be deemed an original, and all of which
shall be taken to be one and the same instrument, for the same effect as if all parties hereto had
signed the same signature page. Any signature page of this Assignment may be detached from
any counterpart of this Assignment without impairing the legal effect of any signatures thereon
and may be attached to another counterpart of this Assignment identical in form hereto but
having attached to it one or more additional signature pages.
21. In addition to, but not in lieu of, any other rights hereunder, Assignee shall have
the right to institute suit and obtain a protective or mandatory injunction against Assignor to
prevent a breach or to enforce the observance, of the agreements, covenants, terms and
conditions contained herein.
22. Assignee shall, as a matter of absolute right, be entitled, upon application to a
court of applicable jurisdiction, and without notice to Assignor, to the appointment of a receiver
to obtain and secure the rights of Assignee hereunder and the benefits intended to be provided to
Assignee hereunder.
DOCSNY1:673.315 4
3233-775 CAT
23. Notwithstanding anything to the contrary contained in this Assignment, the
liability of Assignor and its officers, directors, general partners, managers, members and
principals for the indebtedness secured hereby and for the performance of the other agreements,
covenants and obligations contained herein and in the Loan Documents shall be limited as set
forth in the Note.
24. ASSIGNOR, TO THE FULL EXTENT PERMITTED BY LAW, HEREBY
KNOWINGLY, INTENTIONALLY AND VOLUNTARILY, WITH AND UPON THE
ADVICE OF COMPETENT COUNSEL, WAIVES, RELINQUISHES AND FOREVER
FORGOES THE RIGHT TO A TRIAL BY JURY IN ANY ACTION OR PROCEEDING
BASED UPON, ARISING OUT OF, OR IN ANY WAY RELATING TO THIS ASSIGNMENT
OR THE DEBT EVIDENCED BY THE NOTE OR ANY CONDUCT, ACT OR OMISSION
OF ASSIGNEE OR ASSIGNOR, OR ANY OF THEIR RESPECTIVE DIRECTORS,
OFFICERS, PARTNERS, MEMBERS, EMPLOYEES, AGENTS OR ATTORNEYS, OR ANY
OTHER PERSONS AFFILIATED WITH ASSIGNEE OR ASSIGNOR, IN EACH OR THE
FOREGOING CASES, WHETHER SOUNDING IN CONTRACT, TORT OR OTHERWISE.
25. Assignee may sell, transfer and deliver the Loan Documents to one or more
investors in the secondary mortgage market. In connection with such sale, Assignee may retain
or assign responsibility for servicing the loan evidenced by the Note or may delegate some or all
of such responsibility and/or obligations to a servicer, including, but not limited to, any
subservicer or master servicer, on behalf of the investors. All references to Assignee herein shall
refer to and include, without limitation, any such servicer, to the extent applicable.
26. If Assignee determines at any time to sell, transfer or assign this Assignment, the
Note, the Security Instrument and the other Loan Documents, and any or all servicing rights with
respect thereto, or to grant participations therein (the "Participations") or issue mortgage pass-
through certificates or other securities evidencing a beneficial interest in a rated or unrated public
offering or private placement (the "Securities"), Assignee may forward to each purchaser,
transferee, assignee, servicer, participant, investor, or their respective successors in such
Participations and/or Securities (collectively, the "Investor") or any rating agency rating such
Securities, each prospective Investor and each of the foregoing's respective counsel, all
documents and information which Assignee now has or may hereafter acquire relating to the debt
evidenced by the Note and to Assignor, any guarantor, any indemnitor and the Property, which
shall have been furnished by Assignor, any guarantor or any indemnitor as Assignee determines
necessary or desirable.
[THE BALANCE OF THIS PAGE IS INTENTIONALLY LEFT BLANK]
DOCSNt' 1:67341; 4
3233-M CAT 7
'l
17
I�)
J
11
IN WITNESS WHEREOF, Assignor has executed this Assignment as of the day and year
first written above.
DOCSN Y 1:67'415 4
8233-775 CAT
ASSIGNOR:
PARK PLAZA MALL, LLC, a Delaware
limited liability company
By: Park Plaza 3, LLC, a Delaware limited
liability
-company, its general manager
By:'� • ��--,
Name: Daniel P. Friedman
Title: President
1 -1
j
j
State of Afkansas' " �ss.
"'�
l
County of;r6�, ) %%/G
On this day personally appeared before me, a Notary Public, within and for the County
and State aforesaid, duly qualified, commissioned and acting, Daniel P. Friedman, to me
personally well known and who acknowledged that he was the President of Park Plaza 3, LLC ,
who is the general manager of Park Plaza Mail, LLC and was duly authorized as such to execute
the foregoing instrument for, and in the name and behalf of said company further stated and
acknowledged that he has so signed, executed and delivered said foregoing instrument for the
consideration and purposes therein mentioned and set forth.
WITNESS my hand and official seal on this 19 Vi day of April, 2000,
NOTARY P BLIC
GARY D. UV .
Notary Public, State of New Yore
No. 41-5054632
Mallfied In Queens County
Certificate Filed In Now York County
Commission Expires Jan. 22,
IUX"tiNl I os2681 I
N':. AI
Doc# 2000027338
EXHIBIT A
LEGAL DESCRIPTION
Tract 1 (Reserve Tract "A"—Fee simple)
A part Of the Northeast Quarter of the Northeast Quarter, Section 1, Township l North. Range 13 West, Fulask i
County. Arkansas, more particularly described as follows, From the Southeast corner ❑fthe said Northc'st
Quarter of the Northeast Quarter, rut} thence North 88 degrees 38 minutes 23 seconds West and along the South
Fine of the said Northeast Quarter of the Northeast Quarter and the centerline of W est Markham Strect (❑ f 60
foot width) for 651.67 feat; thence North 01 degrees 21 minutes 37 seconds East for 30.4 feet to the North right
of way line of West Markham Street; thence North 88 degrees 38 minutes 23 saconds Wear and along the North
right aFway lino of West Markham Street for 264.08 feel; thence North 01 dearer 21 minutes 37 seconds East
for 42.00 feet; there North 88 degrees 38 minutes 23 seconds West for 250.64 feet to the Point of Beginning;
thence North 04 degrcrs 29 minutes East for 168.54 fcct;'thrnce North 88 degrees 37 miaur a 06 seconds West
for 150.11 feet to the Fast right of way line of McKinley Street (of 30.0 foot width) and a point 15.0 fact Fast of
the West line of the Northeast Quartet of the Northeast Quarter, thence South 00 degrees 29 minutes West and
along the East right of way lino of McKinley Street and parallel with the West line aFthe Northeast Quarter of
the Northeast Quarter for 210.60 feet to the Nosh tight of wsy line of West Markham Street and a point 3 0. 0
feet North of the South Linc of the North mst Quarter of the Northeeat Quarter; thence South 88 degrees 38
minutes 23 seconds East and along the North right of way ling of west Markham Street and parallel with the
South line of the Northcsst Quarter of tete Northeast Quarter for 150.11 fart; thence North 00 degrees 29
minutes East for 42.0 feet to the Point of Regina g, containing 0.7256 acres, more or less. Now planod as part
of Tract A, Parc Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in PIat Book C., Page 519,
records of Pulaski County, Arkanitas.
LESS AND EXCEPT Part of Tract A, Paris Plaza Addition in the City of Little Rock, Pulaski County,
Arkansas, as recorded in Plat Book C at Page 519 being more particularly described as follows:
BEGTNNTNG at the Southwest corner of the said Tract A, Paris Plaza Addition; thence North 00 degrees 29
minutes 00 seconds East along the existing Past right of way line of McKinley Strcet 210.6 feet; theses South
88 degrees 40 minutes 09 seconds East along the North Una of said'fract A, 18.14 feet; thence along the
proposed East right of way line of McKinley Street the following three courses and distances: 1) South 05
degrees 10 minutes 05 seconds Basi 67.00 feet 2) South 00 degrees 10 minutes 54 seconds West 124.18 fact:
and 3) South 44 degrees 29 minutes 51 seconds East 28.43 feet to the North right-of-way line of West Markham
Street; thence along said North right-of-way line North 88 degrees 43 minutes 26 seconds West 43.49 feet to
the point of beginning.
Tract 2: (Reserve Tnet "B"—Foe simple)
A part of the Northeast Quartet of the Northeast Quarter, Section 1, Township 1 North, Runge 13 West, Pulaski
County, Arkansas, more particularly described as follows: From the Southeast corner of the said Northeast
Quarter of the Northeast Quarter, nen thence Notch 88 degrees 38 minutes 23 secaad9 Wert and along tine South
line of the said Northeast Quarter of the Northeast Quarter and the cline of West Markham Street (of 60.0
foot width) for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 30.0 feet to the North right
of way tine of West Markham Street. thence North 88 degrc= 38 minutes 23 seconds Weat and llionS the North
—continued—
Doc# 2000027333
Exhibit "A"—continued
right of way line of West Markham Street for 264.08 feet to the Poim of Beginning; thence North 01 degrees 21
minutes 37 seconds Fit for 42.00 feet; thcace North 88 degr= 38 minutes 23 smoads West for 250,64 feet;
dioace South 00 degrees 29 minutes West for 42.00 feet to the North right of way cine of West Markham Street;
thence South 88 degrees 38 minutes 23 seconds East and along the North right of way line of West Markham
Street and parallel with the South line of the Northeast Quarter of the Northeast Quarter for 250.00 foot, more or
1 eas, to the Point of Beginning, containing 0.2413 acres, more or less, now platted 'as part of Tract D of Park
Plaza Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat recorded C-519, records of Pulaski
County, Arkansas.
Tract 3: (Reeervo Tract "C"—Fee simple)
Being Lots 1, 2, 3 and 4, Hwy Meirose Addition to the City of Little Rock. Pulaski County, Arkansas, more
particularly described as follows: from the Southeast comer of the said Northeast Quarter of the Northeast
Quarter, run thence North 88 degrees 38 minutes 23 seconds West and along the South line of the said
Northeast Quarter of the Northeast Quarter and the centerline of West Markham Street (of 60.0 Foot width) for
651.67 feet; thence North 01 degrees 21 minutes 37 seconds Past for 30.0 feet to the North right of way line of
West Markham Stroct; thence North 88 degrees 38 minutes 23 seconds Weal and along the North right of way
line of West Markham Street for 264.08 feet; thence North 01 degrees 21 minutes 37 seconds East for 42.0 feet;
thence North 88 degrees 38 minutes 23 seconds West for 250.64 feet: thence North 00 degrees 29 minutes East
for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West for 150.11 feet to the East right of way
line of McKinley Street (of 30.0 foot width) and a point 15.0 feet East of the West line of the Northeast Quarter
of the Northeast Quarter; thence North 00 degrees 29 minutes 134% and along the East right of way line of
McKinley Street and parallel with the West line of the Northeast Quarter of the Northeast Quarter for 556.51
feet to the Northwest corner of Lot 26, Henry Meirose Addition to the City of Little Rock (as recorded in Plat
Book 1, Page 62) and the Southwest corner of an alley (of 20 foot width) running in an East-West direction;
thence North 00 degrees 29 minutes Bast and along the East right of way line of McKinley Street and parallel
with the West line of the Northeast Quarter of the Northeast Quarter for 20.0 feet to the Southwest corner of Lo
1, Henry Meirose Addition to the City of Little Rock (recorded in Plat Book 1, Page 62) and the Point of
Beginning; thence continue North 00 degrees 29 minutes East and along the West line of said Lot land paralle
with she West line of the Northeast Quarter of the Northeast Quarter for 140.0 feet to the Northwest corner of
said Lot 1 and a point on the South right of way lute of "C" street (of varying width); than Ce South B8 degrees
50 minutes 28 seconds East and along the North line of Lots 1, 2, 3 and 4, Henry Meirose Addition to the City
of Little Rock and the South right of way line of "C, Street 196.0 feet to the coronion North corner of Lots 4
and 5, Hoary Meiroae Addition: th=ca South 00 degrees 29 minutra west and along the con=on line of Lots
4 and 5, Henry Meirose Addition to the City of Little Rock for 144.0 feet to the summon South comer of said
Lots 4 raid 5 and a point on tlm North line of the previously mentioned East—Wept alley, dunce North 88
degrees 50 minutes 28 seconds West and along the South line of Lots 4, 3, 2 and 1. Henry. Meirose Addition tc
the City of Little Rock and rho Notch ling of previously mentioned Eart Nest alley for 196.0 feet w the Point
of Beginning containing 0.6299 acre's, more or less, now platted as Tract C of Patrk Playa Addition, Lurie Rock
Pulaski County, Arkansas as retarded in Plat Retard C-519, records of Pulaski County, Arkansas.
—conttnued—
1
Doc# 2000027338
Exhibit "A"—continued
Tract 4: (Developer Tract—Pee simple)
A part of theNortheast Quarter of the Northeast Quancr, Section 1, Township i North, Range 13 West, which
included "B" Street and Arthur Street, closed by City oFLivle Rock Ordinance No. 1 1,439 and No. 1 1,061, and
Puma of Lots 14, 15 and 16, Hmiry Meirose Addition to the City Of Little Rack, all being in Pulaski County,
Arkansas, marc particularly described as follows: From the Southeast corner of the said Northeast Quarter of
the Northeast Quarter, run thence North 88 degrees 38 minutes 23 sends West and along the South line of rhe
said Northeast Quarter of the Northeast Quarter and the centerline a f West Markham Street (of 60 foot width)
for 6 51.6 7 feet; thence North 01 degrees 21 minutes 37 seconds East far 30.0 Feet to the North right of way line
of West Markham Strcat acid the Point of Beginning, said point being the Southeast comer of the Dillard
Department Stores, in.c., tract; thence North 01 degrem 21 minutes 37 seconds East for 194.81 feet; thence
North 88 degrees 38 minutes 23 srtconds West for 160.36 feet to a point which is in line with the East wall of a
two story brick building occupied by Dillard Department Stores, Trac.; thence North 01 degrces 24 rninut.es 3s
seccods East and along the East wail and hast wail projected North for 594.02 feet to the North line of
an
East—West alley and a point on the South line of Lot 11, Henry Mr-irose Addition to the City of little Rock;
chance South 88 degmes 50 minutes 28 seconds East and along the South line of Lots 11, 12 and 13, Hartry
Meirose Addition to the City of Little Rock and the North kine of the East-West alley for 114.11 fent to the
Southeast comer of said Lat 13; thence North 00 degrees 29 minutes East and along the East line of said Lot 1:
and the West right of way line of Arthur Street for 26.12 feet to a point; thence South 89 degrees 03 minutes 32
seconds East for 637.63 feet to the West right of way line of Univcrsity Avenue (of 80 foot width) and 40.0 fee
West: of the East line of the Northeast Quarter of the Northeast Quarter, thence South and along the West right
of way line of University Avenue and parallel with the East line of the Northeast Quartor of the Northeast
Quarter for 55.00 feet; thence North 89 degrees 03 minutes 32 seconds West for 200.00 feet; thence South 01
degrees 21 minutes 37 seconds West for 200.00 feet; thence North 88 degrees 38 minutes 23 seconds West for
59.44 feet; thence South 01 degrees 26 minutes 04 seconds West for 368.75 feet; thence North 88 degrees 38
minutes 23 seconds West for 69.86 feet; thence South 01 degrees 21 minutes 37 weands West for 150.00 feet;
thence South 88 degrees 38 minutes 23 seconds East for 143.81 feet; thence North 01 degrees 21 minutes 37
seconds East for 129.01 feet; thence South 88 degrees 38 minutes 23 seconds East for 200.00 feet to the West
right of way line of University Avenue and a point 40.0 feet West of the East line of the Northeast Quarter of
the Northewt Quarter; thence South and along the West right of way line of University Avenue and parallel
with the East line of the Northeast Quarter of the Northeast Quarter for 122.36 feet to the P.C. of a curve to the
light whose radius is 29.36 feet and whose delta angle is 91 degrees 03 minutes 53 seconds; thence along the
Arc of said curve for 46.66 felt (Chord bearing and distance of South 45 degrees 39 minutes 59 seconds West
41.91 feet) to the P.T. of said curve and a point on the North right of way line of West Markham Street (at this
pourt the distance from the centerline of West Markham Street and from the South line of the Northeast Quarte
of the Northeast Quarter is 51.0 feet; thence Notch 88 degrees 38 minutes 23 seconds West and along the Norte
right of way Line of West Markham Street and parallel with the South line of the Northeast Quarter of the
Northeast Quarter for 160.00 feet to the P.C. of a curve to the left whose radius is ioi.uo feet and delta angle e
37 degrees 25 minutes 51 seconds; thence along the arc of said curve and North right of way line of West
M rkham Strect for 65.98 feet (chord hearing and distance of South 72 degrees 26 minutes 51 seconds West
64.82 feet) the P. T. of said curve and a point 3 0. 0 feet North of the South fte oFthe Northeast Quarter of the
Nfortheast Quarrcr. the=c North 88 degrees 38 minutes 23 seconds West and along the North right of way Linc
—continued—
Doc# 2000027338
Exhibit "A"—continw!d
Of West -Markham Street and parallel with the South line of the Northeast Quarter of the Northeast Quarter for
359.15 feet to the Point of Beginning, le" and except part of the previously Mendoued F.a.9t-West alley and a
part of Arthur Street more particulariy described ea follows: Beginning at the Southeast corner of Lot 13,
Henry Meirose Addition to the City of Little Rack; thence North W degrees 29 minutes East and along tiro Cast
lint Of said Lo 13 and the We -at right of way line of Arthur Street t❑r 26.12 feet; thence South 89 degrees 03
minutes 32 seconds Fast for 15.33 feet (deed) 17.67 feet (measured); thence -South 00 degrees 35 minutes 17
seconds West for 46,18 feet; thence North 88 degrees 50 minutes 28 seconds West for 128.55 feet; thence Noah
01 degrees 24 minutes 34 sexonda East for 20.0 feet to the North line of the Eau -West alley; thence South 88
degrees 50 minutes 28 seconds Fast for 114.11 feet to the Point of 134tming, conLAining 9.5841 acres including
the alley and Stroot and 9.5154 acres excluding the alley and Street, aow platted as Tract E of Parc plata
Addition, Little Rock, Pulaski County, Arkansas, as recorded in Plat record C-519, records of Pulaski County,
Arkansas.
Doc# 2000027338
EXHIBIT A-1
LEGAL DESCRIPTION — EASEMENT PARCELS
Park Plaza Mall, Little Rock, Arkansas
Those certain casements, ni&his and privileges of use for pedestrian and vehicular Ingre&a, egress, parking, and
other Ptatposas as Act Forth in, and crested under and by virtue of that certain Construction, Operatiou and
ReciprocaJ Earameot Agreem= dace Decrmba 15, 1986, by &ad am oil Construction iJtvelapersi,
I =rPoratod; Ditl,srd Depa ment Storer, Inc.; and Herring -Marathon Masten Parmership H; f tad in Lha off►ci
land records of Pulaakl County, Arkartau, on December 31, 1986, as instrumcm 86-82744, as amended ,
modified and supply nentnd by tW certain First Am=dinwt to Coasuvcdon. Operation and Reciprocal
Easement Agre=cnt effective Decc nbcr 31, 1986, liy and among Construction Developers, Luorporatcd;
Dillard Department Stores, I=; and Herring -Marathon Masters Parmers ip 9, Sled in the official land record
Of Pulasid County, Arkansas on July 27, 1989 as Instrument No. 8a -3954Z which easements, rights and
privileges b=ast Uwe laird described in Exhibit A hereto, and burl= the following described land:
[See lepi description attached hereto and made
a part hereo4 consiadn& of 3 rages]
Tract 5 (Basement):
TOGETHER WITH ri&bta of ingrea and egress as sat forth in that certain Cc►nnmction, Operation, and
Reciprocal Easement Agreamestt recorded as Instrument No. 86-82744 and amended by First Annendment to
Construction, Operation and Raciproc&I Esscmcnt Agreement recorded as Inmvment No. 88-39542 over and
across the following described laadr.
A part of the Northaut Quarter of tho Northeast Quarter, Secrion 1, Tow &hip I North, Range 13 West, which
includes a portion of "B" Street closed by City of Little Rock, Ordiivace No. 11,439 and Lata 7 through 13 rani
Lots 14 through 26, inclusive, Henry Meirose Addition to the City c Liitic Rock-, at being in Nlaa.ki County,
Askansaa, more particularly desuibed as faliows: From the Southeast corner of the said Northeast Quarter of
the Northraat Quarter, run thwr-e Narth 88 degrees 38 minutes 23 siecoads West and along the South line of the
said North" :,¢: Quarter of thn NorthrM Quarter and die centerline of West Markttsm Street (of 60 fact width)
for 651.67 feet; thence North 01 degrees 21 minutes 37 seconds East for 3 0. 0 feet to the North right of way lune
of West Markham Sm=t and the Point of Beginning; thence North 98 degrew 38 minutes 23 seconds West and
along the North right of way line of West Markham Street for 264.08 feet; dwea North 01 degrees -21 minutes
37 seconds East for 42.0 feat; thence North 88 degrees 38 minutes 23 seemkis West Car 250.64 feet; thence
North 00 degrees 29 minutes East for 168.54 feet; thence North 88 degrees 37 minutes 06 seconds West for
150.11 feet to the East rt&W of way lime of Mee inlet' Stroct (of 30.0 foot width) and a point 15.0 feat East of the
West line of the Northeast Quarter of the Northeast Quarter, thence North 00 degrees 29 tuin>,ttes Pat sad along
the East right of way line of McKinley Street and para.iiel with the West line of the Northeast Quarternf the
Norrheast Quarter for 556.51 fact to the Northwest comer of Lot 26, Henry Mairose Addition to the City of
Little Rock (as recorded in Plat Book 1. Page 62) and the Southwest canter of an allay (of 20 foot width)
running in an East-West direction; thence North 00 degrees 29 minutes East and along the East right of way line
of McKinley Street and parallel with the West line of the Northeast Quarter of the Northeast Quarter for 20.0
feet to the Southwest comer of Lot 1, Henry Melrose Addition and the Northwest corner of the Past -West alley;
thence South 88 degrees 50 minutes 28 seconds East and along tho South line of Lots 1, 2, 3, 4, 5, and 6, Henry
Meirose Addition to the City of Little Rack and the North line of tho Eat -Weal alley for 294.00 feet to the
common South corner of Lots 6 and 7, Henry Meirose Addition to the City of Little Rock; thence North 00
degrees 29 minutes East and along the ca=nna line of said Lou 6 and 7 for 140.00 feet to the common North
corner of said Lots 6 and 7 and it point on the South right of way line of "C" Street (varying width right of way):
thence South 88 degre= 50 minutes 28 seconds Fast and along the North line of Lots 7, 8, 9, 10, 11, 12 and 13,
Henry Meirose Addition to the City of Little Rock and the South right of way line of "C" Street for 336.50 feet
to the Northeast corner of said Lot 13 and the Wen right of way line of Arthur Street; thence South 00 degrees
29 minutes West and along the West right of way line of Arthur Street 140.00 fest to the Southeast comer of
Lot 13, Henry Mairow Addition to lite City of Little Rock, acrd a point on tha Ent -Wen alley previously
mentioned; [hanca North 88 degrees 50 minute: 28 seconds Wen and slang the South lino of bats 13, 12 and
11, Henry Meirose Addition to the City of Little Rock and along the North line of said Fast -West alley for
114.11 feet to a point which is in line with the East wall of a two story brick building occupied by Dillard
De-pammem Stores, Lw.; the= South 01 deg am 24 minutes 36 seconds West and along the Est wall and Fast
wail Iine projected bath North and South for 594.02 feet to a point; theruca South 88 degrees 38 minuus 23
seconds East for 160.36 fent to a point; thence South O1 dagrma 21 minutes 37 acconds West for 194.81 feet to
the Point of B4nz3in& ieaa and except the East -Wen alley (of 20 foot width) running through Henry Meirase
Addition to the City of Littla Rock, mare particularly descn'bod as follows; Begianing at the Northwest corner
—continued--